| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 1,192 | 2,343 | +1,151 | 0.00 | 0.00 | +0.00 | buy |
| LRI Investments, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 15,864 | 15,864 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 625,000 | 625,000 | 0 | 0.13 | 0.09 | -0.04 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rubric Capital Management LP | 687,500 | 687,500 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Global Retirement Partners, LLC | 25 | 25 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Velan Capital Investment Management LP | 687,500 | 687,500 | 0 | 1.73 | 1.40 | -0.33 | hold |
| TD Waterhouse Canada Inc. | 142 | 142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dogwood Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Avion Wealth | 242 | 0 | -242 | 0.00 | 0.00 | 0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 28,970 | 27,956 | -1,014 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 50,003 | 35,003 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 19,999 | 0 | -19,999 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 687,500 | 0 | -687,500 | 1.63 | 0.00 | -1.63 | sell |