Stock TransactionsCARLYLE GROUP INC

Total Bought
7,632,953
29 transactions
Total Sold
2,324,227
22 transactions
Net
+5,308,726
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Capital World Investors12,661,34418,654,540+5,993,1960.080.11+0.03buy
AVIVA PLC500,9798,051+492,9280.070.000.00sell
ALKEON CAPITAL MANAGEMENT LLC12,603,93312,125,201+478,7322.512.320.00sell
AMERIPRISE FINANCIAL INC3,287,3963,683,690+396,2940.040.04+0.00buy
Allianz Asset Management GmbH526,645140,853+385,7920.040.01-0.03sell
PRICE T ROWE ASSOCIATES INC /MD/3,056,0573,414,374+358,3170.010.02+0.00buy
VICTORY CAPITAL MANAGEMENT INC705,733384,791+320,9420.030.01-0.01sell
FIRST TRUST ADVISORS LP1,611,8281,444,817+167,0110.060.050.00sell
Connor, Clark & Lunn Investment Management Ltd.165,452332,404+166,9520.030.05+0.03buy
Legal & General Group Plc3,621,8373,749,442+127,6050.040.04-0.00buy
DEPRINCE RACE & ZOLLO INC681,794790,482+108,6880.490.580.00buy
Beutel, Goodman & Co Ltd.4,243,3604,335,611+92,2510.770.780.00buy
NATIXIS38,269126,009+87,7400.010.030.00buy
Rockefeller Capital Management L.P.785,258868,275+83,0170.110.110.00buy
Channing Capital Management, LLC302,178232,206+69,9720.300.230.00sell
Andra AP-fonden157,000222,500+65,5000.130.18+0.05buy
GEODE CAPITAL MANAGEMENT, LLC3,297,5143,355,596+58,0820.010.010.00buy
Callodine Capital Management, LP225,000275,000+50,0002.062.520.00buy
INTECH INVESTMENT MANAGEMENT LLC28,56312,461+16,1020.010.00-0.00sell
CANADA LIFE ASSURANCE Co157,592169,986+12,3940.010.01+0.00buy
Lingotto Investment Management LLP232,000222,000+10,0000.520.460.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM348,966358,839+9,8730.020.02+0.00buy
Epoch Investment Partners, Inc.18,37924,353+5,9740.000.000.00buy
Kendall Capital Management31,43227,107+4,3250.470.380.00sell
Sargent Investment Group, LLC327,440323,465+3,9752.632.510.00sell
OPPENHEIMER & CO INC382,309385,967+3,6580.260.25-0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO102,93399,420+3,5130.010.010.00sell
Skandinaviska Enskilda Banken AB (publ)179,410175,910+3,5000.040.04-0.00sell
MOODY NATIONAL BANK TRUST DIVISION24,54927,147+2,5980.070.06-0.01buy
STEPHENS INC /AR/71,45373,583+2,1300.040.04-0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp17,54319,589+2,0460.010.010.00buy
Elo Mutual Pension Insurance Co16,04217,935+1,8930.020.020.00buy
Treasurer of the State of North Carolina90,51492,184+1,6700.020.020.00buy
ALPS ADVISORS INC46,00045,300+7000.010.010.00sell
Principle Wealth Partners LLC7,3318,031+7000.020.030.00buy
Apollon Wealth Management, LLC12,14111,443+6980.020.020.00sell
THOROUGHBRED FINANCIAL SERVICES, LLC14,46113,823+6380.070.06-0.01sell
BAMCO INC /NY/2,145,4272,144,830+5970.200.190.00sell
Empowered Funds, LLC17,14217,727+5850.030.02-0.01buy
TD ASSET MANAGEMENT INC151,672152,225+5530.010.01-0.00buy
CARRET ASSET MANAGEMENT, LLC7,8008,350+5500.030.04+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC8,7739,291+5180.010.010.00buy
Bell Investment Advisors, Inc319126+1930.000.000.00sell
Zhang Financial LLC15,93215,999+670.060.050.00buy
CI INVESTMENTS INC.4,0924,155+630.000.000.00buy
DENALI ADVISORS LLC800839+390.010.010.00buy
AUGUSTINE ASSET MANAGEMENT INC60,58960,332-2570.930.89-0.04sell
NOMURA ASSET MANAGEMENT CO LTD59,05752,756-6,3010.010.01-0.00sell
SIT INVESTMENT ASSOCIATES INC328,800294,900-33,9000.280.25-0.03sell
NEW YORK STATE COMMON RETIREMENT FUND380,063321,543-58,5200.020.01-0.00sell
Robeco Institutional Asset Management B.V.714,695449,064-265,6310.060.04-0.02sell
Page 1 of 1