Stock Transactions — SERA PROGNOSTICS INC

Total Bought
779,893
12 transactions
Total Sold
829,800
21 transactions
Net
-49,907
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SANDERS MORRIS HARRIS LLC0314,950+314,9500.000.10+0.10buy
Aberdeen Group plc2,279,6992,550,775+271,0760.010.01-0.00buy
SEGALL BRYANT & HAMILL, LLC0100,000+100,0000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC334,639363,617+28,9780.000.00-0.00buy
Catalyst Funds Management Pty Ltd023,564+23,5640.000.01+0.01buy
XTX Topco Ltd016,491+16,4910.000.00+0.00buy
Arkadios Wealth Advisors012,400+12,4000.000.00+0.00buy
BlackRock, Inc.186,751196,105+9,3540.000.00-0.00buy
Geneos Wealth Management Inc.7,80010,800+3,0000.000.00-0.00buy
Silicon Valley Capital Partners057+570.000.00+0.00buy
Advisory Services Network, LLC019+190.000.00+0.00buy
Caitong International Asset Management Co., Ltd04+40.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC45,70545,70500.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS23623600.000.00-0.00hold
TWO SIGMA INVESTMENTS, LP21,96421,96400.000.00-0.00hold
BAKER BROS. ADVISORS LP5,498,1705,498,17000.090.06-0.03hold
Ballentine Partners, LLC49,66449,66400.000.00-0.00hold
Birch Hill Investment Advisors LLC27,29327,29300.000.00-0.00hold
HighTower Advisors, LLC42,23442,23400.000.00-0.00hold
AWM Investment Company, Inc.207,382207,38200.060.05-0.01hold
Focus Partners Wealth12,15612,15600.000.00-0.00hold
Perigon Wealth Management, LLC72,68572,68500.000.00-0.00hold
Cetera Investment Advisers25,00025,00000.000.00-0.00hold
Vivo Capital, LLC1,650,4401,650,44000.310.28-0.04hold
Requisite Capital Management, LLC55,64855,64800.030.02-0.01hold
SBI Securities Co., Ltd.7700.000.00-0.00hold
Optiver Holding B.V.41241200.000.00+0.00hold
Twelve Points Wealth Management LLC43,38843,38800.040.02-0.02hold
Riverview Capital Advisers, LLC12,66912,66900.010.01-0.00hold
NORTHERN TRUST CORP96,53596,53500.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,08512,08500.000.00-0.00hold
STATE STREET CORP124,792124,79200.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC12912900.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS536,766536,761-50.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,63910,558-810.000.00+0.00sell
CITIGROUP INC2000-2000.000.00-0.00sell
Wagner Wealth Management, LLC12,68612,400-2860.010.01-0.00sell
Fortitude Family Office, LLC3010-3010.000.00-0.00sell
Tower Research Capital LLC (TRC)9450-9450.000.00-0.00sell
GSA CAPITAL PARTNERS LLP107,235104,973-2,2620.030.01-0.01sell
DIMENSIONAL FUND ADVISORS LP22,93419,535-3,3990.000.00-0.00sell
BARCLAYS PLC36,72231,967-4,7550.000.00-0.00sell
Squarepoint Ops LLC36,32231,428-4,8940.000.00-0.00sell
FMR LLC14,8456,573-8,2720.000.00-0.00sell
DEUTSCHE BANK AG\8,7290-8,7290.000.00-0.00sell
Qube Research & Technologies Ltd28,98219,917-9,0650.000.00-0.00sell
Abel Hall, LLC11,0370-11,0370.010.00-0.01sell
Point72 Asset Management, L.P.11,4030-11,4030.000.00-0.00sell
Bank of New York Mellon Corp75,26760,927-14,3400.000.00-0.00sell
Lido Advisors, LLC16,6230-16,6230.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC113,17891,504-21,6740.000.00-0.00sell
Corient Private Wealth LLC100,0000-100,0000.000.00-0.00sell
Whetstone Capital Advisors, LLC3,459,7133,306,889-152,8243.182.53-0.66sell
CITADEL ADVISORS LLC707,614248,909-458,7050.000.00-0.00sell
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