Stock Transactions — CION INVT CORP

Total Bought
2,367,754
68 transactions
Total Sold
4,424,700
75 transactions
Net
-2,056,946
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY453,7881,152,950+699,1620.000.00+0.00buy
Qube Research & Technologies Ltd0269,726+269,7260.000.00+0.00buy
D. E. Shaw & Co., Inc.99,531348,640+249,1090.000.00+0.00buy
UBS Group AG556,353683,002+126,6490.000.00-0.00buy
Private Advisor Group, LLC740,833860,616+119,7830.030.03-0.01buy
Alpine Global Management, LLC93,836194,060+100,2240.200.20+0.00buy
XTX Topco Ltd31,90992,998+61,0890.010.01+0.00buy
LPL Financial LLC933,985989,153+55,1680.000.00-0.00buy
OSAIC HOLDINGS, INC.195,411250,265+54,8540.000.00-0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC133,315186,522+53,2070.060.02-0.03buy
Callodine Capital Management, LP562,388612,388+50,0000.440.30-0.14buy
Catalyst Funds Management Pty Ltd041,406+41,4060.000.05+0.05buy
Campbell & CO Investment Adviser LLC27,17766,313+39,1360.010.03+0.01buy
Y-Intercept (Hong Kong) Ltd037,814+37,8140.000.00+0.00buy
DOLIVER ADVISORS, LP036,000+36,0000.000.06+0.06buy
Jump Financial, LLC32,01368,004+35,9910.000.01+0.00buy
LSV ASSET MANAGEMENT352,236387,536+35,3000.010.01-0.00buy
WINTON GROUP Ltd025,206+25,2060.000.01+0.01buy
Avior Wealth Management, LLC024,806+24,8060.000.00+0.00buy
Legacy Advisors, LLC017,000+17,0000.000.01+0.01buy
Advisors Asset Management, Inc.292,397307,954+15,5570.050.04-0.01buy
Entropy Technologies, LP015,551+15,5510.000.00+0.00buy
Virtus Investment Advisers, LLC74,42989,408+14,9790.200.17-0.03buy
SMH CAPITAL ADVISORS INC014,600+14,6000.000.28+0.28buy
Catalyst Capital Advisors LLC014,600+14,6000.000.00+0.00buy
Kestra Advisory Services, LLC286,008299,079+13,0710.010.01-0.00buy
Integrated Wealth Concepts LLC012,994+12,9940.000.00+0.00buy
AMERIPRISE FINANCIAL INC51,17464,014+12,8400.000.00-0.00buy
Empowered Funds, LLC012,706+12,7060.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC260,800271,800+11,0000.000.00-0.00buy
Creative Planning20,92030,237+9,3170.000.00-0.00buy
Virtu Financial LLC19,92129,074+9,1530.010.01+0.00buy
CWM, LLC8,13017,026+8,8960.000.00+0.00buy
Tower Research Capital LLC (TRC)508,152+8,1020.000.00+0.00buy
Janney Montgomery Scott LLC68,21675,805+7,5890.000.00-0.00buy
ROYAL BANK OF CANADA26,35433,645+7,2910.000.00-0.00buy
Focus Partners Wealth11,68918,759+7,0700.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC171,520176,084+4,5640.000.00-0.00buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.10,43514,845+4,4100.010.01-0.00buy
nVerses Capital, LLC34,89238,781+3,8890.760.24-0.51buy
Lodestone Wealth Management LLC03,529+3,5290.000.01+0.01buy
Strategic Wealth Partners, Ltd.9623,111+2,1490.000.00+0.00buy
Brevan Howard Capital Management LP25,97928,067+2,0880.000.00-0.00buy
Endowment Wealth Management, Inc.64,50566,400+1,8950.290.20-0.09buy
AE Wealth Management LLC54,72456,447+1,7230.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD01,708+1,7080.000.00+0.00buy
Founders Financial Alliance, LLC28,01229,613+1,6010.050.04-0.01buy
Dynamic Technology Lab Private Ltd24,78726,279+1,4920.050.03-0.03buy
COMMONWEALTH EQUITY SERVICES, LLC216,587218,068+1,4810.000.00-0.00buy
HARBOUR INVESTMENTS, INC.19,73421,099+1,3650.000.00-0.00buy
Sunbelt Securities, Inc.2,0003,314+1,3140.000.00+0.00buy
WEDBUSH SECURITIES INC34,87536,175+1,3000.010.01-0.00buy
SUMMIT SECURITIES GROUP LLC01,148+1,1480.000.00+0.00buy
SIMPLEX TRADING, LLC3121,425+1,1130.000.00+0.00buy
Apollon Wealth Management, LLC83,18484,234+1,0500.010.01-0.00buy
Wilmington Savings Fund Society, FSB01,000+1,0000.000.00+0.00buy
Main Street Group, LTD0465+4650.000.00+0.00buy
Rydar Equities, Inc.14,97815,326+3480.110.08-0.03buy
Golden State Wealth Management, LLC19,31219,638+3260.020.01-0.01buy
IHT Wealth Management, LLC25,50525,666+1610.010.00-0.00buy
EPG Wealth Management LLC25,15625,311+1550.070.05-0.02buy
KESTRA PRIVATE WEALTH SERVICES, LLC17,07617,197+1210.000.00-0.00buy
Merkkuri Wealth Advisors LLC0107+1070.000.00+0.00buy
New England Capital Financial Advisors LLC2,6962,797+1010.010.01-0.00buy
Savvy Advisors, Inc.10,67510,764+890.000.00-0.00buy
Rockefeller Capital Management L.P.1,3531,403+500.000.00-0.00buy
Caitong International Asset Management Co., Ltd344+410.000.00+0.00buy
Kozak & Associates, Inc.633658+250.000.00-0.00buy
MAI Capital Management3,5623,56200.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS1,9021,90200.000.00-0.00hold
Apollo Management Holdings, L.P.63,26263,26200.010.01+0.00hold
SIGNATUREFD, LLC3,3093,30900.000.00-0.00hold
Bulldog Investors, LLP1,538,0711,538,07103.312.36-0.95hold
PINKERTON WEALTH, LLC228,636228,63600.230.20-0.03hold
Koshinski Asset Management, Inc.29,44029,44000.020.01-0.01hold
Wealthspire Advisors, LLC16,68716,68700.000.00-0.00hold
Wealthcare Advisory Partners LLC15,51715,51700.000.00-0.00hold
Belpointe Asset Management LLC15,09315,09300.010.00-0.00hold
Steward Partners Investment Advisory, LLC1,5621,56200.000.00-0.00hold
A&I FINANCIAL SERVICES, LLC24,90224,90200.110.08-0.03hold
Sound Income Strategies, LLC40440400.000.00-0.00hold
Geneos Wealth Management Inc.8,8028,80200.000.00-0.00hold
Western Wealth Management, LLC13,06813,06800.010.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S184,026184,02600.020.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC70,09170,09100.050.03-0.01hold
SWMG, LLC19,37419,37400.050.04-0.01hold
Spire Wealth Management3,8213,82100.000.00-0.00hold
Newbridge Financial Services Group, Inc.15,09415,09400.020.02-0.01hold
Joseph Group Capital Management4,1314,13100.010.01-0.00hold
LGT Financial Advisors LLC1,5421,54200.090.05-0.04hold
Wealth Preservation Advisors, LLC3,0613,06100.010.02+0.00hold
KINGSWOOD WEALTH ADVISORS, LLC14,59914,59900.010.00-0.00hold
Farther Finance Advisors, LLC5,8265,82600.000.00-0.00hold
United Advisor Group, LLC24,08524,08500.030.02-0.01hold
Tidemark, LLC2,1342,13400.010.00-0.00hold
AVISO WEALTH MANAGEMENT14,63214,63200.060.05-0.01hold
RICHARDSON FINANCIAL SERVICES INC.39939900.000.00+0.00hold
Gen-Wealth Partners Inc9,5009,50000.030.02-0.01hold
BridgePort Financial Solutions, LLC12,23312,23300.030.02-0.01hold
Creekmur Asset Management LLC10-10.000.00-0.00sell
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