Stock Transactions — DOUBLELINE OPPORTUNISTIC CR

Total Bought
835,481
38 transactions
Total Sold
540,335
22 transactions
Net
+295,146
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Catawba River Capital0233,390+233,3900.001.82+1.82buy
SIT INVESTMENT ASSOCIATES INC3,168,7823,270,893+102,1111.161.07-0.09buy
STIFEL FINANCIAL CORP175,086269,372+94,2860.000.00+0.00buy
Stratos Wealth Advisors, LLC34,963117,227+82,2640.030.10+0.07buy
EVERGREEN CAPITAL MANAGEMENT LLC462,464500,142+37,6780.240.23-0.01buy
MORGAN STANLEY573,773610,350+36,5770.000.00-0.00buy
ROYAL BANK OF CANADA223,083257,871+34,7880.000.00-0.00buy
BALYASNY ASSET MANAGEMENT L.P.028,533+28,5330.000.00+0.00buy
Twelve Points Wealth Management LLC373,236398,592+25,3561.581.65+0.07buy
Intellectus Partners, LLC256,974281,283+24,3090.990.93-0.06buy
Ignite Planners, LLC84,248105,511+21,2630.250.28+0.02buy
BANK OF AMERICA CORP /DE/216,619235,865+19,2460.000.00-0.00buy
Consolidated Portfolio Review Corp68,32687,003+18,6770.170.19+0.01buy
ENVESTNET ASSET MANAGEMENT INC014,338+14,3380.000.00+0.00buy
Kovitz Investment Group Partners, LLC010,800+10,8000.000.00+0.00buy
XTX Topco Ltd010,116+10,1160.000.01+0.01buy
Janney Montgomery Scott LLC263,788273,200+9,4120.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC21,25129,240+7,9890.000.00+0.00buy
Elequin Capital, LP1,0886,614+5,5260.000.01+0.01buy
TOTAL INVESTMENT MANAGEMENT INC04,198+4,1980.000.01+0.01buy
Matrix Trust Co47,09250,160+3,0680.120.12-0.00buy
Ameritas Advisory Services, LLC02,864+2,8640.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC138,565140,546+1,9810.190.17-0.02buy
EWG Elevate Inc.10,30011,530+1,2300.060.05-0.01buy
LPL Financial LLC212,935214,105+1,1700.000.00-0.00buy
Mallini Complete Financial Planning LLC11,03912,176+1,1370.160.24+0.07buy
U.S. Capital Wealth Advisors, LLC46,62447,463+8390.020.02-0.00buy
Journey Advisory Group, LLC169,160169,914+7540.220.20-0.01buy
Mariner, LLC11,74612,478+7320.000.00-0.00buy
WEDBUSH SECURITIES INC27,72528,235+5100.020.02-0.00buy
SkyOak Wealth, LLC10,72910,897+1680.040.03-0.00buy
Rockefeller Capital Management L.P.25,47625,548+720.000.00-0.00buy
Golden State Wealth Management, LLC4,0194,057+380.010.01-0.00buy
VERUS CAPITAL PARTNERS, LLC26,54526,567+220.040.04-0.01buy
Kercheville Advisors, LLC14,05714,073+160.090.07-0.01buy
Cambridge Investment Research Advisors, Inc.27,89027,899+90.000.00-0.00buy
Cape Investment Advisory, Inc.453462+90.000.00-0.00buy
Global Retirement Partners, LLC112117+50.000.00-0.00buy
Apriem Advisors20,11020,11000.040.03-0.00hold
JNBA Financial Advisors1,0591,05900.000.00-0.00hold
NewEdge Advisors, LLC26,74026,74000.000.00-0.00hold
IFP Advisors, Inc15615600.000.00-0.00hold
Strategic Wealth Partners, Ltd.87,33687,33600.110.11-0.01hold
Steward Partners Investment Advisory, LLC1,6271,62700.000.00-0.00hold
Spire Wealth Management777700.000.00+0.00hold
CoreCap Advisors, LLC50050000.000.00-0.00hold
Gridiron Partners, LLC40,01740,01700.400.38-0.02hold
MELFA WEALTH MANAGEMENT, INC.15,60915,60900.160.15-0.01hold
United Advisor Group, LLC24,14124,14100.080.06-0.01hold
Ashton Thomas Private Wealth, LLC17,81917,81900.010.01-0.00hold
Principia Wealth Advisory, LLC3,9813,98100.060.05-0.01hold
MPWM ADVISORY SOLUTIONS, LLC2,0002,00000.020.02-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NBC SECURITIES, INC.42642600.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/1100.000.00-0.00hold
ARS Wealth Advisors Group, LLC16,40016,300-1000.040.03-0.01sell
Morse Asset Management, Inc1,6651,510-1550.010.01-0.00sell
CX Institutional3000-3000.000.00-0.00sell
UBS Group AG574,377574,028-3490.000.00-0.00sell
TD Waterhouse Canada Inc.17,52317,070-4530.000.00-0.00sell
Fortitude Family Office, LLC5470-5470.000.00-0.00sell
COMERICA BANK36,07735,527-5500.000.00-0.00sell
Aviance Capital Partners, LLC89,96889,022-9460.200.18-0.02sell
ArchPoint Investors102,219100,964-1,2550.530.46-0.07sell
HORIZON KINETICS ASSET MANAGEMENT LLC28,23626,820-1,4160.010.00-0.00sell
WORLD EQUITY GROUP, INC.11,85010,350-1,5000.050.04-0.01sell
FIFTH THIRD BANCORP1,8000-1,8000.000.00-0.00sell
OSAIC HOLDINGS, INC.24,73921,867-2,8720.000.00-0.00sell
Fort Sheridan Advisors LLC24,46918,272-6,1970.060.04-0.02sell
GUGGENHEIM CAPITAL LLC227,704216,658-11,0460.030.03-0.01sell
Invesco Ltd.151,315133,465-17,8500.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC168,207148,939-19,2680.000.00-0.00sell
B. Riley Wealth Advisors, Inc.26,3460-26,3460.010.00-0.01sell
WELLS FARGO & COMPANY/MN230,019192,453-37,5660.000.00-0.00sell
Shaker Financial Services, LLC78,00725,219-52,7880.470.14-0.33sell
AMERIPRISE FINANCIAL INC331,799276,175-55,6240.000.00-0.00sell
LeConte Wealth Management, LLC938,344636,937-301,4079.356.63-2.72sell
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