Stock Transactions — CARLYLE GROUP INC

Total Bought
20,985,101
245 transactions
Total Sold
19,438,368
303 transactions
Net
+1,546,733
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
NORGES BANK04,876,621+4,876,6210.000.03+0.03buy
HARRIS ASSOCIATES L P10,928,15015,198,269+4,270,1191.101.14+0.04buy
MILLENNIUM MANAGEMENT LLC4,930,0698,340,531+3,410,4620.240.35+0.11buy
FMR LLC1,115,6822,366,678+1,250,9960.000.01+0.00buy
VANGUARD GROUP INC25,434,00926,368,246+934,2370.020.02-0.00buy
ALGEBRIS (UK) LTD0853,254+853,2540.004.00+4.00buy
MARSHALL WACE, LLP11,591742,257+730,6660.000.04+0.04buy
Amundi265,811818,535+552,7240.010.01+0.01buy
Freestone Grove Partners LP0444,142+444,1420.000.19+0.19buy
Invesco Ltd.716,3321,116,227+399,8950.010.01+0.00buy
DEUTSCHE BANK AG\332,929594,117+261,1880.010.01+0.00buy
Walleye Capital LLC190,581434,290+243,7090.100.15+0.05buy
DIMENSIONAL FUND ADVISORS LP2,953,8613,176,369+222,5080.040.04-0.00buy
Legal & General Group Plc3,083,6003,260,377+176,7770.040.04-0.00buy
CastleKnight Management LP120,276265,376+145,1000.410.89+0.49buy
Squarepoint Ops LLC0137,290+137,2900.000.02+0.02buy
DEPRINCE RACE & ZOLLO INC333,564461,245+127,6810.420.52+0.10buy
CITADEL ADVISORS LLC100,762219,275+118,5130.010.01+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/7,618,0757,735,298+117,2230.150.15-0.00buy
WORLDQUANT MILLENNIUM ADVISORS LLC091,592+91,5920.000.02+0.02buy
PEAK6 LLC92,820177,675+84,8550.150.29+0.14buy
MORGAN STANLEY10,105,72010,189,948+84,2280.040.04-0.00buy
LPL Financial LLC846,385929,773+83,3880.020.02-0.00buy
GEODE CAPITAL MANAGEMENT, LLC4,920,7464,999,880+79,1340.020.02-0.00buy
SIT INVESTMENT ASSOCIATES INC192,416262,040+69,6240.240.30+0.06buy
MetLife Investment Management, LLC133,873197,712+63,8390.040.06+0.02buy
CITIGROUP INC121,506172,826+51,3200.010.01+0.00buy
SEI INVESTMENTS CO92,505138,179+45,6740.010.01+0.00buy
GOLDMAN SACHS GROUP INC1,199,3221,240,060+40,7380.010.01-0.00buy
NATIXIS037,950+37,9500.000.01+0.01buy
ELEMENT CAPITAL MANAGEMENT LLC034,476+34,4760.001.05+1.05buy
SIMPLEX TRADING, LLC033,129+33,1290.000.06+0.06buy
New Age Alpha Advisors, LLC032,731+32,7310.000.08+0.08buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,349,9221,380,227+30,3050.020.02-0.00buy
NATIONAL BANK OF CANADA /FI/183,114209,592+26,4780.010.01-0.00buy
Sound Income Strategies, LLC91,892115,092+23,2000.300.36+0.06buy
T. Rowe Price Investment Management, Inc.413,402434,992+21,5900.020.02+0.00buy
Kerusso Capital Management LLC65,66586,468+20,8032.532.36-0.17buy
PNC FINANCIAL SERVICES GROUP, INC.33,24253,747+20,5050.000.00+0.00buy
Illinois Municipal Retirement Fund47,90768,295+20,3880.040.05+0.01buy
Alyeska Investment Group, L.P.020,134+20,1340.000.00+0.00buy
Massar Capital Management, LP020,075+20,0750.000.23+0.23buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,048,3141,067,055+18,7410.010.01-0.00buy
Assenagon Asset Management S.A.43,32961,998+18,6690.000.01+0.00buy
Polymer Capital Management (US) LLC018,354+18,3540.000.14+0.14buy
GM Advisory Group, LLC018,298+18,2980.000.04+0.04buy
SIRIOS CAPITAL MANAGEMENT L P416,140433,852+17,7123.403.19-0.20buy
CenterBook Partners LP18,21035,199+16,9890.060.10+0.05buy
Parallax Volatility Advisers, L.P.016,977+16,9770.000.03+0.03buy
BEARING POINT CAPITAL, LLC10,77527,323+16,5480.120.25+0.14buy
BNP Paribas Asset Management Holding S.A.4,00519,722+15,7170.000.00+0.00buy
WESBANCO BANK INC142,400158,018+15,6180.250.26+0.01buy
Handelsbanken Fonder AB51,30066,700+15,4000.010.01+0.00buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM448,689463,613+14,9240.020.02-0.00buy
State of Tennessee, Department of Treasury87,232101,869+14,6370.020.02+0.00buy
CAPTRUST FINANCIAL ADVISORS19,71634,072+14,3560.000.00+0.00buy
Arizona State Retirement System69,27182,810+13,5390.020.03+0.00buy
CANADA LIFE ASSURANCE Co347,506360,547+13,0410.030.04+0.00buy
AQR CAPITAL MANAGEMENT LLC155,798168,598+12,8000.010.01-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS138,583151,087+12,5040.020.02-0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.208,132220,132+12,0000.010.01-0.00buy
Advisors Asset Management, Inc.9,99021,237+11,2470.010.02+0.01buy
Waterway Wealth Management, LLC14,67625,637+10,9610.220.34+0.12buy
Avanza Fonder AB15,40726,357+10,9500.030.04+0.01buy
BANK OF NOVA SCOTIA6,34817,000+10,6520.000.00+0.00buy
NewEdge Advisors, LLC5,98116,632+10,6510.000.00+0.00buy
BANK OF MONTREAL /CAN/211,663221,428+9,7650.010.01-0.00buy
FIFTH THIRD BANCORP107,198116,874+9,6760.020.02+0.00buy
JANUS HENDERSON GROUP PLC12,17321,573+9,4000.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/202,718212,114+9,3960.000.00-0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)105,650114,162+8,5120.020.01-0.00buy
ALLSTATE CORP8,76517,044+8,2790.010.01+0.00buy
Janney Montgomery Scott LLC65,63073,881+8,2510.010.01+0.00buy
Capital International Investors1,705,5181,713,670+8,1520.020.02-0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp33,74341,593+7,8500.010.01+0.00buy
Cynosure Group, LLC07,770+7,7700.000.05+0.05buy
Corient Private Wealth LLC42,76750,445+7,6780.000.00-0.00buy
Sequoia Financial Advisors, LLC07,593+7,5930.000.00+0.00buy
ABN AMRO INVESTMENT SOLUTIONS07,367+7,3670.000.01+0.01buy
Siemens Fonds Invest GmbH3,12810,177+7,0490.010.03+0.02buy
Fieldview Capital Management, LLC07,006+7,0060.000.07+0.07buy
Global Retirement Partners, LLC9117,485+6,5740.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS92,74399,086+6,3430.000.00-0.00buy
National Pension Service7,81013,748+5,9380.000.00+0.00buy
TOBAM245,506+5,4820.000.08+0.08buy
M&T BANK CORP05,385+5,3850.000.00+0.00buy
Allen Mooney & Barnes Investment Advisors LLC247,189252,313+5,1242.412.24-0.17buy
Investment Management Corp of Ontario11,02315,915+4,8920.010.01+0.00buy
Jump Financial, LLC04,873+4,8730.000.00+0.00buy
HighTower Advisors, LLC81,45586,043+4,5880.010.01-0.00buy
Tower Research Capital LLC (TRC)8,37412,853+4,4790.010.02+0.00buy
Verdence Capital Advisors LLC8,75213,032+4,2800.030.05+0.02buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM93,38697,586+4,2000.010.01-0.00buy
D. E. Shaw & Co., Inc.5,8229,953+4,1310.000.00+0.00buy
QRG CAPITAL MANAGEMENT, INC.8,71612,840+4,1240.010.01+0.00buy
TRUIST FINANCIAL CORP36,59340,627+4,0340.000.00+0.00buy
AVIVA PLC86,40190,420+4,0190.010.01-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.04,008+4,0080.000.08+0.08buy
GARRISON BRADFORD & ASSOCIATES INC18,84322,843+4,0001.261.47+0.20buy
Fielder Capital Group LLC03,984+3,9840.000.05+0.05buy
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