Stock Transactions — CARLYLE GROUP INC

Total Bought
15,118,282
280 transactions
Total Sold
24,339,782
262 transactions
Net
-9,221,500
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
REGENTS OF THE UNIVERSITY OF CALIFORNIA01,516,016+1,516,0160.002.44+2.44buy
HARRIS ASSOCIATES L P15,198,26916,583,907+1,385,6381.141.07-0.07buy
FMR LLC2,366,6783,704,590+1,337,9120.010.01+0.00buy
Prana Capital Management, LP0650,586+650,5860.000.97+0.97buy
ROYAL BANK OF CANADA409,012883,679+474,6670.000.01+0.00buy
Alyeska Investment Group, L.P.20,134480,930+460,7960.000.07+0.06buy
ALGEBRIS (UK) LTD853,2541,295,034+441,7804.004.53+0.52buy
GOLDMAN SACHS GROUP INC1,240,0601,624,369+384,3090.010.01-0.00buy
JANE STREET GROUP, LLC19,689397,406+377,7170.000.02+0.02buy
UBS Group AG2,536,5382,902,388+365,8500.030.02-0.00buy
Woodline Partners LP0351,606+351,6060.000.06+0.06buy
BlackRock, Inc.30,696,45931,024,445+327,9860.030.03-0.00buy
Holocene Advisors, LP0317,967+317,9670.000.04+0.04buy
Nuveen, LLC672,647959,516+286,8690.010.01+0.00buy
Freestone Grove Partners LP444,142693,262+249,1200.190.24+0.05buy
JONES FINANCIAL COMPANIES LLLP9,351256,084+246,7330.000.01+0.01buy
SOROS FUND MANAGEMENT LLC0244,985+244,9850.000.16+0.16buy
Legal & General Group Plc3,260,3773,502,332+241,9550.040.04-0.00buy
AMERIPRISE FINANCIAL INC2,505,4492,721,593+216,1440.030.03-0.00buy
CastleKnight Management LP265,376472,976+207,6000.891.07+0.18buy
DEUTSCHE BANK AG\594,117800,827+206,7100.010.01+0.00buy
Point72 Asset Management, L.P.0203,000+203,0000.000.02+0.02buy
Cerity Partners LLC86,922285,201+198,2790.010.02+0.01buy
JPMORGAN CHASE & CO979,2031,176,413+197,2100.000.00-0.00buy
Schonfeld Strategic Advisors LLC0176,712+176,7120.000.07+0.07buy
BW Gestao de Investimentos Ltda.0160,000+160,0000.000.34+0.34buy
Cinctive Capital Management LP0155,284+155,2840.000.49+0.49buy
VICTORY CAPITAL MANAGEMENT INC96,065250,022+153,9570.000.01+0.00buy
GEODE CAPITAL MANAGEMENT, LLC4,999,8805,149,123+149,2430.020.02-0.00buy
RENAISSANCE TECHNOLOGIES LLC0136,700+136,7000.000.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,380,2271,516,611+136,3840.020.02-0.00buy
STATE STREET CORP9,545,1199,680,870+135,7510.020.02-0.00buy
Davis Asset Management, L.P.1,000,0001,131,000+131,0002.121.58-0.53buy
HRT FINANCIAL LP0129,768+129,7680.000.02+0.02buy
FRANKLIN RESOURCES INC12,049137,611+125,5620.000.00+0.00buy
VAN ECK ASSOCIATES CORP124,240243,940+119,7000.010.01+0.00buy
AQR CAPITAL MANAGEMENT LLC168,598281,176+112,5780.010.01+0.00buy
Allianz Asset Management GmbH11,229120,809+109,5800.000.01+0.01buy
SIRIOS CAPITAL MANAGEMENT L P433,852542,251+108,3993.193.18-0.01buy
HSBC HOLDINGS PLC108,615212,167+103,5520.000.01+0.00buy
XTX Topco Ltd0102,073+102,0730.000.09+0.09buy
Entropy Technologies, LP096,565+96,5650.000.22+0.22buy
TWINBEECH CAPITAL LP093,488+93,4880.000.47+0.47buy
WINTON GROUP Ltd092,262+92,2620.000.16+0.16buy
BANK OF NOVA SCOTIA17,000106,689+89,6890.000.01+0.01buy
NATIXIS37,950121,118+83,1680.010.02+0.01buy
Y-Intercept (Hong Kong) Ltd083,153+83,1530.000.08+0.08buy
Polar Asset Management Partners Inc.074,007+74,0070.000.09+0.09buy
DEPRINCE RACE & ZOLLO INC461,245527,290+66,0450.520.48-0.04buy
FIFTH THIRD BANCORP116,874182,418+65,5440.020.02-0.01buy
Tredje AP-fonden39,308103,696+64,3880.020.03+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,067,0551,127,984+60,9290.010.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP20,66180,366+59,7050.000.01+0.00buy
Brevan Howard Capital Management LP048,132+48,1320.000.02+0.02buy
TD Waterhouse Canada Inc.14,06658,866+44,8000.010.01+0.00buy
BANK OF MONTREAL /CAN/221,428259,216+37,7880.010.01-0.00buy
Capital International, Inc./CA/125,420160,648+35,2280.060.06+0.00buy
Lighthouse Investment Partners, LLC033,699+33,6990.000.06+0.06buy
Parallax Volatility Advisers, L.P.16,97749,681+32,7040.030.11+0.08buy
ARIEL INVESTMENTS, LLC3,950,3333,981,757+31,4242.522.16-0.37buy
PRIVATE MANAGEMENT GROUP INC663,941691,425+27,4841.140.96-0.18buy
BROWN ADVISORY INC212,424239,545+27,1210.020.02+0.00buy
Gator Capital Management, LLC164,135191,195+27,0602.011.97-0.03buy
PRICE T ROWE ASSOCIATES INC /MD/212,114236,549+24,4350.000.00-0.00buy
Bank of New York Mellon Corp2,024,5852,047,650+23,0650.020.02-0.00buy
CAPTRUST FINANCIAL ADVISORS34,07255,554+21,4820.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC558,049579,076+21,0270.020.01-0.00buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND52,28673,236+20,9500.030.02-0.01buy
Mitsubishi UFJ Asset Management Co., Ltd.220,132239,753+19,6210.010.01-0.00buy
Galvin, Gaustad & Stein, LLC204,623223,719+19,0960.940.87-0.08buy
BNP PARIBAS FINANCIAL MARKETS99,086118,057+18,9710.000.00+0.00buy
SIH Partners, LLLP018,600+18,6000.000.03+0.03buy
NORTHERN TRUST CORP2,483,0032,499,796+16,7930.020.02-0.00buy
CANADA LIFE ASSURANCE Co360,547377,242+16,6950.040.03-0.00buy
BI Asset Management Fondsmaeglerselskab A/S33,81149,995+16,1840.020.03+0.01buy
WELLINGTON MANAGEMENT GROUP LLP5,30921,129+15,8200.000.00+0.00buy
RHUMBLINE ADVISERS702,878718,651+15,7730.030.03-0.00buy
Cetera Investment Advisers64,95778,647+13,6900.000.00-0.00buy
STEPHENS INC /AR/89,394101,542+12,1480.070.06-0.00buy
ENVESTNET ASSET MANAGEMENT INC459,370471,242+11,8720.010.01-0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC011,143+11,1430.000.00+0.00buy
MetLife Investment Management, LLC197,712208,822+11,1100.060.05-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO111,637122,231+10,5940.000.00-0.00buy
Texas Yale Capital Corp.101,709112,232+10,5230.180.15-0.03buy
ADAGE CAPITAL PARTNERS GP, L.L.C.09,901+9,9010.000.00+0.00buy
Cresset Asset Management, LLC3,92913,825+9,8960.000.00+0.00buy
Sound Income Strategies, LLC115,092124,736+9,6440.360.29-0.07buy
Janney Montgomery Scott LLC73,88183,522+9,6410.010.01-0.00buy
Saudi Central Bank08,678+8,6780.000.01+0.01buy
ALLSTATE CORP17,04425,694+8,6500.010.01-0.00buy
Quantbot Technologies LP08,044+8,0440.000.02+0.02buy
D. E. Shaw & Co., Inc.9,95317,529+7,5760.000.00+0.00buy
XPONANCE, INC.37,62245,015+7,3930.020.02-0.00buy
FJ Capital Management LLC07,055+7,0550.000.04+0.04buy
Gulf International Bank (UK) Ltd11,25718,114+6,8570.020.02-0.00buy
Retirement Systems of Alabama311,436318,127+6,6910.060.05-0.01buy
NewEdge Advisors, LLC16,63223,290+6,6580.000.00+0.00buy
Creative Planning18,82125,378+6,5570.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC22,09928,636+6,5370.000.00+0.00buy
Allen Mooney & Barnes Investment Advisors LLC252,313258,736+6,4232.241.80-0.44buy
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