Stock Transactions — CION INVT CORP

Total Bought
1,720,650
59 transactions
Total Sold
1,614,260
73 transactions
Net
+106,390
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
North Ground Capital500,0001,002,778+502,7786.135.83-0.30buy
Legacy Wealth Managment, LLC/ID7,711360,943+353,2320.041.55+1.51buy
BANK OF AMERICA CORP /DE/088,299+88,2990.000.00+0.00buy
Janney Montgomery Scott LLC087,026+87,0260.000.00+0.00buy
BlackRock, Inc.311,440386,201+74,7610.000.00+0.00buy
Trexquant Investment LP39,306113,893+74,5870.000.01+0.01buy
JANE STREET GROUP, LLC062,703+62,7030.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,304,7061,359,023+54,3170.010.01-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC64,996114,799+49,8030.050.09+0.04buy
Private Advisor Group, LLC677,822708,922+31,1000.030.03-0.00buy
ENVESTNET ASSET MANAGEMENT INC199,905226,323+26,4180.000.00+0.00buy
Cetera Investment Advisers247,703273,060+25,3570.000.00-0.00buy
UBS Group AG551,905574,045+22,1400.000.00-0.00buy
Advisors Asset Management, Inc.219,520238,823+19,3030.040.04+0.00buy
AE Wealth Management LLC33,12350,841+17,7180.000.00+0.00buy
Dynamic Technology Lab Private Ltd016,858+16,8580.000.03+0.03buy
Focus Partners Advisor Solutions, LLC20,42737,265+16,8380.000.00+0.00buy
JPMORGAN CHASE & CO14,01528,530+14,5150.000.00+0.00buy
LEIGH BALDWIN & CO., LLC014,334+14,3340.000.06+0.06buy
Callodine Capital Management, LP550,000562,388+12,3880.550.47-0.08buy
GOLDMAN SACHS GROUP INC011,533+11,5330.000.00+0.00buy
Brookstone Capital Management011,218+11,2180.000.00+0.00buy
HUB Investment Partners, LLC010,669+10,6690.000.00+0.00buy
Empowered Funds, LLC010,627+10,6270.000.00+0.00buy
Quadrature Capital Ltd010,557+10,5570.000.00+0.00buy
WEDBUSH SECURITIES INC20,40030,575+10,1750.010.01+0.00buy
Arete Wealth Advisors, LLC010,040+10,0400.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC298,700307,500+8,8000.000.00+0.00buy
NORTHERN TRUST CORP18,45526,484+8,0290.000.00+0.00buy
Arkadios Wealth Advisors329,379337,100+7,7210.090.08-0.02buy
GREAT VALLEY ADVISOR GROUP, INC.12,64320,115+7,4720.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP231,253237,742+6,4890.000.00-0.00buy
Aquatic Capital Management LLC3,90710,354+6,4470.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS03,853+3,8530.000.00+0.00buy
HARBOUR INVESTMENTS, INC.15,93019,600+3,6700.000.00+0.00buy
Founders Financial Alliance, LLC24,58828,008+3,4200.050.05-0.00buy
Private Wealth Management Group, LLC03,165+3,1650.000.01+0.01buy
Tower Research Capital LLC (TRC)02,983+2,9830.000.00+0.00buy
Merit Financial Group, LLC18,89321,754+2,8610.000.00-0.00buy
CWM, LLC7,67910,343+2,6640.000.00+0.00buy
CIBC Private Wealth Group LLC02,000+2,0000.000.00+0.00buy
Orion Porfolio Solutions, LLC17,83119,269+1,4380.000.00-0.00buy
AMERIPRISE FINANCIAL INC49,01850,424+1,4060.000.00-0.00buy
Golden State Wealth Management, LLC18,85620,219+1,3630.020.02-0.00buy
Rockefeller Capital Management L.P.01,307+1,3070.000.00+0.00buy
MORGAN STANLEY459,664460,930+1,2660.000.00-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC22,21323,324+1,1110.000.00-0.00buy
SIMON QUICK ADVISORS, LLC25,52626,460+9340.010.01+0.00buy
Quarry LP0886+8860.000.00+0.00buy
Rydar Equities, Inc.13,94214,456+5140.110.11+0.00buy
EPG Wealth Management LLC24,19524,676+4810.070.06-0.01buy
SILVER OAK SECURITIES, INCORPORATED28,46128,758+2970.020.02-0.00buy
ACORN FINANCIAL ADVISORY SERVICES INC /ADV267,634267,862+2280.420.39-0.03buy
IHT Wealth Management, LLC25,45025,653+2030.010.01-0.00buy
Global Retirement Partners, LLC13,41013,600+1900.000.00-0.00buy
New England Capital Financial Advisors LLC2,5132,605+920.010.01-0.00buy
ASSETMARK, INC042+420.000.00+0.00buy
Kozak & Associates, Inc.590611+210.000.00+0.00buy
BARCLAYS PLC03+30.000.00+0.00buy
MAI Capital Management3,5623,56200.000.00-0.00hold
LSV ASSET MANAGEMENT186,600186,60000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,1333,13300.000.00-0.00hold
PRIVATE TRUST CO NA7,2847,28400.010.01-0.00hold
Apollo Management Holdings, L.P.63,26263,26200.010.01-0.00hold
Verition Fund Management LLC27,40927,40900.000.00-0.00hold
SIGNATUREFD, LLC3,3093,30900.000.00-0.00hold
UNITED CAPITAL FINANCIAL ADVISORS, LLC11,48211,48200.000.00-0.00hold
Bulldog Investors, LLP1,538,0711,538,07103.723.37-0.35hold
Cerity Partners LLC24,06424,06400.000.00-0.00hold
Alpine Global Management, LLC88,83688,83600.190.15-0.04hold
HighPoint Advisor Group LLC157,704157,70400.080.07-0.01hold
Sunbelt Securities, Inc.2,0002,00000.000.00-0.00hold
Wealthspire Advisors, LLC16,68716,68700.000.00-0.00hold
Symmetry Partners, LLC40,37640,37600.050.04-0.01hold
Steward Partners Investment Advisory, LLC1,5621,56200.000.00-0.00hold
Sound Income Strategies, LLC40440400.000.00-0.00hold
Integrated Wealth Concepts LLC15,23015,23000.000.00-0.00hold
Winthrop Advisory Group LLC11,49311,49300.010.01-0.00hold
Geneos Wealth Management Inc.8,8028,80200.000.00+0.00hold
EWG Elevate Inc.25,47425,47400.080.08+0.00hold
Western Wealth Management, LLC13,06813,06800.010.01-0.00hold
BI Asset Management Fondsmaeglerselskab A/S184,026184,02600.020.02-0.00hold
ATTICUS WEALTH MANAGEMENT, LLC10,59410,59400.030.03-0.00hold
PAX Financial Group, LLC13,66213,66200.020.02-0.00hold
SWMG, LLC19,37419,37400.070.06-0.01hold
Newbridge Financial Services Group, Inc.15,09415,09400.020.02-0.00hold
Collaborative Wealth Managment Inc.19,40219,40200.080.07-0.01hold
Joseph Group Capital Management4,1314,13100.010.01-0.00hold
Main Street Group, LTD2,8562,85600.010.01-0.00hold
Wealth Preservation Advisors, LLC3,0613,06100.020.02-0.00hold
Consolidated Portfolio Review Corp40,97340,97300.050.05-0.01hold
KINGSWOOD WEALTH ADVISORS, LLC14,59914,59900.010.01-0.00hold
Farther Finance Advisors, LLC5,8265,82600.000.00-0.00hold
Tidemark, LLC2,1342,13400.010.01-0.00hold
RICHARDSON FINANCIAL SERVICES INC.39939900.000.00-0.00hold
Federation des caisses Desjardins du Quebec80080000.000.00-0.00hold
Gen-Wealth Partners Inc9,5009,50000.040.03-0.00hold
BridgePort Financial Solutions, LLC15,98715,98700.050.04-0.01hold
WPG Advisers, LLC3,4973,49700.030.03-0.00hold
Creekmur Asset Management LLC21-10.000.00-0.00sell
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