Stock TransactionsBARINGS GLOBAL SHORT DURATIO

Total Bought
353,792
10 transactions
Total Sold
105,925
6 transactions
Net
+247,867
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC720,674878,242+157,5680.250.29+0.04buy
Shaker Financial Services, LLC35,68994,154+58,4650.210.52+0.31buy
AQR Arbitrage LLC21,93075,669+53,7390.010.04+0.03buy
RFG Advisory, LLC51,92385,768+33,8450.030.04+0.02buy
Camelot Portfolios, LLC66,06293,940+27,8780.800.75-0.05buy
Capital Investment Advisors, LLC175,673191,917+16,2440.060.06+0.00buy
Elequin Capital, LP4,0509,501+5,4510.010.04+0.03buy
BARINGS LLC12,26712,575+3080.010.01+0.00buy
MCRAE CAPITAL MANAGEMENT INC19,80520,043+2380.070.07-0.01buy
SOA Wealth Advisors, LLC.2,2362,292+560.010.01-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.12,06011,919-1410.140.14+0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC539,242537,361-1,8810.360.35-0.01sell
CALDWELL SUTTER CAPITAL, INC.18,50016,400-2,1000.130.11-0.02sell
TSP Capital Management Group, LLC405,442390,986-14,4561.991.82-0.17sell
Hennion & Walsh Asset Management, Inc.316,626286,490-30,1360.260.22-0.04sell
Vivaldi Capital Management LP159,874102,663-57,2110.660.43-0.23sell
Page 1 of 1