| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6,148 | 50,549 | +44,401 | 0.00 | 0.02 | +0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,533,532 | 1,577,004 | +43,472 | 0.27 | 0.28 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 44,465 | 70,175 | +25,710 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | 13,280 | +13,280 | 0.00 | 0.02 | +0.02 | buy |
| Virtu Financial LLC | 0 | 12,086 | +12,086 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 23,992 | 35,993 | +12,001 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 108,733 | 118,583 | +9,850 | 0.09 | 0.05 | -0.04 | buy |
| Fiera Capital Corp | 90,351 | 99,661 | +9,310 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 180,806 | 185,476 | +4,670 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 13,125 | 16,125 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 39,909 | 42,397 | +2,488 | 0.03 | 0.04 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 90,925 | 91,050 | +125 | 0.01 | 0.01 | -0.00 | buy |
| 1607 Capital Partners, LLC | 277,582 | 277,582 | 0 | 0.19 | 0.21 | +0.02 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 15,785 | 15,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 77,022 | 77,022 | 0 | 0.29 | 0.30 | +0.01 | hold |
| Central Pacific Bank - Trust Division | 665 | 665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 3,530 | 3,530 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 47,692 | 47,442 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Claro Advisors LLC | 41,720 | 39,541 | -2,179 | 0.05 | 0.04 | -0.01 | sell |
| MORGAN STANLEY | 271,779 | 264,594 | -7,185 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 97,900 | 87,600 | -10,300 | 0.01 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 37,500 | 22,500 | -15,000 | 0.02 | 0.01 | -0.01 | sell |
| UBS Group AG | 33,196 | 17,264 | -15,932 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 26,000 | 0 | -26,000 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 142,918 | 115,427 | -27,491 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,549 | 0 | -41,549 | 0.03 | 0.00 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 57,914 | 0 | -57,914 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,887 | 83,887 | -62,000 | 0.05 | 0.03 | -0.02 | sell |
| Shaker Financial Services, LLC | 413,933 | 347,269 | -66,664 | 1.27 | 1.06 | -0.21 | sell |