Stock Transactions — NUVEEN REAL ASSET INCOME & G

Total Bought
297,514
30 transactions
Total Sold
629,107
28 transactions
Net
-331,593
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ADAPT WEALTH ADVISORS, LLC040,105+40,1050.000.21+0.21buy
LPL Financial LLC179,215217,830+38,6150.000.00+0.00buy
GUGGENHEIM CAPITAL LLC156,265188,610+32,3450.020.02+0.00buy
Cambridge Investment Research Advisors, Inc.47,21970,968+23,7490.000.00+0.00buy
OPPENHEIMER & CO INC11,64835,251+23,6030.000.01+0.00buy
ROYAL BANK OF CANADA96,176117,504+21,3280.000.00+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC132,136152,725+20,5890.400.42+0.02buy
RAYMOND JAMES FINANCIAL INC136,276153,698+17,4220.000.00+0.00buy
AMERIPRISE FINANCIAL INC33,42948,716+15,2870.000.00+0.00buy
Baird Financial Group, Inc.16,36529,467+13,1020.000.00+0.00buy
Bensler, LLC010,650+10,6500.000.02+0.02buy
B. Riley Wealth Advisors, Inc.010,346+10,3460.000.01+0.01buy
US BANCORP \DE\07,651+7,6510.000.00+0.00buy
HARBOUR INVESTMENTS, INC.67,02571,353+4,3280.020.02+0.00buy
Private Advisor Group, LLC162,777166,492+3,7150.010.01-0.00buy
Cetera Investment Advisers41,15144,462+3,3110.000.00-0.00buy
Alteri Wealth LLC10,27713,362+3,0850.050.07+0.01buy
Penserra Capital Management LLC751,974754,104+2,1300.140.13-0.01buy
DAVENPORT & Co LLC32,70134,342+1,6410.000.00+0.00buy
NewEdge Advisors, LLC26,90828,219+1,3110.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP01,165+1,1650.000.00+0.00buy
SeaCrest Wealth Management, LLC25,00826,149+1,1410.040.04+0.00buy
Advisory Services Network, LLC21,93522,220+2850.000.00+0.00buy
Steward Partners Investment Advisory, LLC44,13944,339+2000.000.00-0.00buy
Sowell Financial Services LLC29,91630,109+1930.020.02+0.00buy
PRINCIPAL SECURITIES, INC.6,8226,888+660.000.00-0.00buy
Janney Montgomery Scott LLC11,03511,095+600.000.00-0.00buy
Allworth Financial LP6,0016,051+500.000.00-0.00buy
Newbridge Financial Services Group, Inc.2,9352,973+380.010.01-0.00buy
TSFG, LLC102105+30.000.00-0.00buy
DUNCKER STREETT & CO INC33533500.000.00+0.00hold
HOLLENCREST CAPITAL MANAGEMENT63163100.000.00-0.00hold
COHEN & STEERS, INC.137,846137,84600.000.00+0.00hold
ASSETMARK, INC333300.000.00-0.00hold
HighTower Advisors, LLC10,30610,30600.000.00-0.00hold
CWM, LLC48948900.000.00-0.00hold
First PREMIER Bank82582500.000.00+0.00hold
Larson Financial Group LLC2,6752,67500.000.00-0.00hold
Rockefeller Capital Management L.P.48,72848,72800.000.00-0.00hold
FNY Investment Advisers, LLC70070000.000.00-0.00hold
1776 Wealth LLC21,95621,95600.120.12-0.00hold
Fortis Group Advisors, LLC30930900.000.00+0.00hold
CoreCap Advisors, LLC15,28115,28100.010.01-0.00hold
Stephens Consulting, LLC40940900.000.00+0.00hold
MELFA WEALTH MANAGEMENT, INC.12,09812,09800.100.10-0.00hold
Creekmur Asset Management LLC6600.000.00+0.00hold
Abel Hall, LLC33,00033,00000.210.19-0.02hold
BARRETT & COMPANY, INC.3,2503,25000.020.02-0.00hold
NATIONAL BANK OF CANADA /FI/14714700.000.00+0.00hold
Catalina Capital Group, LLC13,59113,575-160.120.12-0.00sell
OSAIC HOLDINGS, INC.148,954148,929-250.000.00-0.00sell
COMERICA BANK1,4421,338-1040.000.00-0.00sell
WPG Advisers, LLC1,6031,498-1050.020.02-0.00sell
Ameritas Advisory Services, LLC2000-2000.000.00-0.00sell
Blue Trust, Inc.4000-4000.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC23,38322,963-4200.040.04+0.01sell
ATTICUS WEALTH MANAGEMENT, LLC5910-5910.000.00-0.00sell
Merit Financial Group, LLC12,77212,131-6410.000.00-0.00sell
Capital Investment Advisors, LLC20,71020,011-6990.010.00-0.00sell
FIRST TRUST ADVISORS LP118,098117,271-8270.000.00-0.00sell
CHOREO, LLC36,45635,424-1,0320.010.01-0.00sell
ELEVATION POINT WEALTH PARTNERS, LLC1,2060-1,2060.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC11,93210,515-1,4170.050.05-0.01sell
NWF Advisory Services Inc.12,21310,613-1,6000.020.02-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV42,00640,374-1,6320.040.04-0.00sell
Modern Wealth Management, LLC21,52118,851-2,6700.010.01-0.00sell
BANK OF AMERICA CORP /DE/42,24638,957-3,2890.000.00-0.00sell
Mariner, LLC45,18139,926-5,2550.000.00-0.00sell
Geneos Wealth Management Inc.9,0050-9,0050.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC12,0760-12,0760.000.00-0.00sell
Virtu Financial LLC15,1350-15,1350.010.00-0.01sell
Chicago Partners Investment Group LLC113,49687,072-26,4240.040.03-0.01sell
WELLS FARGO & COMPANY/MN294,533236,981-57,5520.000.00-0.00sell
UBS Group AG135,51470,124-65,3900.000.00-0.00sell
Camelot Portfolios, LLC74,5930-74,5930.600.00-0.60sell
MORGAN STANLEY1,446,2031,334,330-111,8730.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC234,9300-234,9300.070.00-0.07sell
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