| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | 0 | 1,240,000 | +1,240,000 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 627,407 | +627,407 | 0.00 | 0.00 | +0.00 | buy |
| AWM Investment Company, Inc. | 585,134 | 866,837 | +281,703 | 0.58 | 0.44 | -0.14 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 0 | 150,000 | +150,000 | 0.00 | 0.55 | +0.55 | buy |
| Ghisallo Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.03 | +0.03 | buy |
| BAKER BROS. ADVISORS LP | 5,434,399 | 5,498,170 | +63,771 | 0.47 | 0.22 | -0.25 | buy |
| STATE STREET CORP | 435,693 | 472,293 | +36,600 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 599,702 | 634,252 | +34,550 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 0 | 32,293 | +32,293 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 27,455 | +27,455 | 0.00 | 0.01 | +0.01 | buy |
| VANGUARD GROUP INC | 1,252,871 | 1,275,362 | +22,491 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 67,046 | 86,784 | +19,738 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 16,764 | 32,719 | +15,955 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 487,894 | 501,911 | +14,017 | 0.01 | 0.00 | -0.01 | buy |
| XTX Topco Ltd | 0 | 10,496 | +10,496 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 47,500 | 57,500 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 13,848 | 20,167 | +6,319 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 130,912 | 135,582 | +4,670 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 36,101 | 39,970 | +3,869 | 0.00 | 0.00 | -0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 90,600 | 94,200 | +3,600 | 0.11 | 0.05 | -0.05 | buy |
| FMR LLC | 1,978 | 5,298 | +3,320 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 87,805 | 90,705 | +2,900 | 0.02 | 0.01 | -0.01 | buy |
| Tower Research Capital LLC (TRC) | 1,226 | 3,909 | +2,683 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 15,830 | 16,532 | +702 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 13,192 | 13,658 | +466 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 81 | 311 | +230 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 43,013 | 43,070 | +57 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 1,023 | 1,068 | +45 | 0.00 | 0.00 | -0.00 | buy |
| Pallas Capital Advisors LLC | 13,851 | 13,857 | +6 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 81,228 | 81,230 | +2 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 16,737 | 16,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 2,704 | 2,704 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,122 | 2,122 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 28 | 28 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RA CAPITAL MANAGEMENT, L.P. | 3,032,808 | 3,032,808 | 0 | 0.33 | 0.19 | -0.14 | hold |
| Ballentine Partners, LLC | 49,664 | 49,664 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Perigon Wealth Management, LLC | 72,685 | 72,685 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Vivo Capital, LLC | 1,650,440 | 1,650,440 | 0 | 1.51 | 0.80 | -0.70 | hold |
| Requisite Capital Management, LLC | 55,648 | 55,648 | 0 | 0.09 | 0.05 | -0.05 | hold |
| TOWNSQUARE CAPITAL LLC | 16,000 | 16,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Twelve Points Wealth Management LLC | 43,388 | 43,388 | 0 | 0.10 | 0.04 | -0.06 | hold |
| Police & Firemen's Retirement System of New Jersey | 5,549 | 5,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 2,947 | 2,947 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 11,333 | 11,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 4,900 | 4,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 955 | 955 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Corebridge Financial, Inc. | 14,037 | 14,004 | -33 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 40 | 0 | -40 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 10,851 | 10,799 | -52 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 12,523 | 12,167 | -356 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 13,708 | 13,124 | -584 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 1,792 | 1,143 | -649 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 35,358 | 34,027 | -1,331 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 3,449 | 1,617 | -1,832 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 2,054 | 0 | -2,054 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 22,619 | 20,342 | -2,277 | 0.00 | 0.00 | -0.00 | sell |
| Heck Capital Advisors, LLC | 2,500 | 0 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 39,705 | 36,429 | -3,276 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 5,787 | 64 | -5,723 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 272,860 | 264,942 | -7,918 | 0.00 | 0.00 | -0.00 | sell |
| MACQUARIE GROUP LTD | 8,995 | 0 | -8,995 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 11,021 | 0 | -11,021 | 0.00 | 0.00 | -0.00 | sell |
| Gotham Asset Management, LLC | 11,752 | 0 | -11,752 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 11,999 | 0 | -11,999 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 13,183 | 0 | -13,183 | 0.00 | 0.00 | -0.00 | sell |
| Prime Capital Investment Advisors, LLC | 13,282 | 0 | -13,282 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 44,722 | 31,080 | -13,642 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 17,254 | 0 | -17,254 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 1,564,310 | 1,538,059 | -26,251 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 45,415 | 0 | -45,415 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 70,747 | 21,550 | -49,197 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 775,871 | 719,224 | -56,647 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 157,845 | 98,764 | -59,081 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 141,008 | 63,027 | -77,981 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 102,460 | 0 | -102,460 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 181,472 | 0 | -181,472 | 0.00 | 0.00 | -0.00 | sell |