Stock Transactions — SERA PROGNOSTICS INC

Total Bought
295,575
8 transactions
Total Sold
927,501
19 transactions
Net
-631,926
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Aberdeen Group plc2,550,7752,753,525+202,7500.010.01-0.00buy
Qube Research & Technologies Ltd19,91750,871+30,9540.000.00+0.00buy
BlackRock, Inc.196,105221,369+25,2640.000.00-0.00buy
Catalyst Funds Management Pty Ltd23,56438,890+15,3260.010.00-0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC45,70555,705+10,0000.000.00-0.00buy
DIMENSIONAL FUND ADVISORS LP19,53529,499+9,9640.000.00+0.00buy
Global Retirement Partners, LLC01,000+1,0000.000.00+0.00buy
XTX Topco Ltd16,49116,808+3170.000.00-0.00buy
BAKER BROS. ADVISORS LP5,498,1705,498,17000.060.05-0.01hold
Ballentine Partners, LLC49,66449,66400.000.00-0.00hold
Bank of New York Mellon Corp60,92760,92700.000.00-0.00hold
Birch Hill Investment Advisors LLC27,29327,29300.000.00-0.00hold
HighTower Advisors, LLC42,23442,23400.000.00-0.00hold
AWM Investment Company, Inc.207,382207,38200.050.03-0.01hold
Focus Partners Wealth12,15612,15600.000.00-0.00hold
Perigon Wealth Management, LLC72,68572,68500.000.00-0.00hold
Whetstone Capital Advisors, LLC3,306,8893,306,88902.531.59-0.93hold
Cetera Investment Advisers25,00025,00000.000.00-0.00hold
Vivo Capital, LLC1,650,4401,650,44000.280.27-0.00hold
Wagner Wealth Management, LLC12,40012,40000.010.00-0.00hold
Requisite Capital Management, LLC55,64855,64800.020.02-0.00hold
Geneos Wealth Management Inc.10,80010,80000.000.00-0.00hold
Twelve Points Wealth Management LLC43,38843,38800.020.02-0.00hold
Riverview Capital Advisers, LLC12,66912,66900.010.01-0.00hold
Caitong International Asset Management Co., Ltd4400.000.00-0.00hold
STATE STREET CORP124,792124,79200.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC12912900.000.00-0.00hold
SBI Securities Co., Ltd.74-30.000.00-0.00sell
Advisory Services Network, LLC190-190.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS236186-500.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,55810,504-540.000.00-0.00sell
Optiver Holding B.V.4120-4120.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS536,761535,755-1,0060.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP21,96416,221-5,7430.000.00-0.00sell
FMR LLC6,5730-6,5730.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,0850-12,0850.000.00-0.00sell
Arkadios Wealth Advisors12,4000-12,4000.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC363,617348,967-14,6500.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC91,50473,986-17,5180.000.00-0.00sell
NORTHERN TRUST CORP96,53568,595-27,9400.000.00-0.00sell
BARCLAYS PLC31,9673,179-28,7880.000.00-0.00sell
Squarepoint Ops LLC31,4280-31,4280.000.00-0.00sell
SEGALL BRYANT & HAMILL, LLC100,0000-100,0000.000.00-0.00sell
GSA CAPITAL PARTNERS LLP104,9730-104,9730.010.00-0.01sell
CITADEL ADVISORS LLC248,9090-248,9090.000.00-0.00sell
SANDERS MORRIS HARRIS LLC314,9500-314,9500.100.00-0.10sell
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