Stock TransactionsDOUBLELINE OPPORT CREDIT

Total Bought
925,027
32 transactions
Total Sold
625,488
31 transactions
Net
+299,539
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC14,732210,544+195,8120.070.95+0.87buy
Gridiron Partners, LLC154,710346,451+191,7411.382.62+1.24buy
ENVESTNET ASSET MANAGEMENT INC31,583106,773+75,1900.000.00+0.00buy
ROYAL BANK OF CANADA375,823439,900+64,0770.000.00+0.00buy
PARK AVENUE SECURITIES LLC060,607+60,6070.000.01+0.01buy
Twelve Points Wealth Management LLC363,804405,759+41,9551.171.17+0.00buy
AMERIPRISE FINANCIAL INC312,285350,374+38,0890.000.00-0.00buy
Stratos Wealth Advisors, LLC288,641326,385+37,7440.260.26-0.00buy
Marex Group plc028,906+28,9060.000.00+0.00buy
Avior Wealth Management, LLC573,966596,287+22,3210.240.23-0.01buy
SIT INVESTMENT ASSOCIATES INC3,104,4083,125,689+21,2810.920.85-0.07buy
Pettinga Financial Advisors LLC020,592+20,5920.000.05+0.05buy
Aviance Capital Partners, LLC95,072111,297+16,2250.160.17+0.00buy
Arax Advisory Partners015,861+15,8610.000.00+0.00buy
Rockefeller Capital Management L.P.45,65859,287+13,6290.000.00+0.00buy
Intellectus Partners, LLC281,849295,245+13,3960.840.73-0.11buy
INTEGRATED CAPITAL MANAGEMENT, INC.012,932+12,9320.000.13+0.13buy
EVERGREEN CAPITAL MANAGEMENT LLC548,752560,669+11,9170.170.14-0.03buy
UBS Group AG569,216580,219+11,0030.000.00-0.00buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
Maridea Wealth Management LLC12,15618,740+6,5840.030.03+0.00buy
Baird Financial Group, Inc.19,75025,750+6,0000.000.00+0.00buy
LPL Financial LLC230,759234,708+3,9490.000.00-0.00buy
Integrated Wealth Concepts LLC02,550+2,5500.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,203+1,2030.000.00+0.00buy
Focus Partners Wealth10,80011,464+6640.000.00-0.00buy
Cape Investment Advisory, Inc.0503+5030.000.00+0.00buy
Mallini Complete Financial Planning LLC13,07413,206+1320.150.14-0.02buy
JFS WEALTH ADVISORS, LLC095+950.000.00+0.00buy
Morse Asset Management, Inc1,8231,865+420.010.00-0.00buy
VERUS CAPITAL PARTNERS, LLC25,18025,204+240.030.02-0.01buy
Kercheville Advisors, LLC11,89711,900+30.060.05-0.00buy
Cambridge Investment Research Advisors, Inc.29,01829,01800.000.00-0.00hold
ArchPoint Investors100,964100,96400.350.31-0.04hold
JNBA Financial Advisors1,0591,05900.000.00-0.00hold
Fort Sheridan Advisors LLC15,78115,78100.030.02-0.00hold
IFP Advisors, Inc15615600.000.00-0.00hold
ARS Wealth Advisors Group, LLC12,35012,35000.020.01-0.00hold
CoreCap Advisors, LLC50050000.000.00-0.00hold
TD Waterhouse Canada Inc.5,4875,48700.000.00-0.00hold
United Advisor Group, LLC24,14124,14100.040.04-0.01hold
Ashton Thomas Private Wealth, LLC20,44120,44100.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC40040000.000.00-0.00hold
Holos Integrated Wealth LLC40040000.000.00-0.00hold
FIFTH THIRD BANCORP3,7503,75000.000.00-0.00hold
NBC SECURITIES, INC.42642600.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,0651,06500.000.00-0.00hold
Advisory Services Network, LLC750-750.000.00-0.00sell
Kestra Advisory Services, LLC13,74013,123-6170.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC16,60715,960-6470.000.00-0.00sell
SkyOak Wealth, LLC11,43710,385-1,0520.030.02-0.01sell
HORIZON KINETICS ASSET MANAGEMENT LLC20,47119,047-1,4240.000.00-0.00sell
Journey Advisory Group, LLC173,374171,944-1,4300.220.19-0.03sell
NewEdge Advisors, LLC24,24922,649-1,6000.000.00-0.00sell
MPWM ADVISORY SOLUTIONS, LLC2,0000-2,0000.020.00-0.02sell
Principia Wealth Advisory, LLC2,249138-2,1110.020.00-0.02sell
Golden State Wealth Management, LLC2,2120-2,2120.000.00-0.00sell
Berger Financial Group, Inc105,664103,409-2,2550.090.08-0.01sell
Ignite Planners, LLC114,817112,190-2,6270.260.22-0.04sell
WEDBUSH SECURITIES INC27,48224,540-2,9420.010.01-0.00sell
MELFA WEALTH MANAGEMENT, INC.15,60912,570-3,0390.130.10-0.03sell
Catawba River Capital262,477259,396-3,0811.851.67-0.18sell
Apriem Advisors24,11020,110-4,0000.030.03-0.01sell
Blueprint Investment Partners LLC21,80017,500-4,3000.030.02-0.01sell
OSAIC HOLDINGS, INC.12,9547,065-5,8890.000.00-0.00sell
Golden State Equity Partners7,3770-7,3770.010.00-0.01sell
RAYMOND JAMES FINANCIAL INC135,782125,315-10,4670.000.00-0.00sell
Papamarkou Wellner Asset Management inc.10,5000-10,5000.090.00-0.09sell
READYSTATE ASSET MANAGEMENT LP10,9070-10,9070.010.00-0.01sell
WELLS FARGO & COMPANY/MN274,790263,521-11,2690.000.00-0.00sell
Cetera Investment Advisers25,95013,551-12,3990.000.00-0.00sell
Strategic Wealth Partners, Ltd.88,31664,160-24,1560.090.06-0.03sell
STIFEL FINANCIAL CORP175,298133,785-41,5130.000.00-0.00sell
Quarry LP75,98625,427-50,5590.220.06-0.17sell
GUGGENHEIM CAPITAL LLC187,042133,104-53,9380.020.01-0.01sell
BANK OF AMERICA CORP /DE/145,85191,187-54,6640.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC193,18264,644-128,5380.330.09-0.24sell
Janney Montgomery Scott LLC206,39538,495-167,9000.010.00-0.01sell
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