Stock Transactions — SERA PROGNOSTICS INC

Total Bought
411,929
24 transactions
Total Sold
915,357
18 transactions
Net
-503,428
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Balentine LLC084,475+84,4750.000.01+0.01buy
VANGUARD GROUP INC1,163,1821,217,190+54,0080.000.00+0.00buy
Aberdeen Group plc2,227,3672,279,699+52,3320.010.01+0.00buy
BlackRock, Inc.145,279178,977+33,6980.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP031,736+31,7360.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC302,410331,115+28,7050.000.00+0.00buy
Birch Hill Investment Advisors LLC027,293+27,2930.000.00+0.00buy
CITADEL ADVISORS LLC629,007653,746+24,7390.000.00+0.00buy
Lido Advisors, LLC022,164+22,1640.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC012,561+12,5610.000.00+0.00buy
BARCLAYS PLC29,996+9,9940.000.00+0.00buy
GOLDMAN SACHS GROUP INC45,91454,839+8,9250.000.00+0.00buy
Squarepoint Ops LLC85,42093,063+7,6430.000.00+0.00buy
Geneos Wealth Management Inc.04,500+4,5000.000.00+0.00buy
STATE STREET CORP121,592124,792+3,2000.000.00+0.00buy
GSA CAPITAL PARTNERS LLP62,53465,190+2,6560.010.02+0.00buy
Cubist Systematic Strategies, LLC02,328+2,3280.000.00+0.00buy
Optiver Holding B.V.0412+4120.000.00+0.00buy
Fortitude Family Office, LLC0301+3010.000.00+0.00buy
Avion Wealth0151+1510.000.000.00buy
CAPTRUST FINANCIAL ADVISORS602,277602,336+590.000.00+0.00buy
Point72 (DIFC) Ltd204233+290.000.00+0.00buy
Advisory Services Network, LLC019+190.000.00+0.00buy
SBI Securities Co., Ltd.78+10.000.00+0.00buy
SANDERS MORRIS HARRIS LLC263,600263,60000.170.11-0.07hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC45,70545,70500.000.00-0.00hold
BAKER BROS. ADVISORS LP5,498,1705,498,17000.150.12-0.03hold
Ballentine Partners, LLC49,66449,66400.000.00+0.00hold
Focus Partners Wealth12,15612,15600.000.00-0.00hold
Perigon Wealth Management, LLC72,68572,68500.000.00-0.00hold
Whetstone Capital Advisors, LLC3,632,3713,632,37102.843.08+0.24hold
Vivo Capital, LLC1,650,4401,650,44000.470.41-0.06hold
Wagner Wealth Management, LLC12,40012,40000.010.01+0.00hold
Requisite Capital Management, LLC55,64855,64800.030.03-0.00hold
Pallas Capital Advisors LLC13,71113,71100.000.00+0.00hold
Twelve Points Wealth Management LLC43,38843,38800.030.03+0.00hold
Corient Private Wealth LLC100,000100,00000.000.00+0.00hold
Riverview Capital Advisers, LLC12,73312,73300.010.01+0.00hold
Abel Hall, LLC11,03711,03700.010.01-0.00hold
FMR LLC14,84514,84500.000.00+0.00hold
DIMENSIONAL FUND ADVISORS LP22,42422,42400.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,09212,09200.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC12912900.000.00-0.00hold
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC78,85578,85500.000.00+0.00hold
DEUTSCHE BANK AG\8,7298,72900.000.00+0.00hold
CITIGROUP INC50-50.000.00-0.00sell
CWM, LLC1,1111,007-1040.000.00-0.00sell
Rise Advisors, LLC1720-1720.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS584236-3480.000.00-0.00sell
HighTower Advisors, LLC42,98442,234-7500.000.00-0.00sell
Bank of New York Mellon Corp76,75775,267-1,4900.000.00+0.00sell
NORTHERN TRUST CORP91,63588,483-3,1520.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.13,80410,263-3,5410.010.00-0.00sell
Qube Research & Technologies Ltd33,38224,083-9,2990.000.00-0.00sell
Equitable Holdings, Inc.10,0000-10,0000.000.00-0.00sell
Dauntless Investment Group, LLC10,0000-10,0000.130.00-0.13sell
Tower Research Capital LLC (TRC)10,4390-10,4390.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC37,3840-37,3840.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC184,564127,287-57,2770.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd67,6920-67,6920.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC99,1550-99,1550.000.00-0.00sell
PERKINS CAPITAL MANAGEMENT INC131,0000-131,0000.360.00-0.36sell
AWM Investment Company, Inc.680,931207,382-473,5490.210.06-0.15sell
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