| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| DRW Securities, LLC | 0 | 134,222 | +134,222 | 0.00 | 0.01 | +0.01 | buy |
| DIADEMA PARTNERS LP | 0 | 54,025 | +54,025 | 0.00 | 0.05 | +0.05 | buy |
| STATE STREET CORP | 0 | 18,679 | +18,679 | 0.00 | 0.00 | +0.00 | buy |
| Persistent Asset Partners Ltd | 0 | 12,319 | +12,319 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 45,234 | 46,537 | +1,303 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,279 | 2,554 | +1,275 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 25 | 86 | +61 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 0 | 3 | +3 | 0.00 | 0.00 | 0.00 | buy |
| Stonepine Capital Management, LLC | 687,500 | 687,500 | 0 | 1.38 | 0.77 | -0.61 | hold |
| Nantahala Capital Management, LLC | 625,000 | 625,000 | 0 | 0.10 | 0.05 | -0.04 | hold |
| Rubric Capital Management LP | 687,500 | 687,500 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Velan Capital Investment Management LP | 687,500 | 687,500 | 0 | 1.60 | 0.57 | -1.03 | hold |
| TD Waterhouse Canada Inc. | 142 | 142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LRI Investments, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dogwood Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 45,543 | 37,600 | -7,943 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 37,548 | 0 | -37,548 | 0.00 | 0.00 | -0.00 | sell |