| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 180 WEALTH ADVISORS, LLC | 31,850 | 126,500 | +94,650 | 0.02 | 0.01 | -0.02 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 60,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 88,300 | 128,075 | +39,775 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 39,699 | +39,699 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 23,777 | +23,777 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 99,787 | 123,382 | +23,595 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 17,895 | +17,895 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 0 | 17,073 | +17,073 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 12,816 | +12,816 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 12,307 | +12,307 | 0.00 | 0.01 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,022 | +2,022 | 0.00 | 0.00 | +0.00 | buy |
| BROWN BROTHERS HARRIMAN & CO | 308 | 308 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stonehage Fleming Financial Services Holdings Ltd | 53,703 | 53,703 | 0 | 0.01 | 0.00 | -0.01 | hold |
| FIRST MANHATTAN CO. LLC. | 13,226 | 13,226 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 12,530 | 12,530 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 90 | 87 | -3 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 19 | 0 | -19 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 10,000 | 5,000 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Sound View Wealth Advisors Group, LLC | 20,100 | 10,000 | -10,100 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 14,855 | 0 | -14,855 | 0.00 | 0.00 | -0.00 | sell |
| J. Goldman & Co LP | 18,900 | 0 | -18,900 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 22,290 | 0 | -22,290 | 0.00 | 0.00 | -0.00 | sell |
| Atria Investments, Inc | 28,781 | 0 | -28,781 | 0.00 | 0.00 | -0.00 | sell |
| Summit Financial, LLC | 35,484 | 0 | -35,484 | 0.00 | 0.00 | -0.00 | sell |
| PVG ASSET MANAGEMENT CORP | 45,830 | 0 | -45,830 | 0.64 | 0.00 | -0.64 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 63,186 | 0 | -63,186 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 76,855 | 0 | -76,855 | 0.01 | 0.00 | -0.01 | sell |
| Aisling Capital Management LP | 521,114 | 0 | -521,114 | 0.72 | 0.00 | -0.72 | sell |
| Soleus Capital Management, L.P. | 683,904 | 0 | -683,904 | 0.19 | 0.00 | -0.19 | sell |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 1,300,000 | 0 | -1,300,000 | 0.11 | 0.00 | -0.11 | sell |