| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WEALTHEDGE INVESTMENT ADVISORS, LLC | 27,819 | 108,291 | +80,472 | 0.04 | 0.09 | +0.05 | buy |
| PVG ASSET MANAGEMENT CORP | 0 | 30,385 | +30,385 | 0.00 | 0.25 | +0.25 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 23,539 | +23,539 | 0.00 | 0.00 | +0.00 | buy |
| 180 WEALTH ADVISORS, LLC | 0 | 16,400 | +16,400 | 0.00 | 0.00 | +0.00 | buy |
| FIRST MANHATTAN CO. LLC. | 0 | 13,226 | +13,226 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 46,552 | 59,047 | +12,495 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 16,873 | 27,340 | +10,467 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 90,866 | 96,382 | +5,516 | 0.00 | 0.00 | -0.00 | buy |
| Atria Investments, Inc | 34,012 | 37,264 | +3,252 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,224 | 2,982 | +1,758 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 1,300,000 | 1,300,000 | 0 | 0.09 | 0.05 | -0.04 | hold |
| VANGUARD GROUP INC | 339,148 | 339,148 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J. Goldman & Co LP | 18,900 | 18,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 308 | 308 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aisling Capital Management LP | 521,114 | 521,114 | 0 | 0.65 | 0.35 | -0.31 | hold |
| Soleus Capital Management, L.P. | 783,904 | 783,904 | 0 | 0.21 | 0.12 | -0.09 | hold |
| SBI Securities Co., Ltd. | 121 | 121 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Corient Private Wealth LLC | 38,000 | 38,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRITONPOINT WEALTH, LLC | 15,119 | 15,119 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| MERITAGE PORTFOLIO MANAGEMENT | 46,000 | 46,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CoreCap Advisors, LLC | 45 | 0 | -45 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 15,948 | 15,407 | -541 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 43,200 | 35,416 | -7,784 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 72,057 | 59,388 | -12,669 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 468,793 | 367,371 | -101,422 | 1.34 | 0.60 | -0.74 | sell |
| Alyeska Investment Group, L.P. | 372,256 | 0 | -372,256 | 0.00 | 0.00 | -0.00 | sell |