Stock Transactions — BARINGS GLOBAL SHORT DURATIO

Total Bought
311,231
26 transactions
Total Sold
403,755
17 transactions
Net
-92,524
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Secure Asset Management, LLC051,203+51,2030.000.14+0.14buy
Pathstone Holdings, LLC039,860+39,8600.000.00+0.00buy
Invesco Ltd.290,182327,223+37,0410.000.00+0.00buy
MORGAN STANLEY260,558293,513+32,9550.000.00+0.00buy
Camelot Portfolios, LLC66,53088,115+21,5850.930.72-0.21buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,12131,689+18,5680.020.04+0.02buy
IFG Advisory, LLC014,740+14,7400.000.01+0.01buy
Janney Montgomery Scott LLC013,599+13,5990.000.00+0.00buy
J.W. COLE ADVISORS, INC.013,353+13,3530.000.01+0.01buy
Walleye Capital LLC012,841+12,8410.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.261,101272,854+11,7530.200.20+0.00buy
BANK OF AMERICA CORP /DE/76,46986,108+9,6390.000.00+0.00buy
Ashton Thomas Private Wealth, LLC06,744+6,7440.000.01+0.01buy
Shaker Financial Services, LLC72,07578,444+6,3690.400.46+0.06buy
Jefferies Financial Group Inc.60,05666,106+6,0500.020.02+0.00buy
NewEdge Advisors, LLC46,27950,263+3,9840.010.01-0.00buy
ROYAL BANK OF CANADA49,99653,464+3,4680.000.00+0.00buy
Cetera Investment Advisers67,16470,086+2,9220.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.11,87213,490+1,6180.140.16+0.02buy
ENVESTNET ASSET MANAGEMENT INC86,34487,384+1,0400.000.00-0.00buy
Avior Wealth Management, LLC0812+8120.000.00+0.00buy
Asset Dedication, LLC0436+4360.000.00+0.00buy
BARINGS LLC12,86213,151+2890.000.00+0.00buy
MCRAE CAPITAL MANAGEMENT INC20,26320,483+2200.060.07+0.00buy
MML INVESTORS SERVICES, LLC17,98218,071+890.000.00-0.00buy
SOA Wealth Advisors, LLC.2,3452,398+530.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0641,06400.000.00-0.00hold
COHEN & STEERS, INC.254,171254,17100.010.01+0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC517,607517,60700.360.35-0.00hold
CWM, LLC97197100.000.00-0.00hold
Baird Financial Group, Inc.25,18725,18700.000.00-0.00hold
Lido Advisors, LLC20,73220,73200.000.00-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC10,00010,00000.010.01-0.00hold
CAROLINAS WEALTH CONSULTING LLC4,2534,25300.010.01-0.00hold
Glen Eagle Advisors, LLC1,7001,70000.000.00-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS39,09139,09100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.16,40016,40000.110.12+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
COMERICA BANK12,00012,00000.000.00-0.00hold
FIRST TRUST ADVISORS LP33,38633,222-1640.000.00+0.00sell
UBS Group AG16,49116,236-2550.000.00-0.00sell
Consolidated Portfolio Review Corp71,19670,755-4410.270.24-0.03sell
FNY Investment Advisers, LLC8000-8000.010.00-0.01sell
Future Financial Wealth Managment LLC8000-8000.010.00-0.01sell
WELLS FARGO & COMPANY/MN457,128455,850-1,2780.000.00-0.00sell
PARK AVENUE SECURITIES LLC72,27170,311-1,9600.010.01-0.00sell
Creekmur Asset Management LLC2,1818-2,1730.010.00-0.01sell
Capital Investment Advisors, LLC199,917196,167-3,7500.070.06-0.00sell
TSP Capital Management Group, LLC391,653381,871-9,7821.801.73-0.07sell
Vivaldi Capital Management LP90,14078,224-11,9160.380.32-0.05sell
GUGGENHEIM CAPITAL LLC372,906353,906-19,0000.040.04-0.00sell
OSAIC HOLDINGS, INC.54,57030,648-23,9220.000.00-0.00sell
AQR Arbitrage LLC24,3140-24,3140.010.00-0.01sell
PFG Investments, LLC70,9120-70,9120.060.00-0.06sell
SIT INVESTMENT ASSOCIATES INC738,130629,280-108,8500.240.21-0.03sell
RFG Advisory, LLC123,4380-123,4380.060.00-0.06sell
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