Stock Transactions — CARLYLE GROUP INC

Total Bought
26,158,851
321 transactions
Total Sold
22,552,270
215 transactions
Net
+3,606,581
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROYAL BANK OF CANADA326,2223,313,694+2,987,4720.000.03+0.03buy
HARRIS ASSOCIATES L P8,787,04311,315,984+2,528,9410.640.95+0.30buy
Capital World Investors17,718,23119,958,480+2,240,2490.130.15+0.02buy
BlackRock, Inc.29,261,52331,442,087+2,180,5640.030.03+0.00buy
NORGES BANK959,1792,920,658+1,961,4790.010.02+0.01buy
Verition Fund Management LLC9,7961,369,376+1,359,5800.000.41+0.40buy
GOLDMAN SACHS GROUP INC1,144,9742,195,617+1,050,6430.010.02+0.01buy
ALKEON CAPITAL MANAGEMENT LLC5,241,3165,941,316+700,0001.351.48+0.13buy
DIMENSIONAL FUND ADVISORS LP2,365,3742,977,250+611,8760.030.04+0.01buy
Azora Capital LP0599,052+599,0520.001.39+1.39buy
Alyeska Investment Group, L.P.0549,334+549,3340.000.10+0.10buy
Gillson Capital LP0544,213+544,2130.002.14+2.14buy
Weiss Asset Management LP0495,199+495,1990.000.40+0.40buy
VANGUARD GROUP INC24,292,93724,719,581+426,6440.020.02+0.00buy
Walleye Capital LLC0420,528+420,5280.000.20+0.20buy
Eisler Capital Management Ltd.0387,187+387,1870.000.68+0.68buy
STATE STREET CORP7,843,1978,221,652+378,4550.010.02+0.00buy
BANK OF AMERICA CORP /DE/1,514,7201,870,662+355,9420.010.01+0.00buy
Prana Capital Management, LP0337,997+337,9970.000.63+0.63buy
FIRST TRUST ADVISORS LP61,111374,773+313,6620.000.02+0.01buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/6,827,5597,138,859+311,3000.100.12+0.02buy
T. Rowe Price Investment Management, Inc.0306,899+306,8990.000.01+0.01buy
Legal & General Group Plc3,118,8733,366,980+248,1070.040.04+0.01buy
CastleKnight Management LP92,500327,076+234,5760.431.11+0.68buy
NATIXIS ADVISORS, LLC139,983369,569+229,5860.010.03+0.02buy
GEODE CAPITAL MANAGEMENT, LLC4,056,4104,284,894+228,4840.010.02+0.00buy
BARCLAYS PLC451,348667,073+215,7250.010.01+0.00buy
Holocene Advisors, LP465,072665,876+200,8040.060.08+0.02buy
Jefferies Financial Group Inc.0175,000+175,0000.000.15+0.15buy
Trexquant Investment LP0163,642+163,6420.000.09+0.09buy
Cinctive Capital Management LP0153,541+153,5410.000.44+0.44buy
Galvin, Gaustad & Stein, LLC0150,960+150,9600.000.67+0.67buy
NORTHERN TRUST CORP2,195,2502,303,647+108,3970.010.02+0.00buy
LBP AM SA094,089+94,0890.000.07+0.07buy
AQR CAPITAL MANAGEMENT LLC57,335149,408+92,0730.000.01+0.00buy
Sound Income Strategies, LLC089,667+89,6670.000.26+0.26buy
CW Advisors, LLC089,608+89,6080.000.04+0.04buy
AEGON ASSET MANAGEMENT UK PLC221,411309,862+88,4510.140.20+0.06buy
Korea Investment CORP142,166221,196+79,0300.020.03+0.01buy
Point72 Europe (London) LLP077,800+77,8000.000.21+0.21buy
ENVESTNET ASSET MANAGEMENT INC557,575633,135+75,5600.010.01+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM297,984372,519+74,5350.020.02+0.01buy
ASSETMARK, INC450,651523,748+73,0970.050.06+0.01buy
AMERICAN CENTURY COMPANIES INC68,885141,068+72,1830.000.00+0.00buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM337,400408,897+71,4970.010.01+0.00buy
Aquatic Capital Management LLC065,016+65,0160.000.07+0.07buy
Schonfeld Strategic Advisors LLC7,41071,336+63,9260.000.03+0.03buy
PEAK6 LLC063,685+63,6850.000.11+0.11buy
PRIVATE MANAGEMENT GROUP INC882,459940,870+58,4111.371.57+0.20buy
Invesco Ltd.742,934798,017+55,0830.010.01+0.00buy
Integrated Advisors Network LLC054,150+54,1500.000.13+0.13buy
RHUMBLINE ADVISERS603,895656,707+52,8120.020.03+0.00buy
PRUDENTIAL FINANCIAL INC19,46669,561+50,0950.000.00+0.00buy
Capital International, Inc./CA/47,15095,772+48,6220.020.05+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,427,1711,474,556+47,3850.010.01+0.00buy
AMERIPRISE FINANCIAL INC2,722,7372,769,631+46,8940.030.04+0.00buy
DEPRINCE RACE & ZOLLO INC460,887505,538+44,6510.420.54+0.12buy
ALLIANCEBERNSTEIN L.P.367,224407,512+40,2880.010.01+0.00buy
Symphony Financial, Ltd. Co.038,374+38,3740.000.04+0.04buy
Mitsubishi UFJ Trust & Banking Corp99,791137,454+37,6630.010.02+0.01buy
FORSTA AP-FONDEN57,10094,700+37,6000.020.03+0.01buy
Sumitomo Mitsui Trust Group, Inc.489,055523,381+34,3260.020.02+0.00buy
OSAIC HOLDINGS, INC.42,63574,943+32,3080.000.01+0.00buy
Illinois Municipal Retirement Fund031,811+31,8110.000.02+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.176,852208,132+31,2800.010.01+0.00buy
TEXAS PERMANENT SCHOOL FUND CORP134,913162,794+27,8810.050.08+0.03buy
TOCQUEVILLE ASSET MANAGEMENT L.P.027,850+27,8500.000.02+0.02buy
Channing Capital Management, LLC176,413203,370+26,9570.230.29+0.06buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE254,041279,811+25,7700.010.01+0.00buy
BANK OF NOVA SCOTIA024,470+24,4700.000.00+0.00buy
DARK FOREST CAPITAL MANAGEMENT LP32,18856,326+24,1380.060.12+0.05buy
KBC Group NV61,26382,846+21,5830.010.01+0.00buy
Police & Firemen's Retirement System of New Jersey79,52499,739+20,2150.040.05+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/148,302168,365+20,0630.000.00+0.00buy
Sargent Investment Group, LLC300,050320,037+19,9872.092.72+0.63buy
Treasurer of the State of North Carolina103,171122,168+18,9970.020.02+0.00buy
Tredje AP-fonden17,01836,007+18,9890.010.01+0.01buy
CSM Advisors, LLC247,855266,725+18,8700.590.40-0.19buy
Jain Global LLC017,555+17,5550.000.01+0.01buy
NEW YORK STATE COMMON RETIREMENT FUND160,895178,395+17,5000.010.01+0.00buy
VAN ECK ASSOCIATES CORP162,361179,572+17,2110.010.01+0.00buy
Quantinno Capital Management LP017,201+17,2010.000.00+0.00buy
Capital International Investors2,059,7852,075,774+15,9890.020.02+0.00buy
Aster Capital Management (DIFC) Ltd015,355+15,3550.000.18+0.18buy
Zurcher Kantonalbank (Zurich Cantonalbank)89,324104,330+15,0060.010.01+0.00buy
Aberdeen Group plc140,042154,893+14,8510.010.01+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO67,41481,195+13,7810.010.01+0.00buy
Russell Investments Group, Ltd.1,026,2311,039,702+13,4710.060.07+0.01buy
iSAM Funds (UK) Ltd7,51520,815+13,3000.160.23+0.07buy
CAPTRUST FINANCIAL ADVISORS14,02527,115+13,0900.000.00+0.00buy
CenterBook Partners LP013,004+13,0040.000.04+0.04buy
SEI INVESTMENTS CO81,86494,565+12,7010.000.01+0.00buy
HSBC HOLDINGS PLC106,016118,623+12,6070.000.00+0.00buy
JPMORGAN CHASE & CO1,046,5771,058,721+12,1440.000.00+0.00buy
Brevan Howard Capital Management LP012,036+12,0360.000.01+0.01buy
AXQ CAPITAL, LP9,41720,570+11,1530.160.34+0.18buy
Cetera Investment Advisers50,87861,721+10,8430.000.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,92921,638+10,7090.000.00+0.00buy
OLD MISSION CAPITAL LLC09,780+9,7800.000.01+0.01buy
Pathstone Holdings, LLC6,91816,359+9,4410.000.00+0.00buy
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