Stock Transactions — BARINGS GLOBAL SHORT DURATIO

Total Bought
221,831
17 transactions
Total Sold
743,009
28 transactions
Net
-521,178
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
PFG Investments, LLC070,912+70,9120.000.06+0.06buy
RFG Advisory, LLC85,768123,438+37,6700.040.06+0.02buy
GUGGENHEIM CAPITAL LLC347,190372,906+25,7160.040.04+0.00buy
Lido Advisors, LLC020,732+20,7320.000.00+0.00buy
ROYAL BANK OF CANADA31,65149,996+18,3450.000.00+0.00buy
Cetera Investment Advisers51,04467,164+16,1200.010.00-0.00buy
Consolidated Portfolio Review Corp57,78071,196+13,4160.180.27+0.09buy
Capital Investment Advisors, LLC191,917199,917+8,0000.060.07+0.00buy
Jefferies Financial Group Inc.55,72160,056+4,3350.010.02+0.01buy
FIRST TRUST ADVISORS LP31,12733,386+2,2590.000.00+0.00buy
BANK OF AMERICA CORP /DE/74,41376,469+2,0560.000.00-0.00buy
Future Financial Wealth Managment LLC0800+8000.000.01+0.01buy
TSP Capital Management Group, LLC390,986391,653+6671.821.80-0.02buy
BARINGS LLC12,57512,862+2870.010.00-0.00buy
MML INVESTORS SERVICES, LLC17,73917,982+2430.000.00-0.00buy
MCRAE CAPITAL MANAGEMENT INC20,04320,263+2200.070.06-0.00buy
SOA Wealth Advisors, LLC.2,2922,345+530.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0641,06400.000.00-0.00hold
COHEN & STEERS, INC.254,171254,17100.010.01+0.00hold
CWM, LLC97197100.000.00-0.00hold
FNY Investment Advisers, LLC80080000.010.01-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC10,00010,00000.010.01-0.00hold
CAROLINAS WEALTH CONSULTING LLC4,2534,25300.010.01-0.00hold
Glen Eagle Advisors, LLC1,7001,70000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.16,40016,40000.110.11+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
INTEGRATED CAPITAL MANAGEMENT, INC.11,91911,872-470.140.14+0.00sell
COMERICA BANK12,22412,000-2240.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC86,75086,344-4060.000.00-0.00sell
UBS Group AG17,28216,491-7910.000.00-0.00sell
PARK AVENUE SECURITIES LLC73,67272,271-1,4010.010.01-0.00sell
Baird Financial Group, Inc.26,62125,187-1,4340.000.00-0.00sell
Creekmur Asset Management LLC4,7362,181-2,5550.020.01-0.01sell
OSAIC HOLDINGS, INC.57,74954,570-3,1790.000.00+0.00sell
WOLVERINE ASSET MANAGEMENT LLC3,5900-3,5900.000.00-0.00sell
Advisory Services Network, LLC3,7330-3,7330.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS42,89139,091-3,8000.000.00-0.00sell
WELLS FARGO & COMPANY/MN462,826457,128-5,6980.000.00-0.00sell
NewEdge Advisors, LLC52,85546,279-6,5760.010.01-0.00sell
Elequin Capital, LP9,5010-9,5010.040.00-0.04sell
CLOUGH CAPITAL PARTNERS L P10,2610-10,2610.020.00-0.02sell
Quarry LP10,2610-10,2610.070.00-0.07sell
Invesco Ltd.301,386290,182-11,2040.000.00-0.00sell
Vivaldi Capital Management LP102,66390,140-12,5230.430.38-0.06sell
NOMURA HOLDINGS INC12,7170-12,7170.000.00-0.00sell
IFG Advisory, LLC14,7400-14,7400.010.00-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC537,361517,607-19,7540.350.36+0.01sell
Shaker Financial Services, LLC94,15472,075-22,0790.520.40-0.12sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.35,55613,121-22,4350.040.02-0.03sell
Hennion & Walsh Asset Management, Inc.286,490261,101-25,3890.220.20-0.02sell
Camelot Portfolios, LLC93,94066,530-27,4100.750.93+0.18sell
AQR Arbitrage LLC75,66924,314-51,3550.040.01-0.03sell
SIT INVESTMENT ASSOCIATES INC878,242738,130-140,1120.290.24-0.05sell
MORGAN STANLEY580,392260,558-319,8340.000.00-0.00sell
Page 1 of 1