| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 277,582 | 462,083 | +184,501 | 0.21 | 0.28 | +0.08 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,577,004 | 1,694,022 | +117,018 | 0.28 | 0.29 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 70,175 | 106,110 | +35,935 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 34,302 | +34,302 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 16,125 | 36,948 | +20,823 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 19,976 | +19,976 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 185,476 | 198,247 | +12,771 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 118,583 | 128,958 | +10,375 | 0.05 | 0.04 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 10,275 | +10,275 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 42,397 | 48,216 | +5,819 | 0.04 | 0.04 | +0.00 | buy |
| Synergy Asset Management, LLC | 0 | 1,300 | +1,300 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 0 | 1,059 | +1,059 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 145 | +145 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 22,500 | 22,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 15,785 | 15,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 800 | 800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 3,530 | 3,530 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Central Pacific Bank - Trust Division | 665 | 0 | -665 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 47,442 | 45,787 | -1,655 | 0.00 | 0.00 | -0.00 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 13,280 | 11,609 | -1,671 | 0.02 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 87,600 | 83,500 | -4,100 | 0.00 | 0.00 | -0.00 | sell |
| STEPHENS INC /AR/ | 91,050 | 86,040 | -5,010 | 0.01 | 0.01 | -0.00 | sell |
| Fiera Capital Corp | 99,661 | 94,187 | -5,474 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 77,022 | 71,295 | -5,727 | 0.30 | 0.28 | -0.03 | sell |
| Claro Advisors LLC | 39,541 | 31,857 | -7,684 | 0.04 | 0.03 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 115,427 | 106,816 | -8,611 | 0.01 | 0.01 | +0.00 | sell |
| Virtu Financial LLC | 12,086 | 0 | -12,086 | 0.01 | 0.00 | -0.01 | sell |
| MORGAN STANLEY | 264,594 | 250,583 | -14,011 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 35,993 | 19,287 | -16,706 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 17,264 | 0 | -17,264 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 50,549 | 0 | -50,549 | 0.02 | 0.00 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 83,887 | 0 | -83,887 | 0.03 | 0.00 | -0.03 | sell |
| Shaker Financial Services, LLC | 347,269 | 259,354 | -87,915 | 1.06 | 0.76 | -0.30 | sell |