| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC | 0 | 563,239 | +563,239 | 0.00 | 0.06 | +0.06 | buy |
| Velan Capital Investment Management LP | 687,500 | 827,500 | +140,000 | 0.57 | 2.71 | +2.14 | buy |
| JANE STREET GROUP, LLC | 0 | 115,721 | +115,721 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 35,003 | +35,003 | 0.00 | 0.00 | +0.00 | buy |
| Scientech Research LLC | 0 | 30,534 | +30,534 | 0.00 | 0.13 | +0.13 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 46,537 | 77,054 | +30,517 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 0 | 27,709 | +27,709 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 26,275 | +26,275 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 19,650 | +19,650 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 18,679 | 37,979 | +19,300 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 0 | 15,843 | +15,843 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 0 | 14,994 | +14,994 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 3,502 | +3,502 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 487 | +487 | 0.00 | 0.00 | +0.00 | buy |
| Rubric Capital Management LP | 687,500 | 687,500 | 0 | 0.01 | 0.04 | +0.03 | hold |
| Banque Cantonale Vaudoise | 3 | 3 | 0 | 0.00 | 0.00 | 0.00 | hold |
| TD Waterhouse Canada Inc. | 142 | 142 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LRI Investments, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dogwood Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,554 | 507 | -2,047 | 0.00 | 0.00 | -0.00 | sell |
| Persistent Asset Partners Ltd | 12,319 | 0 | -12,319 | 0.01 | 0.00 | -0.01 | sell |
| DIADEMA PARTNERS LP | 54,025 | 0 | -54,025 | 0.05 | 0.00 | -0.05 | sell |
| DRW Securities, LLC | 134,222 | 0 | -134,222 | 0.01 | 0.00 | -0.01 | sell |
| Nantahala Capital Management, LLC | 625,000 | 0 | -625,000 | 0.05 | 0.00 | -0.05 | sell |
| Stonepine Capital Management, LLC | 687,500 | 30,000 | -657,500 | 0.77 | 0.14 | -0.63 | sell |