| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 0 | 3,999,064 | +3,999,064 | 0.00 | 10.07 | +10.07 | buy |
| MILLENNIUM MANAGEMENT LLC | 120,864 | 2,435,352 | +2,314,488 | 0.00 | 0.01 | +0.01 | buy |
| Blue Water Life Science Advisors, LP | 0 | 1,000,000 | +1,000,000 | 0.00 | 4.73 | +4.73 | buy |
| ARK Investment Management LLC | 6,361,886 | 7,085,523 | +723,637 | 0.07 | 0.35 | +0.28 | buy |
| MARSHALL WACE, LLP | 109,852 | 456,976 | +347,124 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 243,001 | +243,001 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 166,788 | +166,788 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 164,281 | +164,281 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 157,239 | +157,239 | 0.00 | 0.01 | +0.01 | buy |
| Informed Momentum Co LLC | 0 | 143,397 | +143,397 | 0.00 | 0.12 | +0.12 | buy |
| Qube Research & Technologies Ltd | 109 | 130,784 | +130,675 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 75,373 | 167,942 | +92,569 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 415,402 | 498,470 | +83,068 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 78,259 | +78,259 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 75,849 | +75,849 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 70,614 | +70,614 | 0.00 | 0.02 | +0.02 | buy |
| Semanteon Capital Management, LP | 0 | 69,631 | +69,631 | 0.00 | 0.26 | +0.26 | buy |
| VANGUARD GROUP INC | 1,904,165 | 1,970,597 | +66,432 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 54,823 | 108,788 | +53,965 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 130,242 | 175,142 | +44,900 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 38,958 | +38,958 | 0.00 | 0.01 | +0.01 | buy |
| NORTHERN TRUST CORP | 56,116 | 93,445 | +37,329 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 0 | 35,970 | +35,970 | 0.00 | 0.01 | +0.01 | buy |
| Engineers Gate Manager LP | 0 | 29,822 | +29,822 | 0.00 | 0.00 | +0.00 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 27,460 | +27,460 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 25,310 | +25,310 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 21,222 | +21,222 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 45,024 | 65,468 | +20,444 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 19,400 | +19,400 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,900 | 20,982 | +17,082 | 0.00 | 0.01 | +0.01 | buy |
| Squarepoint Ops LLC | 0 | 17,020 | +17,020 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 138,560 | 154,761 | +16,201 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 15,533 | +15,533 | 0.00 | 0.00 | +0.00 | buy |
| Williams Jones Wealth Management, LLC. | 0 | 15,500 | +15,500 | 0.00 | 0.00 | +0.00 | buy |
| nVerses Capital, LLC | 0 | 7,400 | +7,400 | 0.00 | 0.02 | +0.02 | buy |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 10,599 | 15,103 | +4,504 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 75,891 | 77,476 | +1,585 | 0.00 | 0.00 | +0.00 | buy |
| Ancora Advisors LLC | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| HOWLAND CAPITAL MANAGEMENT LLC | 262,608 | 262,608 | 0 | 0.01 | 0.06 | +0.05 | hold |
| RHUMBLINE ADVISERS | 3,709 | 3,709 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 135 | 135 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bruce & Co., Inc. | 300,000 | 300,000 | 0 | 0.12 | 0.47 | +0.35 | hold |
| Wellington Shields & Co., LLC | 292,489 | 292,489 | 0 | 0.11 | 0.48 | +0.37 | hold |
| Parallel Advisors, LLC | 16,522 | 16,522 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IEQ CAPITAL, LLC | 22,000 | 22,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE OF MICHIGAN RETIREMENT SYSTEM | 493,798 | 493,798 | 0 | 0.00 | 0.01 | +0.01 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 95,000 | 95,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 257,307 | 257,307 | 0 | 0.28 | 1.30 | +1.01 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 22,941 | 22,941 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GROUP ONE TRADING LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 205 | 195 | -10 | 0.00 | 0.00 | +0.00 | sell |
| Redwood Wealth Management Group, LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 5,100 | 4,600 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Prime Capital Investment Advisors, LLC | 27,673 | 26,626 | -1,047 | 0.00 | 0.00 | +0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,344 | 3,206 | -1,138 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 9,123 | 7,226 | -1,897 | 0.00 | 0.00 | +0.00 | sell |
| Russell Investments Group, Ltd. | 18,644 | 16,504 | -2,140 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 44,815 | 42,493 | -2,322 | 0.00 | 0.00 | +0.00 | sell |
| AMERIPRISE FINANCIAL INC | 28,872 | 24,872 | -4,000 | 0.00 | 0.00 | +0.00 | sell |
| HSBC HOLDINGS PLC | 45,465 | 40,918 | -4,547 | 0.00 | 0.00 | +0.00 | sell |
| Wellington Shields Capital Management, LLC | 436,931 | 432,181 | -4,750 | 0.09 | 0.40 | +0.31 | sell |
| STIFEL FINANCIAL CORP | 30,000 | 20,000 | -10,000 | 0.00 | 0.00 | +0.00 | sell |
| Freedom Investment Management, Inc. | 12,502 | 0 | -12,502 | 0.00 | 0.00 | -0.00 | sell |
| Banque Cantonale Vaudoise | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 33,750 | 18,350 | -15,400 | 0.00 | 0.00 | +0.00 | sell |
| Board of Trustees of The Leland Stanford Junior University | 15,790 | 0 | -15,790 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 35,528 | 14,905 | -20,623 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 26,505 | 1,037 | -25,468 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 28,912 | 0 | -28,912 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 191,228 | 150,688 | -40,540 | 0.00 | 0.00 | +0.00 | sell |
| Green Alpha Advisors, LLC | 108,591 | 65,511 | -43,080 | 0.10 | 0.28 | +0.17 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 135,600 | 85,600 | -50,000 | 0.00 | 0.01 | +0.01 | sell |
| Man Group plc | 102,451 | 42,405 | -60,046 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA ADVISERS, LP | 88,400 | 27,300 | -61,100 | 0.00 | 0.00 | +0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 65,895 | 0 | -65,895 | 0.00 | 0.00 | -0.00 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 885,417 | 792,608 | -92,809 | 0.00 | 0.00 | +0.00 | sell |
| Nikko Asset Management Americas, Inc. | 885,417 | 792,608 | -92,809 | 0.01 | 0.05 | +0.04 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 1,029,311 | 931,111 | -98,200 | 0.00 | 0.01 | +0.01 | sell |
| D. E. Shaw & Co., Inc. | 195,352 | 0 | -195,352 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 426,876 | 124,082 | -302,794 | 0.03 | 0.05 | +0.02 | sell |
| CITADEL ADVISORS LLC | 355,241 | 34,990 | -320,251 | 0.00 | 0.00 | -0.00 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 735,005 | 405,670 | -329,335 | 0.00 | 0.01 | +0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 1,057,956 | 508,140 | -549,816 | 0.00 | 0.01 | +0.00 | sell |