| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Warberg Asset Management LLC | 0 | 126,999 | +126,999 | 0.00 | 0.18 | +0.18 | buy |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | 0 | 60,384 | +60,384 | 0.00 | 0.09 | +0.09 | buy |
| Cross Staff Investments Inc | 529,118 | 552,618 | +23,500 | 2.33 | 2.16 | -0.18 | buy |
| Quadrant Private Wealth Management, LLC | 0 | 18,000 | +18,000 | 0.00 | 0.02 | +0.02 | buy |
| ALPS ADVISORS INC | 0 | 10,779 | +10,779 | 0.00 | 0.00 | +0.00 | buy |
| PERRITT CAPITAL MANAGEMENT INC | 10,000 | 20,000 | +10,000 | 0.03 | 0.06 | +0.02 | buy |
| SIMPLEX TRADING, LLC | 224 | 1,948 | +1,724 | 0.00 | 0.00 | +0.00 | buy |
| Ulland Investment Advisors, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 0 | 900 | +900 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 193 | +193 | 0.00 | 0.00 | +0.00 | buy |
| Beaird Harris Wealth Management, LLC | 0 | 107 | +107 | 0.00 | 0.00 | +0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 12 | 12 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Waratah Capital Advisors Ltd. | 568,893 | 568,893 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Parallel Advisors, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Continuum Advisory, LLC | 6 | 6 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 7 | 7 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CIBC Private Wealth Group LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 134 | 0 | -134 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 178 | 0 | -178 | 0.00 | 0.00 | -0.00 | sell |
| R Squared Ltd | 190 | 0 | -190 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,054 | 0 | -1,054 | 0.00 | 0.00 | -0.00 | sell |
| THOMIST CAPITAL MANAGEMENT, LP | 102,058 | 96,956 | -5,102 | 0.21 | 0.22 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 10,133 | 0 | -10,133 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 80,640 | 65,912 | -14,728 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 38,393 | 21,449 | -16,944 | 0.01 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 226,683 | 202,474 | -24,209 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 30,239 | 0 | -30,239 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 50,002 | 0 | -50,002 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 111,476 | 0 | -111,476 | 0.01 | 0.00 | -0.01 | sell |