| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 738,130 | 629,280 | -108,850 | 0.24 | 0.21 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 517,607 | 517,607 | 0 | 0.36 | 0.35 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 457,128 | 455,850 | -1,278 | 0.00 | 0.00 | -0.00 | sell |
| TSP Capital Management Group, LLC | 391,653 | 381,871 | -9,782 | 1.80 | 1.73 | -0.07 | sell |
| GUGGENHEIM CAPITAL LLC | 372,906 | 353,906 | -19,000 | 0.04 | 0.04 | -0.00 | sell |
| Invesco Ltd. | 290,182 | 327,223 | +37,041 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 260,558 | 293,513 | +32,955 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 261,101 | 272,854 | +11,753 | 0.20 | 0.20 | +0.00 | buy |
| COHEN & STEERS, INC. | 254,171 | 254,171 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Capital Investment Advisors, LLC | 199,917 | 196,167 | -3,750 | 0.07 | 0.06 | -0.00 | sell |
| Camelot Portfolios, LLC | 66,530 | 88,115 | +21,585 | 0.93 | 0.72 | -0.21 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 86,344 | 87,384 | +1,040 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 76,469 | 86,108 | +9,639 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 72,075 | 78,444 | +6,369 | 0.40 | 0.46 | +0.06 | buy |
| Vivaldi Capital Management LP | 90,140 | 78,224 | -11,916 | 0.38 | 0.32 | -0.05 | sell |
| Consolidated Portfolio Review Corp | 71,196 | 70,755 | -441 | 0.27 | 0.24 | -0.03 | sell |
| PARK AVENUE SECURITIES LLC | 72,271 | 70,311 | -1,960 | 0.01 | 0.01 | -0.00 | sell |
| Cetera Investment Advisers | 67,164 | 70,086 | +2,922 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 60,056 | 66,106 | +6,050 | 0.02 | 0.02 | +0.00 | buy |
| ROYAL BANK OF CANADA | 49,996 | 53,464 | +3,468 | 0.00 | 0.00 | +0.00 | buy |
| Secure Asset Management, LLC | 0 | 51,203 | +51,203 | 0.00 | 0.14 | +0.14 | buy |
| NewEdge Advisors, LLC | 46,279 | 50,263 | +3,984 | 0.01 | 0.01 | -0.00 | buy |
| Pathstone Holdings, LLC | 0 | 39,860 | +39,860 | 0.00 | 0.00 | +0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 39,091 | 39,091 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIRST TRUST ADVISORS LP | 33,386 | 33,222 | -164 | 0.00 | 0.00 | +0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,121 | 31,689 | +18,568 | 0.02 | 0.04 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 54,570 | 30,648 | -23,922 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 25,187 | 25,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 20,732 | 20,732 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MCRAE CAPITAL MANAGEMENT INC | 20,263 | 20,483 | +220 | 0.06 | 0.07 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 17,982 | 18,071 | +89 | 0.00 | 0.00 | -0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 16,400 | 16,400 | 0 | 0.11 | 0.12 | +0.00 | hold |
| UBS Group AG | 16,491 | 16,236 | -255 | 0.00 | 0.00 | -0.00 | sell |
| IFG Advisory, LLC | 0 | 14,740 | +14,740 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 0 | 13,599 | +13,599 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 11,872 | 13,490 | +1,618 | 0.14 | 0.16 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 13,353 | +13,353 | 0.00 | 0.01 | +0.01 | buy |
| BARINGS LLC | 12,862 | 13,151 | +289 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 12,841 | +12,841 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRANSCEND CAPITAL ADVISORS, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 0 | 6,744 | +6,744 | 0.00 | 0.01 | +0.01 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 4,253 | 4,253 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 2,345 | 2,398 | +53 | 0.01 | 0.01 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 1,700 | 1,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,064 | 1,064 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 971 | 971 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 0 | 812 | +812 | 0.00 | 0.00 | +0.00 | buy |
| Asset Dedication, LLC | 0 | 436 | +436 | 0.00 | 0.00 | +0.00 | buy |
| Creekmur Asset Management LLC | 2,181 | 8 | -2,173 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 24,314 | 0 | -24,314 | 0.01 | 0.00 | -0.01 | sell |
| RFG Advisory, LLC | 123,438 | 0 | -123,438 | 0.06 | 0.00 | -0.06 | sell |
| FNY Investment Advisers, LLC | 800 | 0 | -800 | 0.01 | 0.00 | -0.01 | sell |
| Future Financial Wealth Managment LLC | 800 | 0 | -800 | 0.01 | 0.00 | -0.01 | sell |
| PFG Investments, LLC | 70,912 | 0 | -70,912 | 0.06 | 0.00 | -0.06 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |