| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ORBIMED ADVISORS LLC | 3,406,335 | 2,614,184 | -792,151 | 1.01 | 0.73 | -0.27 | sell |
| MORGAN STANLEY | 2,530,620 | 2,585,073 | +54,453 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 855,308 | 2,319,166 | +1,463,858 | 0.00 | 0.00 | +0.00 | buy |
| Soleus Capital Management, L.P. | 2,608,168 | 2,312,957 | -295,211 | 2.51 | 1.78 | -0.73 | sell |
| First Light Asset Management, LLC | 1,584,048 | 1,380,410 | -203,638 | 2.22 | 1.99 | -0.23 | sell |
| VANGUARD GROUP INC | 1,198,078 | 1,369,276 | +171,198 | 0.00 | 0.00 | -0.00 | buy |
| ARMISTICE CAPITAL, LLC | 1,153,614 | 1,152,335 | -1,279 | 0.38 | 0.49 | +0.11 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 803,440 | 1,005,358 | +201,918 | 0.10 | 0.09 | -0.01 | buy |
| DEUTSCHE BANK AG\ | 924,274 | 928,766 | +4,492 | 0.00 | 0.00 | -0.00 | buy |
| Kent Lake PR LLC | 950,000 | 925,000 | -25,000 | 5.39 | 4.54 | -0.85 | sell |
| FMR LLC | 249,905 | 625,446 | +375,541 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 500,000 | 500,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 335,567 | 485,162 | +149,595 | 0.00 | 0.00 | +0.00 | buy |
| LORD, ABBETT & CO. LLC | 466,015 | 400,743 | -65,272 | 0.02 | 0.01 | -0.01 | sell |
| STATE STREET CORP | 171,855 | 368,737 | +196,882 | 0.00 | 0.00 | +0.00 | buy |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 416,537 | 298,746 | -117,791 | 0.04 | 0.02 | -0.01 | sell |
| Nantahala Capital Management, LLC | 312,094 | 295,089 | -17,005 | 0.32 | 0.23 | -0.08 | sell |
| Divisadero Street Capital Management, LP | 38,480 | 242,120 | +203,640 | 0.05 | 0.18 | +0.13 | buy |
| NORTHERN TRUST CORP | 182,299 | 232,016 | +49,717 | 0.00 | 0.00 | +0.00 | buy |
| Palumbo Wealth Management LLC | 46,111 | 169,890 | +123,779 | 0.19 | 0.59 | +0.40 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 155,800 | 129,117 | -26,683 | 0.00 | 0.00 | -0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 48,010 | 118,891 | +70,881 | 0.01 | 0.01 | +0.00 | buy |
| Qube Research & Technologies Ltd | 64,462 | 112,637 | +48,175 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 0 | 99,789 | +99,789 | 0.00 | 0.01 | +0.01 | buy |
| Cubist Systematic Strategies, LLC | 0 | 95,618 | +95,618 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 32,432 | 88,638 | +56,206 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 0 | 88,550 | +88,550 | 0.00 | 0.02 | +0.02 | buy |
| LAZARD ASSET MANAGEMENT LLC | 3,099 | 78,885 | +75,786 | 0.00 | 0.00 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 138,426 | 73,659 | -64,767 | 0.35 | 0.15 | -0.21 | sell |
| BARCLAYS PLC | 31,164 | 71,672 | +40,508 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 44,916 | 71,463 | +26,547 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 39,237 | 68,849 | +29,612 | 0.00 | 0.00 | +0.00 | buy |
| HighMark Wealth Management LLC | 3,000 | 63,000 | +60,000 | 0.02 | 0.34 | +0.32 | buy |
| HSBC HOLDINGS PLC | 0 | 59,248 | +59,248 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 34,226 | 58,653 | +24,427 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 53,894 | +53,894 | 0.00 | 0.01 | +0.01 | buy |
| GSA CAPITAL PARTNERS LLP | 55,068 | 53,213 | -1,855 | 0.06 | 0.04 | -0.02 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 51,807 | 51,972 | +165 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 27,905 | 51,965 | +24,060 | 0.00 | 0.00 | +0.00 | buy |
| Ghisallo Capital Management LLC | 200,000 | 50,000 | -150,000 | 0.21 | 0.01 | -0.20 | sell |
| BANK OF AMERICA CORP /DE/ | 131,175 | 46,553 | -84,622 | 0.00 | 0.00 | -0.00 | sell |
| Trexquant Investment LP | 23,644 | 44,830 | +21,186 | 0.00 | 0.01 | +0.00 | buy |
| Jump Financial, LLC | 12,509 | 40,474 | +27,965 | 0.00 | 0.01 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 20,900 | 40,200 | +19,300 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 17,227 | 36,956 | +19,729 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 117,536 | 32,829 | -84,707 | 0.02 | 0.00 | -0.01 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 31,687 | +31,687 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 18,420 | 31,234 | +12,814 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 30,330 | +30,330 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 29,197 | +29,197 | 0.00 | 0.00 | +0.00 | buy |
| Corton Capital Inc. | 16,524 | 24,341 | +7,817 | 0.67 | 0.32 | -0.36 | buy |
| PDT Partners, LLC | 0 | 23,695 | +23,695 | 0.00 | 0.01 | +0.01 | buy |
| Financial Advocates Investment Management | 23,000 | 23,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Legato Capital Management LLC | 41,107 | 21,722 | -19,385 | 0.07 | 0.03 | -0.04 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 18,065 | +18,065 | 0.00 | 0.00 | +0.00 | buy |
| Birchview Capital, LP | 16,442 | 16,442 | 0 | 0.18 | 0.18 | +0.01 | hold |
| WELLS FARGO & COMPANY/MN | 25,350 | 15,865 | -9,485 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 0 | 15,857 | +15,857 | 0.00 | 0.01 | +0.01 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 0 | 15,502 | +15,502 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 9,205 | 15,288 | +6,083 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 14,572 | +14,572 | 0.00 | 0.00 | +0.00 | buy |
| Petrus Trust Company, LTA | 13,457 | 14,384 | +927 | 0.02 | 0.02 | +0.00 | buy |
| Engineers Gate Manager LP | 10,189 | 13,609 | +3,420 | 0.00 | 0.00 | -0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 8,188 | 13,160 | +4,972 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 13,065 | +13,065 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 12,058 | +12,058 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 43,792 | 11,643 | -32,149 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 0 | 11,310 | +11,310 | 0.00 | 0.00 | +0.00 | buy |
| Longaeva Partners L.P. | 99,985 | 10,933 | -89,052 | 0.70 | 0.03 | -0.67 | sell |
| CITIGROUP INC | 10,094 | 8,594 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| AlphaQuest LLC | 0 | 7,380 | +7,380 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 24,518 | 6,784 | -17,734 | 0.00 | 0.00 | -0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 3,703 | 6,371 | +2,668 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 3,128 | +3,128 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 761 | 2,707 | +1,946 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 1,440 | 2,679 | +1,239 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,337 | 2,455 | +1,118 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 1,973 | +1,973 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 61 | 1,895 | +1,834 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 989 | 1,500 | +511 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 1,026 | 1,033 | +7 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 472 | 472 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMMA Investing LLC | 352 | 402 | +50 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 320 | 280 | -40 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 190 | 190 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 327 | 135 | -192 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 53 | 75 | +22 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 14 | 58 | +44 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 0 | 28 | +28 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 21 | 21 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 19 | 15 | -4 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 6 | 10 | +4 | 0.00 | 0.00 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 378 | 0 | -378 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 30,400 | 0 | -30,400 | 0.01 | 0.00 | -0.01 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 22,289 | 0 | -22,289 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 268,716 | 0 | -268,716 | 0.00 | 0.00 | -0.00 | sell |
| Calamos Advisors LLC | 11,083 | 0 | -11,083 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 123,346 | 0 | -123,346 | 0.00 | 0.00 | -0.00 | sell |