| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Stonepine Capital Management, LLC | 0 | 687,500 | +687,500 | 0.00 | 1.63 | +1.63 | buy |
| Rubric Capital Management LP | 0 | 687,500 | +687,500 | 0.00 | 0.03 | +0.03 | buy |
| Velan Capital Investment Management LP | 0 | 687,500 | +687,500 | 0.00 | 1.73 | +1.73 | buy |
| Nantahala Capital Management, LLC | 0 | 625,000 | +625,000 | 0.00 | 0.13 | +0.13 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 50,003 | +50,003 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 0 | 19,999 | +19,999 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 19,804 | 28,970 | +9,166 | 0.00 | 0.00 | +0.00 | buy |
| Avion Wealth | 0 | 242 | +242 | 0.00 | 0.00 | 0.00 | buy |
| VANGUARD GROUP INC | 15,864 | 15,864 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 142 | 142 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dogwood Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Tower Research Capital LLC (TRC) | 3,438 | 1,192 | -2,246 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 15,313 | 0 | -15,313 | 0.00 | 0.00 | -0.00 | sell |
| CM Management, LLC | 110,000 | 0 | -110,000 | 0.17 | 0.00 | -0.17 | sell |