Stock Transactions — NUVEEN REAL ASSET INCOME & G

Total Bought
6,633,121
52 transactions
Total Sold
388,444
24 transactions
Net
+6,244,677
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC04,366,526+4,366,5260.001.09+1.09buy
ABSOLUTE INVESTMENT ADVISERS, LLC0585,764+585,7640.000.85+0.85buy
MORGAN STANLEY1,246,7611,618,385+371,6240.000.00+0.00buy
Yakira Capital Management, Inc.0301,146+301,1460.001.08+1.08buy
WELLS FARGO & COMPANY/MN263,910381,217+117,3070.000.00+0.00buy
Almitas Capital LLC0110,414+110,4140.000.31+0.31buy
Sterneck Capital Management, LLC095,293+95,2930.000.53+0.53buy
COHEN & STEERS, INC.137,846227,308+89,4620.000.00+0.00buy
BANK OF AMERICA CORP /DE/087,224+87,2240.000.00+0.00buy
HARBOUR INVESTMENTS, INC.72,680137,879+65,1990.020.03+0.01buy
Quarry LP061,256+61,2560.000.15+0.15buy
BALYASNY ASSET MANAGEMENT L.P.055,991+55,9910.000.00+0.00buy
JPMORGAN CHASE & CO040,365+40,3650.000.00+0.00buy
Advisory Services Network, LLC22,21060,005+37,7950.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC176,321211,054+34,7330.000.00+0.00buy
Corient Private Wealth LLC030,000+30,0000.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP028,818+28,8180.000.02+0.02buy
Patriot Financial Group Insurance Agency, LLC22,91646,256+23,3400.040.03-0.01buy
GUGGENHEIM CAPITAL LLC218,563241,003+22,4400.020.02+0.00buy
LPL Financial LLC223,359243,648+20,2890.000.00-0.00buy
AMERIPRISE FINANCIAL INC51,47670,453+18,9770.000.00+0.00buy
Calamos Advisors LLC012,102+12,1020.000.00+0.00buy
PARK AVENUE SECURITIES LLC010,595+10,5950.000.00+0.00buy
Chicago Partners Investment Group LLC83,00793,073+10,0660.030.03-0.00buy
Steward Partners Investment Advisory, LLC44,33950,275+5,9360.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.82,17487,927+5,7530.000.00-0.00buy
GILL CAPITAL PARTNERS, LLC04,819+4,8190.000.02+0.02buy
DAVENPORT & Co LLC35,09938,086+2,9870.000.00+0.00buy
OPPENHEIMER & CO INC28,45431,220+2,7660.010.00-0.00buy
FIFTH THIRD BANCORP01,922+1,9220.000.00+0.00buy
Merit Financial Group, LLC11,78213,552+1,7700.000.00-0.00buy
Private Advisor Group, LLC138,164139,914+1,7500.010.01-0.00buy
CHOREO, LLC32,52434,273+1,7490.010.01-0.00buy
CoreCap Advisors, LLC15,28116,481+1,2000.010.01-0.00buy
Community Financial Services Group, LLC01,000+1,0000.000.00+0.00buy
FNY Investment Advisers, LLC0700+7000.000.00+0.00buy
Cetera Investment Advisers43,55844,257+6990.000.00-0.00buy
Clear Creek Financial Management, LLC14,38115,002+6210.020.01-0.00buy
NWF Advisory Services Inc.10,61311,113+5000.020.02-0.00buy
Sound Income Strategies, LLC0404+4040.000.00+0.00buy
Alteri Wealth LLC19,00319,394+3910.080.08-0.01buy
WPG Advisers, LLC1,4081,781+3730.010.02+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,5291,749+2200.000.00+0.00buy
Root Financial Partners, LLC0203+2030.000.00+0.00buy
Larson Financial Group LLC2,6752,875+2000.000.00-0.00buy
Sowell Financial Services LLC30,36730,507+1400.020.01-0.00buy
Western Wealth Management, LLC0128+1280.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,73110,803+720.010.01+0.00buy
MAI Capital Management060+600.000.00+0.00buy
Catalina Capital Group, LLC13,63813,659+210.110.10-0.01buy
NATIONAL BANK OF CANADA /FI/147156+90.000.00-0.00buy
TSFG, LLC109111+20.000.00+0.00buy
DUNCKER STREETT & CO INC33533500.000.00-0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV40,44040,44000.030.03-0.00hold
HOLLENCREST CAPITAL MANAGEMENT63163100.000.00-0.00hold
HighTower Advisors, LLC14,80614,80600.000.00-0.00hold
CWM, LLC62262200.000.00-0.00hold
Allworth Financial LP6,5516,55100.000.00-0.00hold
Capital Investment Advisors, LLC18,59218,59200.000.00-0.00hold
First PREMIER Bank82582500.000.00-0.00hold
First Command Advisory Services, Inc.93493400.000.00-0.00hold
Fortis Group Advisors, LLC30930900.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20020000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.12,09812,09800.090.09-0.01hold
Modern Wealth Management, LLC18,04018,04000.000.00-0.00hold
Abel Hall, LLC33,00033,00000.100.09-0.02hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00-0.00hold
US BANCORP \DE\7,6517,65100.000.00-0.00hold
BARRETT & COMPANY, INC.3,2503,25000.010.01-0.00hold
Creekmur Asset Management LLC60-60.000.00-0.00sell
ASSETMARK, INC330-330.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.3,8673,757-1100.010.00-0.00sell
JONES FINANCIAL COMPANIES LLLP2660-2660.000.00-0.00sell
Camelot Portfolios, LLC6380-6380.010.00-0.01sell
NewEdge Advisors, LLC28,17627,216-9600.000.00-0.00sell
Bensler, LLC14,11913,155-9640.020.02-0.00sell
SeaCrest Wealth Management, LLC25,32224,229-1,0930.030.03-0.00sell
1776 Wealth LLC21,95620,756-1,2000.110.10-0.01sell
ROYAL BANK OF CANADA139,582138,162-1,4200.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC1,7180-1,7180.000.00-0.00sell
Rockefeller Capital Management L.P.45,34342,712-2,6310.000.00-0.00sell
Mariner, LLC38,46635,271-3,1950.000.00-0.00sell
Janney Montgomery Scott LLC15,68511,356-4,3290.000.00-0.00sell
Garner Asset Management Corp4,5200-4,5200.020.00-0.02sell
Kestra Advisory Services, LLC6,9980-6,9980.000.00-0.00sell
STIFEL FINANCIAL CORP10,3670-10,3670.000.00-0.00sell
Financial Security Advisor, Inc.13,5190-13,5190.040.00-0.04sell
Baird Financial Group, Inc.31,41517,137-14,2780.000.00-0.00sell
UBS Group AG68,18746,889-21,2980.000.00-0.00sell
FIRST TRUST ADVISORS LP112,67769,204-43,4730.000.00-0.00sell
OSAIC HOLDINGS, INC.143,38691,152-52,2340.000.00-0.00sell
Penserra Capital Management LLC809,551754,372-55,1790.130.11-0.02sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC148,0150-148,0150.360.00-0.36sell
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