Stock Transactions — OPORTUN FINL CORP

Total Bought
11,540,589
64 transactions
Total Sold
5,149,181
46 transactions
Net
+6,391,408
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Neuberger Berman Group LLC03,937,168+3,937,1680.000.02+0.02buy
BlackRock, Inc.862,6982,532,943+1,670,2450.000.00+0.00buy
CANNELL CAPITAL LLC22,3421,601,244+1,578,9020.043.58+3.54buy
Portolan Capital Management, LLC818,3541,619,470+801,1160.340.73+0.39buy
GEODE CAPITAL MANAGEMENT, LLC335,452776,844+441,3920.000.00+0.00buy
CenterBook Partners LP0412,018+412,0180.000.16+0.16buy
Invesco Ltd.139,833484,492+344,6590.000.00+0.00buy
STATE STREET CORP134,783394,215+259,4320.000.00+0.00buy
VANGUARD GROUP INC1,408,7271,616,032+207,3050.000.00+0.00buy
NORTHERN TRUST CORP66,280238,217+171,9370.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP705,298864,795+159,4970.000.00+0.00buy
State of Wyoming0109,375+109,3750.000.10+0.10buy
CITADEL ADVISORS LLC446,665542,931+96,2660.000.00+0.00buy
Jump Financial, LLC71,918162,643+90,7250.010.02+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC16,00099,939+83,9390.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS6,53489,286+82,7520.000.00+0.00buy
Bank of New York Mellon Corp077,310+77,3100.000.00+0.00buy
JPMORGAN CHASE & CO171,629248,324+76,6950.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC066,831+66,8310.000.00+0.00buy
SIMPLEX TRADING, LLC10,30472,558+62,2540.000.01+0.01buy
BARCLAYS PLC23,44276,794+53,3520.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.336,841388,504+51,6630.010.01+0.00buy
MACKENZIE FINANCIAL CORP050,569+50,5690.000.00+0.00buy
WINTON GROUP Ltd73,462123,696+50,2340.020.05+0.02buy
RHUMBLINE ADVISERS048,650+48,6500.000.00+0.00buy
Nuveen, LLC043,517+43,5170.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP52,24293,155+40,9130.000.00+0.00buy
MORGAN STANLEY188,142225,778+37,6360.000.00+0.00buy
Integrated Quantitative Investments LLC032,093+32,0930.000.07+0.07buy
MARTINGALE ASSET MANAGEMENT L P027,993+27,9930.000.00+0.00buy
Acuitas Investments, LLC714,392741,441+27,0493.344.22+0.88buy
PDT Partners, LLC30,62955,008+24,3790.010.02+0.01buy
WELLS FARGO & COMPANY/MN021,486+21,4860.000.00+0.00buy
MetLife Investment Management, LLC020,561+20,5610.000.00+0.00buy
GSA CAPITAL PARTNERS LLP100,178120,444+20,2660.050.06+0.01buy
KENNEDY CAPITAL MANAGEMENT LLC210,196230,214+20,0180.030.04+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.018,325+18,3250.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC54,61972,407+17,7880.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/016,796+16,7960.000.00+0.00buy
GWN SECURITIES INC.016,748+16,7480.000.02+0.02buy
Graham Capital Management, L.P.016,694+16,6940.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC015,286+15,2860.000.00+0.00buy
Corton Capital Inc.014,695+14,6950.000.12+0.12buy
ACADIAN ASSET MANAGEMENT LLC1,055,2741,069,116+13,8420.020.02-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND013,500+13,5000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE011,903+11,9030.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC251,180262,911+11,7310.030.04+0.01buy
Empowered Funds, LLC124,980136,711+11,7310.010.01+0.00buy
CORSAIR CAPITAL MANAGEMENT, L.P.010,000+10,0000.000.01+0.01buy
CITIGROUP INC1,97511,238+9,2630.000.00+0.00buy
Heron Bay Capital Management15,50024,627+9,1270.020.03+0.02buy
Police & Firemen's Retirement System of New Jersey07,618+7,6180.000.00+0.00buy
HSBC HOLDINGS PLC19,85626,178+6,3220.000.00+0.00buy
Ameritas Investment Partners, Inc.03,418+3,4180.000.00+0.00buy
TRUST CO OF TOLEDO NA /OH/03,080+3,0800.000.00+0.00buy
Legal & General Group Plc03,042+3,0420.000.00+0.00buy
Summa Corp.562,338565,338+3,0001.792.10+0.32buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM02,089+2,0890.000.00+0.00buy
Clearstead Advisors, LLC01,903+1,9030.000.00+0.00buy
AMALGAMATED BANK01,143+1,1430.000.00+0.00buy
Sterling Capital Management LLC0904+9040.000.00+0.00buy
FMR LLC9481,258+3100.000.00+0.00buy
Rise Advisors, LLC094+940.000.00+0.00buy
Aspect Partners, LLC60100+400.000.00+0.00buy
CIBC Private Wealth Group LLC202000.000.00+0.00hold
Equitable Holdings, Inc.20,00020,00000.000.00+0.00hold
EMG Holdings, L.P.139,172139,17200.921.28+0.36hold
Cerity Partners LLC24,26424,26400.000.00+0.00hold
Capital Advisors, Ltd. LLC363600.000.000.00hold
Long Focus Capital Management, LLC1,515,7771,515,77700.570.70+0.14hold
Berger Financial Group, Inc196,543196,54300.070.09+0.02hold
SBI Securities Co., Ltd.525200.000.00+0.00hold
US BANCORP \DE\2,7982,79800.000.00+0.00hold
GLYNN CAPITAL MANAGEMENT LLC588,233588,23300.850.95+0.10hold
GLOBEFLEX CAPITAL L P81,80081,80000.040.05+0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO360-360.000.00-0.00sell
NATIONAL BANK OF CANADA /FI/9690-9690.000.00-0.00sell
Quarry LP3,0881,254-1,8340.000.00-0.00sell
Tower Research Capital LLC (TRC)3,708920-2,7880.000.00-0.00sell
Point72 (DIFC) Ltd2,9000-2,9000.000.00-0.00sell
Boston Partners496,873489,166-7,7070.000.00+0.00sell
JACOBS LEVY EQUITY MANAGEMENT, INC20,91412,810-8,1040.000.00-0.00sell
NewEdge Advisors, LLC24,02615,646-8,3800.000.00-0.00sell
GROUP ONE TRADING LLC19,1569,302-9,8540.000.00-0.00sell
Engineers Gate Manager LP25,85414,880-10,9740.000.00-0.00sell
Informed Momentum Co LLC149,333137,783-11,5500.140.15+0.01sell
ExodusPoint Capital Management, LP12,6800-12,6800.000.00-0.00sell
XTX Topco Ltd68,08055,158-12,9220.020.02-0.00sell
OCCUDO QUANTITATIVE STRATEGIES LP13,1260-13,1260.010.00-0.01sell
Point72 Asia (Singapore) Pte. Ltd.17,6320-17,6320.030.00-0.03sell
Telos Capital Management, Inc.20,0150-20,0150.010.00-0.01sell
LMR Partners LLP23,7680-23,7680.000.00-0.00sell
FEDERATED HERMES, INC.45,33520,427-24,9080.000.00-0.00sell
Quantessence Capital LLC24,9100-24,9100.030.00-0.03sell
Schonfeld Strategic Advisors LLC26,8720-26,8720.000.00-0.00sell
Jain Global LLC36,4360-36,4360.000.00-0.00sell
Quadrature Capital Ltd41,8850-41,8850.010.00-0.01sell
Cubist Systematic Strategies, LLC140,19995,919-44,2800.010.01-0.00sell
SkyView Investment Advisors, LLC45,0000-45,0000.040.00-0.04sell
Verition Fund Management LLC91,47343,910-47,5630.000.00-0.00sell
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