Stock Transactions — SERA PROGNOSTICS INC

Total Bought
221,430
16 transactions
Total Sold
833,681
18 transactions
Net
-612,251
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CITADEL ADVISORS LLC653,746707,614+53,8680.000.00-0.00buy
GSA CAPITAL PARTNERS LLP65,190107,235+42,0450.020.03+0.01buy
BARCLAYS PLC9,99636,722+26,7260.000.00+0.00buy
Cetera Investment Advisers025,000+25,0000.000.00+0.00buy
VANGUARD GROUP INC1,217,1901,239,449+22,2590.000.00-0.00buy
Point72 Asset Management, L.P.011,403+11,4030.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC010,639+10,6390.000.00+0.00buy
NORTHERN TRUST CORP88,48396,535+8,0520.000.00+0.00buy
BlackRock, Inc.178,977186,751+7,7740.000.00-0.00buy
Qube Research & Technologies Ltd24,08328,982+4,8990.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC331,115334,639+3,5240.000.00-0.00buy
Geneos Wealth Management Inc.4,5007,800+3,3000.000.00+0.00buy
Tower Research Capital LLC (TRC)0945+9450.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP22,42422,934+5100.000.00-0.00buy
Wagner Wealth Management, LLC12,40012,686+2860.010.01-0.00buy
CITIGROUP INC0200+2000.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC45,70545,70500.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS23623600.000.00-0.00hold
BAKER BROS. ADVISORS LP5,498,1705,498,17000.120.09-0.03hold
Ballentine Partners, LLC49,66449,66400.000.00-0.00hold
Bank of New York Mellon Corp75,26775,26700.000.00-0.00hold
Birch Hill Investment Advisors LLC27,29327,29300.000.00-0.00hold
HighTower Advisors, LLC42,23442,23400.000.00-0.00hold
AWM Investment Company, Inc.207,382207,38200.060.06-0.00hold
Focus Partners Wealth12,15612,15600.000.00-0.00hold
Perigon Wealth Management, LLC72,68572,68500.000.00-0.00hold
Vivo Capital, LLC1,650,4401,650,44000.410.31-0.09hold
Aberdeen Group plc2,279,6992,279,69900.010.01-0.00hold
Requisite Capital Management, LLC55,64855,64800.030.03+0.00hold
Optiver Holding B.V.41241200.000.00+0.00hold
Twelve Points Wealth Management LLC43,38843,38800.030.04+0.00hold
Corient Private Wealth LLC100,000100,00000.000.00-0.00hold
Fortitude Family Office, LLC30130100.000.00-0.00hold
Abel Hall, LLC11,03711,03700.010.01-0.01hold
FMR LLC14,84514,84500.000.00-0.00hold
STATE STREET CORP124,792124,79200.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC12912900.000.00-0.00hold
DEUTSCHE BANK AG\8,7298,72900.000.00-0.00hold
SBI Securities Co., Ltd.87-10.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,09212,085-70.000.00-0.00sell
Advisory Services Network, LLC190-190.000.00-0.00sell
Riverview Capital Advisers, LLC12,73312,669-640.010.01+0.00sell
Avion Wealth1510-1510.000.000.00sell
CWM, LLC1,0070-1,0070.000.00-0.00sell
Lido Advisors, LLC22,16416,623-5,5410.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP31,73621,964-9,7720.000.00-0.00sell
Vanguard Personalized Indexing Management, LLC12,5610-12,5610.000.00-0.00sell
Pallas Capital Advisors LLC13,7110-13,7110.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC127,287113,178-14,1090.000.00-0.00sell
GOLDMAN SACHS GROUP INC54,8390-54,8390.000.00-0.00sell
Squarepoint Ops LLC93,06336,322-56,7410.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS602,336536,766-65,5700.000.00-0.00sell
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC78,8550-78,8550.000.00-0.00sell
Balentine LLC84,4750-84,4750.010.00-0.01sell
Whetstone Capital Advisors, LLC3,632,3713,459,713-172,6583.083.18+0.11sell
SANDERS MORRIS HARRIS LLC263,6000-263,6000.110.00-0.11sell
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