| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Ikarian Capital, LLC | 199,542 | 508,556 | +309,014 | 0.21 | 0.58 | +0.37 | buy |
| Eversept Partners, LP | 0 | 294,989 | +294,989 | 0.00 | 0.16 | +0.16 | buy |
| Rosalind Advisors, Inc. | 0 | 221,616 | +221,616 | 0.00 | 0.73 | +0.73 | buy |
| AIGH Capital Management LLC | 0 | 200,000 | +200,000 | 0.00 | 0.33 | +0.33 | buy |
| STEMPOINT CAPITAL LP | 0 | 160,420 | +160,420 | 0.00 | 0.25 | +0.25 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 54,893 | 140,487 | +85,594 | 0.01 | 0.03 | +0.01 | buy |
| Birchview Capital, LP | 0 | 111,786 | +111,786 | 0.00 | 0.51 | +0.51 | buy |
| BlackRock, Inc. | 89,272 | 89,272 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mink Brook Asset Management LLC | 0 | 66,812 | +66,812 | 0.00 | 0.30 | +0.30 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 62,450 | 63,135 | +685 | 0.00 | 0.00 | +0.00 | buy |
| Exome Asset Management LLC | 0 | 60,861 | +60,861 | 0.00 | 0.29 | +0.29 | buy |
| DIADEMA PARTNERS LP | 260,939 | 50,000 | -210,939 | 1.25 | 0.16 | -1.08 | sell |
| J. Goldman & Co LP | 0 | 42,170 | +42,170 | 0.00 | 0.02 | +0.02 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 37,397 | 38,497 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 33,750 | +33,750 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 0 | 23,180 | +23,180 | 0.00 | 0.01 | +0.01 | buy |
| STATE STREET CORP | 18,626 | 22,407 | +3,781 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 12,140 | 19,122 | +6,982 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 17,923 | +17,923 | 0.00 | 0.00 | +0.00 | buy |
| Persistent Asset Partners Ltd | 70,576 | 13,442 | -57,134 | 0.27 | 0.04 | -0.23 | sell |
| NORTHERN TRUST CORP | 13,160 | 13,042 | -118 | 0.00 | 0.00 | +0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 12,630 | +12,630 | 0.00 | 0.01 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 16,104 | 11,448 | -4,656 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 0 | 9,412 | +9,412 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 933 | +933 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 0 | 626 | +626 | 0.00 | 0.00 | +0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 471 | 471 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 162 | 132 | -30 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 67 | 67 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tidemark, LLC | 59 | 59 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| HighMark Wealth Management LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |