Stock TransactionsCARLYLE GROUP INC

Total Bought
4,526,465
67 transactions
Total Sold
9,803,503
85 transactions
Net
-5,277,038
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC8,877,42811,097,795+2,220,3670.891.31+0.42buy
FRONTIER CAPITAL MANAGEMENT CO LLC242,473820,615+578,1420.080.34+0.26buy
Holocene Advisors, LP263,950802,959+539,0090.030.13+0.09buy
WORLDQUANT MILLENNIUM ADVISORS LLC161,394652,889+491,4950.080.37+0.30buy
FIRST TRUST ADVISORS LP848,206360,454+487,7520.030.020.00sell
BALYASNY ASSET MANAGEMENT L.P.1,243,235779,412+463,8230.110.090.00sell
GEODE CAPITAL MANAGEMENT, LLC3,402,2863,623,414+221,1280.010.020.00buy
Legal & General Group Plc3,751,5303,848,107+96,5770.040.05+0.01buy
Walleye Capital LLC559,646471,428+88,2180.330.360.00sell
Rockefeller Capital Management L.P.878,298802,880+75,4180.100.110.00sell
AVIVA PLC7,91854,352+46,4340.000.01+0.01buy
Aberdeen Group plc35,69672,456+36,7600.000.01+0.00buy
CANADA LIFE ASSURANCE Co213,585249,031+35,4460.020.02+0.01buy
Channing Capital Management, LLC243,612275,066+31,4540.240.33+0.09buy
SIRIOS CAPITAL MANAGEMENT L P415,329446,736+31,4072.373.71+1.34buy
ARIEL INVESTMENTS, LLC6,364,5286,387,318+22,7902.032.59+0.56buy
LGT CAPITAL PARTNERS LTD.1,400,0001,420,500+20,5001.521.72+0.21buy
Capital International, Inc./CA/14,93134,757+19,8260.010.02+0.01buy
Y-Intercept (Hong Kong) Ltd25,08138,965+13,8840.070.150.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM351,979339,052+12,9270.020.02+0.00sell
Hennion & Walsh Asset Management, Inc.15,74326,937+11,1940.030.06+0.03buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30,67341,004+10,3310.000.000.00buy
BNP Paribas Asset Management Holding S.A.17,71127,925+10,2140.000.00+0.00buy
Partners Group Holding AG489,619498,052+8,4331.381.73+0.34buy
Connor, Clark & Lunn Investment Management Ltd.387,661380,392+7,2690.060.07+0.01sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO91,56998,802+7,2330.010.020.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)88,77195,047+6,2760.010.020.00buy
Wellington Shields Capital Management, LLC68,57574,420+5,8450.270.38+0.10buy
Empowered Funds, LLC18,24823,962+5,7140.020.02+0.01buy
Texas Yale Capital Corp.79,93985,484+5,5450.110.17+0.06buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp19,58924,855+5,2660.010.01+0.00buy
Pacific Capital Partners Ltd30,40434,800+4,3960.551.07+0.51buy
TD ASSET MANAGEMENT INC150,925154,555+3,6300.010.01+0.00buy
NORDEA INVESTMENT MANAGEMENT AB11,81515,265+3,4500.000.00+0.00buy
Capital World Investors19,970,00119,973,331+3,3300.120.14+0.03buy
AUGUSTINE ASSET MANAGEMENT INC58,81661,747+2,9310.821.11+0.29buy
STEPHENS INC /AR/76,86779,567+2,7000.040.06+0.01buy
Retirement Planning Co of New England, Inc.8,77011,043+2,2730.150.20+0.06buy
Apollon Wealth Management, LLC21,43123,655+2,2240.030.030.00buy
ROYAL LONDON ASSET MANAGEMENT LTD62,42464,513+2,0890.010.01+0.00buy
BI Asset Management Fondsmaeglerselskab A/S18,56420,555+1,9910.010.02+0.00buy
Guinness Asset Management LTD10,06811,956+1,8880.010.01+0.00buy
Hilltop Holdings Inc.18,42020,008+1,5880.060.09+0.03buy
Integrated Wealth Concepts LLC16,37915,199+1,1800.010.010.00sell
Triangle Securities Wealth Management8,0709,170+1,1000.090.12+0.03buy
Principle Wealth Partners LLC7,0318,031+1,0000.020.03+0.01buy
FFT WEALTH MANAGEMENT LLC9,15310,075+9220.040.04-0.00buy
Treasurer of the State of North Carolina92,65493,564+9100.020.020.00buy
O'ROURKE & COMPANY, Inc13,74614,642+8960.300.38+0.08buy
PFG Investments, LLC9,89010,727+8370.060.08+0.03buy
SYNOVUS FINANCIAL CORP14,75115,540+7890.010.01+0.00buy
BANQUE PICTET & CIE SA28,00028,700+7000.010.01-0.00buy
Elo Mutual Pension Insurance Co18,18518,855+6700.020.02+0.00buy
CARRET ASSET MANAGEMENT, LLC11,80012,465+6650.050.06+0.02buy
Stiles Financial Services Inc11,91312,473+5600.190.23+0.04buy
NISSAY ASSET MANAGEMENT CORP /JAPAN23,93724,481+5440.010.01+0.00buy
HERBST GROUP, LLC32,40032,900+5000.700.86+0.16buy
NEW YORK LIFE INVESTMENT MANAGEMENT LLC21,45521,848+3930.010.010.00buy
Western Pacific Wealth Management, LP1,7432,134+3910.040.06+0.02buy
TOKIO MARINE ASSET MANAGEMENT CO LTD8,7909,175+3850.020.02+0.00buy
INTREPID CAPITAL MANAGEMENT INC11,79812,103+3050.250.34+0.09buy
Gator Capital Management, LLC165,575165,800+2253.543.73+0.19buy
Utah Retirement Systems36,30036,500+2000.020.02+0.00buy
BENJAMIN EDWARDS INC498697+1990.000.01+0.00buy
Riverwater Partners LLC21,37921,533+1540.590.69+0.11buy
CI INVESTMENTS INC.4,1463,993+1530.000.000.00sell
E&G Advisors, LP8,6008,731+1310.090.13+0.03buy
Waterfront Wealth Inc.27,84027,915+750.250.33+0.08buy
CAPITAL MANAGEMENT ASSOCIATES /NY/19,23619,306+700.851.00+0.15buy
Bell Investment Advisors, Inc147182+350.000.000.00buy
Tower View Wealth Management LLC2,1112,134+230.040.05+0.01buy
Arete Wealth Advisors, LLC17,39217,404+120.090.05-0.04buy
OSTRUM ASSET MANAGEMENT1,6651,672+70.000.01+0.00buy
Focused Wealth Management, Inc2,0862,092+60.010.01+0.00buy
OLIVER LAGORE VANVALIN INVESTMENT GROUP6263+10.000.00+0.00buy
ROYCE & ASSOCIATES LP97,28097,269-110.030.04+0.01sell
Cornerstone Planning Group LLC449411-380.010.01+0.00sell
NewEdge Wealth, LLC7,8577,813-440.010.01+0.00sell
Visionary Wealth Advisors7,8907,845-450.020.02+0.00sell
PRUDENTIAL PLC14,92014,844-760.010.01+0.00sell
Kovack Advisors, Inc.10,93610,854-820.050.05+0.01sell
ENTERPRISE FINANCIAL SERVICES CORP7,3127,192-1200.150.18+0.03sell
KRS Capital Management, LLC6,9506,780-1700.220.26+0.03sell
EQUITABLE TRUST CO104,470104,223-2470.260.32+0.06sell
JEPPSON WEALTH MANAGEMENT, LLC28,78928,439-3500.400.48+0.08sell
AMG National Trust Bank97,48797,133-3540.100.12+0.02sell
Hemington Wealth Management56,15155,716-4350.800.87+0.07sell
BFSG, LLC6,8106,330-4800.030.00-0.03sell
GARRISON BRADFORD & ASSOCIATES INC16,89516,414-4810.580.74+0.16sell
Carson Advisory Inc.17,50917,013-4960.460.54+0.08sell
McGowan Group Asset Management, Inc.12,29911,803-4960.060.08+0.02sell
GAMCO INVESTORS, INC. ET AL20,50020,000-5000.010.01+0.00sell
Fort Point Capital Partners LLC7,8007,250-5500.040.04+0.01sell
GFG Capital, LLC38,76838,210-5580.380.42+0.04sell
Slow Capital, Inc.10,0309,432-5980.060.07+0.01sell
THOROUGHBRED FINANCIAL SERVICES, LLC16,84616,212-6340.050.05+0.00sell
PARADIGM ASSET MANAGEMENT CO LLC26,50025,700-8000.230.28+0.05sell
Moors & Cabot, Inc.8,5787,778-8000.020.02+0.00sell
Bleakley Financial Group, LLC56,58355,766-8170.060.07+0.01sell
TWIN CAPITAL MANAGEMENT INC56,61055,322-1,2880.250.29+0.05sell
Page 1 of 2