| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PAULSON & CO. INC. | 32,347,299 | 32,347,299 | 0 | 19.53 | 22.04 | +2.51 | hold |
| Alyeska Investment Group, L.P. | 3,263,226 | 4,581,234 | +1,318,008 | 0.14 | 0.28 | +0.14 | buy |
| BlackRock, Inc. | 3,159,833 | 4,446,698 | +1,286,865 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 1,851,456 | 2,840,546 | +989,090 | 0.03 | 0.05 | +0.03 | buy |
| SPROTT INC. | 2,793,345 | 2,352,112 | -441,233 | 1.70 | 1.78 | +0.09 | sell |
| VANGUARD GROUP INC | 719,296 | 1,912,040 | +1,192,744 | 0.00 | 0.00 | +0.00 | buy |
| Empyrean Capital Partners, LP | 1,396,500 | 1,517,953 | +121,453 | 0.79 | 1.23 | +0.45 | buy |
| MILLENNIUM MANAGEMENT LLC | 3,620,379 | 1,471,534 | -2,148,845 | 0.04 | 0.02 | -0.02 | sell |
| STATE STREET CORP | 757,861 | 1,314,773 | +556,912 | 0.00 | 0.00 | +0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 852,473 | 1,184,352 | +331,879 | 0.08 | 0.17 | +0.09 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 617,032 | 977,061 | +360,029 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 976,796 | 975,799 | -997 | 0.02 | 0.02 | +0.01 | sell |
| Amundi | 762,869 | 779,146 | +16,277 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 706,544 | 750,290 | +43,746 | 0.00 | 0.00 | +0.00 | buy |
| Krilogy Financial LLC | 821,914 | 748,497 | -73,417 | 0.57 | 0.60 | +0.03 | sell |
| CITADEL ADVISORS LLC | 434,089 | 714,554 | +280,465 | 0.00 | 0.01 | +0.01 | buy |
| Fourth Sail Capital LP | 1,003,700 | 630,608 | -373,092 | 2.52 | 3.08 | +0.56 | sell |
| BANK OF MONTREAL /CAN/ | 93,597 | 547,378 | +453,781 | 0.00 | 0.00 | +0.00 | buy |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | 0 | 526,100 | +526,100 | 0.00 | 0.58 | +0.58 | buy |
| NORTHERN TRUST CORP | 287,205 | 462,065 | +174,860 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 325,891 | 430,080 | +104,189 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 15,211 | 403,029 | +387,818 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 141,542 | 375,150 | +233,608 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 337,010 | 335,509 | -1,501 | 0.01 | 0.01 | +0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 302,400 | 304,177 | +1,777 | 0.07 | 0.12 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 135,179 | 286,429 | +151,250 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 278,420 | +278,420 | 0.00 | 0.02 | +0.02 | buy |
| Monaco Asset Management SAM | 1,043,000 | 270,249 | -772,751 | 4.80 | 2.04 | -2.76 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.04 | 0.06 | +0.02 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 26,979 | 247,304 | +220,325 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 237,079 | 245,150 | +8,071 | 0.00 | 0.00 | +0.00 | buy |
| NewGen Equity Long/Short Fund | 275,000 | 245,000 | -30,000 | 2.30 | 3.68 | +1.38 | sell |
| NewGen Asset Management Ltd | 275,000 | 245,000 | -30,000 | 2.18 | 3.68 | +1.50 | sell |
| BARCLAYS PLC | 231,648 | 242,111 | +10,463 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 213,735 | 240,460 | +26,725 | 0.39 | 0.55 | +0.16 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 115,996 | 239,629 | +123,633 | 0.00 | 0.00 | +0.00 | buy |
| DONALD SMITH & CO., INC. | 265,000 | 238,000 | -27,000 | 0.08 | 0.10 | +0.02 | sell |
| JANE STREET GROUP, LLC | 362,802 | 222,381 | -140,421 | 0.01 | 0.01 | -0.00 | sell |
| Soviero Asset Management, LP | 240,000 | 217,000 | -23,000 | 2.14 | 2.71 | +0.58 | sell |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 212,122 | 212,122 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 100,877 | 204,085 | +103,208 | 0.00 | 0.00 | +0.00 | buy |
| Pekin Hardy Strauss, Inc. | 136,000 | 195,889 | +59,889 | 0.19 | 0.40 | +0.21 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 194,693 | +194,693 | 0.00 | 0.01 | +0.01 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 85,797 | 158,545 | +72,748 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 28,005 | 157,599 | +129,594 | 0.00 | 0.00 | +0.00 | buy |
| Swiss National Bank | 138,200 | 145,900 | +7,700 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 141,085 | +141,085 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 457 | 140,195 | +139,738 | 0.00 | 0.00 | +0.00 | buy |
| Boston Partners | 169,135 | 140,107 | -29,028 | 0.00 | 0.00 | +0.00 | sell |
| Nuveen, LLC | 107,595 | 137,510 | +29,915 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 0 | 130,836 | +130,836 | 0.00 | 0.00 | +0.00 | buy |
| Amitell Capital Pte Ltd | 180,000 | 130,141 | -49,859 | 1.23 | 1.95 | +0.72 | sell |
| Trexquant Investment LP | 32,279 | 125,084 | +92,805 | 0.00 | 0.03 | +0.02 | buy |
| GUGGENHEIM CAPITAL LLC | 58,977 | 121,271 | +62,294 | 0.01 | 0.02 | +0.01 | buy |
| RHUMBLINE ADVISERS | 74,505 | 105,256 | +30,751 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 0 | 102,102 | +102,102 | 0.00 | 0.02 | +0.02 | buy |
| Y-Intercept (Hong Kong) Ltd | 58,267 | 101,353 | +43,086 | 0.02 | 0.05 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 1,199,818 | 94,237 | -1,105,581 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 111,344 | 91,148 | -20,196 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 64,343 | 90,766 | +26,423 | 0.00 | 0.00 | +0.00 | buy |
| HOHIMER WEALTH MANAGEMENT, LLC | 0 | 89,570 | +89,570 | 0.00 | 0.25 | +0.25 | buy |
| Lombard Odier Asset Management (USA) Corp | 0 | 89,250 | +89,250 | 0.00 | 0.41 | +0.41 | buy |
| ALPS ADVISORS INC | 109,746 | 88,246 | -21,500 | 0.01 | 0.01 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 71,654 | 87,363 | +15,709 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 131,037 | 84,042 | -46,995 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 73,705 | 76,809 | +3,104 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 82,235 | 71,676 | -10,559 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 854,005 | 69,204 | -784,801 | 0.02 | 0.00 | -0.01 | sell |
| LMR Partners LLP | 0 | 67,042 | +67,042 | 0.00 | 0.02 | +0.02 | buy |
| D.A. DAVIDSON & CO. | 0 | 64,265 | +64,265 | 0.00 | 0.01 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 42,400 | 63,600 | +21,200 | 0.00 | 0.00 | +0.00 | buy |
| Nokomis Capital, L.L.C. | 62,033 | 62,033 | 0 | 0.32 | 0.44 | +0.13 | hold |
| CIBC Asset Management Inc | 0 | 61,303 | +61,303 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 0 | 61,250 | +61,250 | 0.00 | 0.03 | +0.03 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 60,059 | 60,059 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 26,307 | 56,049 | +29,742 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 53,600 | +53,600 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 17,546 | 53,331 | +35,785 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 100 | 52,905 | +52,805 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 17,100 | 50,700 | +33,600 | 0.01 | 0.02 | +0.02 | buy |
| IFP Advisors, Inc | 49,969 | 50,000 | +31 | 0.02 | 0.03 | +0.01 | buy |
| Fore Capital, LLC | 42,000 | 50,000 | +8,000 | 1.01 | 1.28 | +0.27 | buy |
| U S GLOBAL INVESTORS INC | 50,000 | 50,000 | 0 | 0.07 | 0.11 | +0.04 | hold |
| TWO SIGMA ADVISERS, LP | 0 | 49,200 | +49,200 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 49,562 | 48,535 | -1,027 | 0.02 | 0.02 | +0.01 | sell |
| Invesco Ltd. | 27,095 | 48,094 | +20,999 | 0.00 | 0.00 | +0.00 | buy |
| ARRIEN INVESTMENTS, INC. | 47,678 | 48,090 | +412 | 0.37 | 0.57 | +0.20 | buy |
| SIMPLEX TRADING, LLC | 0 | 47,717 | +47,717 | 0.00 | 0.02 | +0.02 | buy |
| MetLife Investment Management, LLC | 28,048 | 44,277 | +16,229 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 43,901 | +43,901 | 0.00 | 0.00 | +0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 0 | 42,576 | +42,576 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 56,771 | 42,381 | -14,390 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 49,226 | 41,225 | -8,001 | 0.01 | 0.02 | +0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 23,020 | 40,438 | +17,418 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 37,619 | +37,619 | 0.00 | 0.01 | +0.01 | buy |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | 0 | 37,455 | +37,455 | 0.00 | 0.32 | +0.32 | buy |
| CIBC WORLD MARKET INC. | 17,164 | 34,842 | +17,678 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 34,709 | +34,709 | 0.00 | 0.17 | +0.17 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 34,487 | +34,487 | 0.00 | 0.00 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0 | 34,352 | +34,352 | 0.00 | 0.01 | +0.01 | buy |