Stock Transactions — BARINGS GLOBAL SHORT DURATIO

Total Bought
1,410,009
27 transactions
Total Sold
962,621
21 transactions
Net
+447,388
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Gridiron Partners, LLC0739,281+739,2810.000.07+0.07buy
TSP Capital Management Group, LLC0329,932+329,9321.591.36-0.23buy
ADAPT WEALTH ADVISORS, LLC088,800+88,8000.000.51+0.51buy
J.W. COLE ADVISORS, INC.12,20398,525+86,3220.000.03+0.03buy
AMERIPRISE FINANCIAL INC024,000+24,0000.000.00+0.00buy
NewEdge Advisors, LLC43,96367,944+23,9810.000.00+0.00buy
JANE STREET GROUP, LLC021,300+21,3000.000.00+0.00buy
Secure Asset Management, LLC69,96686,164+16,1980.200.22+0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP014,490+14,4900.000.00+0.00buy
Rockefeller Capital Management L.P.011,930+11,9300.000.00+0.00buy
HRT FINANCIAL LP011,725+11,7250.000.00+0.00buy
OPPENHEIMER & CO INC011,543+11,5430.000.00+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC010,000+10,0000.000.01+0.01buy
WELLS FARGO & COMPANY/MN628,932636,595+7,6630.000.00-0.00buy
Janney Montgomery Scott LLC48,08653,618+5,5320.000.00+0.00buy
Nilsine Partners, LLC60,59362,006+1,4130.090.09-0.01buy
Stephens Consulting, LLC01,281+1,2810.000.01+0.01buy
CALDWELL SUTTER CAPITAL, INC.16,40017,314+9140.120.11-0.00buy
BNP PARIBAS FINANCIAL MARKETS0889+8890.000.00+0.00buy
BARINGS LLC14,58315,155+5720.010.00-0.00buy
MML INVESTORS SERVICES, LLC15,95216,518+5660.000.00-0.00buy
FIRST TRUST ADVISORS LP28,69629,168+4720.000.00-0.00buy
MCRAE CAPITAL MANAGEMENT INC21,57622,002+4260.070.07-0.00buy
Cetera Investment Advisers45,04645,365+3190.000.00-0.00buy
OSAIC HOLDINGS, INC.19,29819,500+2020.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0200+2000.000.00+0.00buy
SOA Wealth Advisors, LLC.2,4832,541+580.010.01-0.00buy
MAI Capital Management56956900.000.00-0.00hold
Asset Dedication, LLC797900.000.00-0.00hold
Allworth Financial LP6,1006,10000.000.00-0.00hold
Baird Financial Group, Inc.24,76724,76700.000.00-0.00hold
Lido Advisors, LLC20,73220,73200.000.00-0.00hold
FNY Investment Advisers, LLC80080000.010.00-0.00hold
Future Financial Wealth Managment LLC80080000.010.01-0.00hold
Corient Private Wealth LLC27,08527,08500.000.00+0.00hold
THRIVENT FINANCIAL FOR LUTHERANS23,79523,79500.000.00-0.00hold
COMERICA BANK12,00012,00000.000.00-0.00hold
Jefferies Financial Group Inc.10,72510,72500.000.00-0.00hold
Creekmur Asset Management LLC32-10.000.00-0.00sell
Advisors Asset Management, Inc.54,11153,922-1890.010.01-0.00sell
Tower Research Capital LLC (TRC)3600-3600.000.00-0.00sell
CWM, LLC945560-3850.000.00-0.00sell
Concord Wealth Partners4970-4970.000.00-0.00sell
Ameritas Advisory Services, LLC940250-6900.000.00-0.00sell
ROYAL BANK OF CANADA60,42457,813-2,6110.000.00-0.00sell
BANK OF AMERICA CORP /DE/62,91658,602-4,3140.000.00-0.00sell
Capital Investment Advisors, LLC170,958163,458-7,5000.050.04-0.01sell
GUGGENHEIM CAPITAL LLC300,089287,858-12,2310.040.03-0.00sell
ENVESTNET ASSET MANAGEMENT INC14,2110-14,2110.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.74,63541,837-32,7980.050.02-0.02sell
RAYMOND JAMES FINANCIAL INC258,143209,900-48,2430.000.00-0.00sell
MORGAN STANLEY219,087159,219-59,8680.000.00-0.00sell
LPL Financial LLC121,05061,120-59,9300.000.00-0.00sell
Invesco Ltd.467,356403,375-63,9810.000.00-0.00sell
Consolidated Portfolio Review Corp64,2290-64,2290.140.00-0.14sell
Camelot Portfolios, LLC72,5750-72,5750.670.00-0.67sell
COHEN & STEERS, INC.267,497186,013-81,4840.010.01-0.00sell
Shaker Financial Services, LLC174,6090-174,6090.980.00-0.98sell
SIT INVESTMENT ASSOCIATES INC261,9150-261,9150.090.00-0.09sell
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