| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Woodline Partners LP | 0 | 2,489,729 | +2,489,729 | 0.00 | 0.01 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 1,556,081 | +1,556,081 | 0.00 | 0.37 | +0.37 | buy |
| STEMPOINT CAPITAL LP | 0 | 1,244,864 | +1,244,864 | 0.00 | 0.21 | +0.21 | buy |
| Stonepine Capital Management, LLC | 0 | 622,432 | +622,432 | 0.00 | 0.41 | +0.41 | buy |
| XTX Topco Ltd | 0 | 78,288 | +78,288 | 0.00 | 0.00 | +0.00 | buy |
| Scientech Research LLC | 0 | 15,105 | +15,105 | 0.00 | 0.01 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 5,000 | 20,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 39,699 | 46,825 | +7,126 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,022 | 4,104 | +2,082 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 274 | +274 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 308 | 308 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sound View Wealth Advisors Group, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 87 | 87 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHERN TRUST CORP | 12,530 | 12,530 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 17,073 | 17,073 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GSA CAPITAL PARTNERS LLP | 23,777 | 17,469 | -6,308 | 0.00 | 0.00 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 12,816 | 4,723 | -8,093 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 12,307 | 0 | -12,307 | 0.01 | 0.00 | -0.01 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 123,382 | 110,477 | -12,905 | 0.00 | 0.00 | +0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 13,226 | 0 | -13,226 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 17,895 | 0 | -17,895 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 128,075 | 97,300 | -30,775 | 0.00 | 0.00 | +0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 126,500 | 83,400 | -43,100 | 0.01 | 0.01 | +0.00 | sell |
| Stonehage Fleming Financial Services Holdings Ltd | 53,703 | 0 | -53,703 | 0.00 | 0.00 | -0.00 | sell |