| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 78,421 | 108,733 | +30,312 | 0.03 | 0.09 | +0.05 | buy |
| PFG Investments, LLC | 0 | 26,000 | +26,000 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 160,424 | 180,806 | +20,382 | 0.00 | 0.00 | +0.00 | buy |
| 1607 Capital Partners, LLC | 266,774 | 277,582 | +10,808 | 0.17 | 0.19 | +0.02 | buy |
| UBS Group AG | 22,630 | 33,196 | +10,566 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 67,882 | 77,022 | +9,140 | 0.25 | 0.29 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 133,904 | 142,918 | +9,014 | 0.01 | 0.01 | +0.00 | buy |
| STEPHENS INC /AR/ | 84,352 | 90,925 | +6,573 | 0.01 | 0.01 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 6,148 | +6,148 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 53,875 | 57,914 | +4,039 | 0.01 | 0.01 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 38,153 | 41,549 | +3,396 | 0.03 | 0.03 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 21,980 | 23,992 | +2,012 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 39,626 | 39,909 | +283 | 0.04 | 0.03 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,887 | 145,887 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Fiera Capital Corp | 90,351 | 90,351 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Moors & Cabot, Inc. | 37,500 | 37,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 15,785 | 15,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Central Pacific Bank - Trust Division | 665 | 665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 3,530 | 3,530 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 45,101 | 44,465 | -636 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 48,592 | 47,692 | -900 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 105,200 | 97,900 | -7,300 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 10,575 | 0 | -10,575 | 0.00 | 0.00 | -0.00 | sell |
| OmniStar Financial Group, Inc. | 12,090 | 0 | -12,090 | 0.08 | 0.00 | -0.08 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,556,288 | 1,533,532 | -22,756 | 0.27 | 0.27 | -0.01 | sell |
| Shaker Financial Services, LLC | 436,897 | 413,933 | -22,964 | 1.29 | 1.27 | -0.03 | sell |
| Claro Advisors LLC | 68,085 | 41,720 | -26,365 | 0.09 | 0.05 | -0.04 | sell |
| MORGAN STANLEY | 298,676 | 271,779 | -26,897 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 56,509 | 13,125 | -43,384 | 0.00 | 0.00 | -0.00 | sell |