Stock Transactions — OPORTUN FINL CORP

Total Bought
6,255,273
62 transactions
Total Sold
5,361,308
62 transactions
Net
+893,965
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Forager Capital Management, LLC2,380,0003,361,726+981,7265.707.72+2.01buy
Meros Investment Management, LP0726,385+726,3850.001.45+1.45buy
AQR CAPITAL MANAGEMENT LLC99,800688,837+589,0370.000.00+0.00buy
MACKENZIE FINANCIAL CORP68,368488,236+419,8680.000.00+0.00buy
GOLDMAN SACHS GROUP INC402,937818,287+415,3500.000.00+0.00buy
CANNELL CAPITAL LLC0372,697+372,6970.001.12+1.12buy
MILLENNIUM MANAGEMENT LLC1,899,5522,253,182+353,6300.010.01+0.00buy
TWO SIGMA INVESTMENTS, LP625,387961,641+336,2540.000.00-0.00buy
LAZARD ASSET MANAGEMENT LLC0274,968+274,9680.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP1,129,0651,363,788+234,7230.000.00+0.00buy
Trexquant Investment LP128,234333,569+205,3350.010.01+0.01buy
FINDELL CAPITAL MANAGEMENT LLC2,568,3002,748,300+180,0004.513.73-0.78buy
Union Square Park Capital Management, LLC0100,000+100,0000.000.31+0.31buy
MYDA Advisors LLC099,270+99,2700.000.11+0.11buy
AMERICAN CENTURY COMPANIES INC356,499450,930+94,4310.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC778,300859,329+81,0290.110.09-0.01buy
Nuveen, LLC71,450151,017+79,5670.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.068,047+68,0470.000.00+0.00buy
ALGERT GLOBAL LLC062,039+62,0390.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP055,575+55,5750.000.00+0.00buy
BANK OF AMERICA CORP /DE/115,562166,934+51,3720.000.00+0.00buy
Arbiter Partners Capital Management LLC141,109192,106+50,9970.400.60+0.20buy
Berger Financial Group, Inc196,543243,575+47,0320.060.06+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC044,919+44,9190.000.00+0.00buy
D. E. Shaw & Co., Inc.042,233+42,2330.000.00+0.00buy
DEUTSCHE BANK AG\034,727+34,7270.000.00+0.00buy
Man Group plc49,77577,797+28,0220.000.00+0.00buy
Castleview Partners, LLC022,093+22,0930.000.05+0.05buy
PRUDENTIAL FINANCIAL INC58,96080,270+21,3100.000.00+0.00buy
CWM, LLC017,876+17,8760.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC317,236334,123+16,8870.040.03-0.00buy
Empowered Funds, LLC172,033188,920+16,8870.010.01-0.00buy
NORTHERN TRUST CORP278,625294,562+15,9370.000.00-0.00buy
Brooklyn Investment Group014,169+14,1690.000.00+0.00buy
Abel Hall, LLC012,355+12,3550.000.01+0.01buy
MERCER GLOBAL ADVISORS INC /ADV010,700+10,7000.000.00+0.00buy
FMR LLC2,83613,436+10,6000.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.010,593+10,5930.000.00+0.00buy
State of Alaska, Department of Revenue11,03721,037+10,0000.000.00+0.00buy
STATE STREET CORP743,465752,325+8,8600.000.00-0.00buy
Cerity Partners LLC24,26432,551+8,2870.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/23,95531,733+7,7780.000.00+0.00buy
Pinnacle Holdings, LLC05,727+5,7270.000.01+0.01buy
SIMPLEX TRADING, LLC1,9165,306+3,3900.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC892,532+2,4430.000.00+0.00buy
MetLife Investment Management, LLC12,83414,735+1,9010.000.00+0.00buy
MAI Capital Management191,665+1,6460.000.00+0.00buy
Graham Capital Management, L.P.40,17141,658+1,4870.010.01-0.00buy
Allworth Financial LP01,029+1,0290.000.00+0.00buy
Tower Research Capital LLC (TRC)2,0582,926+8680.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC66,93467,696+7620.000.00-0.00buy
Arax Advisory Partners3573+5700.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.18,69219,165+4730.000.00-0.00buy
Parallel Advisors, LLC0388+3880.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC0359+3590.000.00+0.00buy
Root Financial Partners, LLC0320+3200.000.00+0.00buy
EverSource Wealth Advisors, LLC0187+1870.000.00+0.00buy
JPL Wealth Management, LLC072+720.000.00+0.00buy
SJS Investment Consulting Inc.067+670.000.00+0.00buy
Transamerica Financial Advisors, LLC015+150.000.00+0.00buy
IFP Advisors, Inc03+30.000.00+0.00buy
Caitong International Asset Management Co., Ltd01+10.000.00+0.00buy
Ameritas Investment Partners, Inc.3,4183,41800.000.00-0.00hold
EMG Holdings, L.P.139,172139,17201.180.94-0.23hold
Capital Advisors, Ltd. LLC363600.000.000.00hold
Long Focus Capital Management, LLC1,515,7771,515,77700.400.31-0.09hold
Centiva Capital, LP14,00014,00000.000.00-0.00hold
Flaharty Asset Management, LLC16,00016,00000.010.01-0.00hold
Summa Corp.396,766396,76600.900.76-0.14hold
Police & Firemen's Retirement System of New Jersey10,40410,40400.000.00-0.00hold
SEI INVESTMENTS CO28,08128,08100.000.00-0.00hold
Legal & General Group Plc3,6303,63000.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND13,50013,50000.000.00-0.00hold
HSBC HOLDINGS PLC58,98058,98000.000.00-0.00hold
GAMMA Investing LLC159156-30.000.00-0.00sell
MARTINGALE ASSET MANAGEMENT L P59,16259,154-80.010.01-0.00sell
SBI Securities Co., Ltd.5211-410.000.00-0.00sell
GROUP ONE TRADING LLC2,7862,548-2380.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,4942,192-3020.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC42,87142,390-4810.000.00-0.00sell
RHUMBLINE ADVISERS47,25346,676-5770.000.00-0.00sell
Sterling Capital Management LLC2,3351,341-9940.000.00-0.00sell
AMALGAMATED BANK1,2720-1,2720.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,59910,833-1,7660.000.00-0.00sell
NewEdge Advisors, LLC2,2450-2,2450.000.00-0.00sell
US BANCORP \DE\2,7980-2,7980.000.00-0.00sell
TRUST CO OF TOLEDO NA /OH/3,0800-3,0800.000.00-0.00sell
R Squared Ltd16,93512,973-3,9620.040.03-0.01sell
Kemnay Advisory Services Inc.5,2250-5,2250.000.00-0.00sell
Clearstead Advisors, LLC5,5740-5,5740.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC17,10910,836-6,2730.000.00-0.00sell
Invesco Ltd.100,12793,614-6,5130.000.00-0.00sell
JPMORGAN CHASE & CO160,810152,577-8,2330.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC113,722105,212-8,5100.000.00-0.00sell
nVerses Capital, LLC15,2120-15,2120.180.00-0.18sell
Engineers Gate Manager LP15,5000-15,5000.000.00-0.00sell
Bank of New York Mellon Corp227,412211,625-15,7870.000.00-0.00sell
ZACKS INVESTMENT MANAGEMENT16,0720-16,0720.000.00-0.00sell
STATE OF WISCONSIN INVESTMENT BOARD44,03527,034-17,0010.000.00-0.00sell
CITIGROUP INC22,8491,890-20,9590.000.00-0.00sell
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