| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BVF INC/IL | 1,685,219 | 2,100,468 | +415,249 | 0.15 | 0.37 | +0.22 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 430,669 | 608,524 | +177,855 | 0.10 | 0.25 | 0.00 | buy |
| Nantahala Capital Management, LLC | 3,733,333 | 3,752,583 | +19,250 | 0.56 | 0.83 | +0.27 | buy |
| Aries Wealth Management | 21,415 | 26,415 | +5,000 | 0.02 | 0.04 | +0.02 | buy |
| NewEdge Wealth, LLC | 25,885 | 25,912 | +27 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 1,310,287 | 870,000 | -440,287 | 2.48 | 3.63 | +1.15 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 616,770 | 63,050 | -553,720 | 0.04 | 0.01 | -0.03 | sell |
| Soleus Capital Management, L.P. | 2,827,963 | 2,184,026 | -643,937 | 0.70 | 0.85 | +0.15 | sell |