| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 508,624 | 586,724 | +78,100 | 0.28 | 0.32 | +0.04 | buy |
| Claro Advisors LLC | 33,999 | 85,828 | +51,829 | 0.06 | 0.15 | +0.08 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4,858 | 46,619 | +41,761 | 0.00 | 0.00 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,315,126 | 1,352,953 | +37,827 | 0.26 | 0.26 | -0.01 | buy |
| STIFEL FINANCIAL CORP | 16,448 | 43,926 | +27,478 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 24,575 | +24,575 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 135,207 | 156,924 | +21,717 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 114,150 | 122,250 | +8,100 | 0.01 | 0.01 | -0.00 | buy |
| STEPHENS INC /AR/ | 81,442 | 87,817 | +6,375 | 0.01 | 0.01 | +0.00 | buy |
| Truvestments Capital LLC | 0 | 4,500 | +4,500 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 53,159 | 57,106 | +3,947 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 36,276 | 37,607 | +1,331 | 0.03 | 0.04 | +0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 14,685 | 15,785 | +1,100 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 79,070 | 79,871 | +801 | 0.04 | 0.04 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,887 | 145,887 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Fiera Capital Corp | 88,312 | 88,312 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Matisse Capital | 145,000 | 145,000 | 0 | 0.75 | 0.60 | -0.15 | hold |
| COMERICA BANK | 3,531 | 3,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OmniStar Financial Group, Inc. | 12,643 | 12,621 | -22 | 0.11 | 0.12 | +0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 662 | 0 | -662 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 25,502 | 23,580 | -1,922 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 20,067 | 15,084 | -4,983 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 302,597 | 296,437 | -6,160 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 24,337 | 16,689 | -7,648 | 0.02 | 0.01 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 50,196 | 40,092 | -10,104 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,895 | 0 | -13,895 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 167,034 | 141,153 | -25,881 | 0.01 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 403,090 | 360,250 | -42,840 | 1.38 | 1.16 | -0.22 | sell |
| Moors & Cabot, Inc. | 117,000 | 37,500 | -79,500 | 0.06 | 0.02 | -0.04 | sell |