Stock Transactions — CARLYLE SECURED LENDING INC

Total Bought
1,192,896
55 transactions
Total Sold
967,844
36 transactions
Net
+225,052
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA ADVISERS, LP284,500606,800+322,3000.010.02+0.01buy
VAN ECK ASSOCIATES CORP1,002,9141,179,099+176,1850.020.03+0.01buy
BANK OF AMERICA CORP /DE/962,4401,054,295+91,8550.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP301,593392,378+90,7850.010.02+0.00buy
Trexquant Investment LP039,878+39,8780.000.01+0.01buy
CONDOR CAPITAL MANAGEMENT227,327264,311+36,9840.360.45+0.09buy
Hennion & Walsh Asset Management, Inc.81,929118,341+36,4120.070.11+0.04buy
Redhawk Wealth Advisors, Inc.033,909+33,9090.000.09+0.09buy
JPMORGAN CHASE & CO34,60063,500+28,9000.000.00+0.00buy
ExodusPoint Capital Management, LP32,98061,657+28,6770.010.01+0.01buy
Triumph Capital Management027,632+27,6320.000.20+0.20buy
LAZARD ASSET MANAGEMENT LLC13,11337,226+24,1130.000.00+0.00buy
Aquatic Capital Management LLC4,80024,400+19,6000.000.02+0.01buy
GSA CAPITAL PARTNERS LLP019,135+19,1350.000.02+0.02buy
MORGAN STANLEY2,004,6152,023,504+18,8890.000.00+0.00buy
ROYAL BANK OF CANADA250,476268,334+17,8580.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC017,604+17,6040.000.00+0.00buy
AMERIPRISE FINANCIAL INC154,413171,790+17,3770.000.00+0.00buy
Activest Wealth Management013,725+13,7250.000.08+0.08buy
United Advisor Group, LLC013,302+13,3020.000.07+0.07buy
GOLDMAN SACHS GROUP INC157,760168,759+10,9990.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC20,63831,490+10,8520.000.00+0.00buy
Magnetar Financial LLC010,678+10,6780.000.00+0.00buy
Virtu Financial LLC010,007+10,0070.000.01+0.01buy
GRIMES & COMPANY, INC.11,45220,502+9,0500.010.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC33,89040,837+6,9470.000.00+0.00buy
Cetera Investment Advisers30,17236,995+6,8230.000.00+0.00buy
OSAIC HOLDINGS, INC.64,98971,763+6,7740.000.00+0.00buy
Cambria Investment Management, L.P.16,12122,802+6,6810.020.02+0.01buy
GROUP ONE TRADING LLC05,237+5,2370.000.00+0.00buy
WELLS FARGO & COMPANY/MN25,85229,456+3,6040.000.00+0.00buy
VIRTUS ADVISERS, LLC39,73342,895+3,1620.340.37+0.03buy
STIFEL FINANCIAL CORP26,19929,235+3,0360.000.00+0.00buy
nVerses Capital, LLC03,000+3,0000.000.03+0.03buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO02,910+2,9100.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.10,10212,449+2,3470.000.00+0.00buy
Global Retirement Partners, LLC46,70848,495+1,7870.030.03-0.00buy
Catalyst Funds Management Pty Ltd01,700+1,7000.000.01+0.01buy
ALPS ADVISORS INC47,90549,530+1,6250.010.01+0.00buy
Verdence Capital Advisors LLC27,75229,152+1,4000.040.05+0.00buy
U.S. Capital Wealth Advisors, LLC45,33146,731+1,4000.030.03+0.00buy
Pathstone Holdings, LLC69,25470,596+1,3420.010.01+0.00buy
CANADA LIFE ASSURANCE Co46,57847,494+9160.000.00+0.00buy
Steward Partners Investment Advisory, LLC12,33513,147+8120.000.00+0.00buy
CITADEL ADVISORS LLC32,75833,527+7690.000.00+0.00buy
Invesco Ltd.41,89642,635+7390.000.00+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.11,10011,665+5650.010.01+0.00buy
Raleigh Capital Management Inc.0520+5200.000.00+0.00buy
CITIGROUP INC1,3491,854+5050.000.00+0.00buy
Rockefeller Capital Management L.P.29,11329,568+4550.000.00+0.00buy
CHELSEA COUNSEL CO0340+3400.000.00+0.00buy
Heritage Wealth Advisors1,8002,100+3000.000.00+0.00buy
Frazier Financial Advisors, LLC0249+2490.000.00+0.00buy
Arkadios Wealth Advisors36,11036,265+1550.050.04-0.00buy
TOTH FINANCIAL ADVISORY CORP090+900.000.00+0.00buy
AdvisorNet Financial, Inc303000.000.00+0.00hold
MACQUARIE GROUP LTD64,60064,60000.000.00+0.00hold
HARBOR INVESTMENT ADVISORY, LLC4,2104,21000.010.01+0.00hold
FineMark National Bank & Trust41,62441,62400.030.03+0.00hold
PARK CIRCLE Co71,22571,22501.081.25+0.16hold
Allworth Financial LP2,5282,52800.000.00+0.00hold
Northeast Financial Consultants Inc42,77042,77000.030.03+0.00hold
Sunbelt Securities, Inc.8,7978,79700.020.02-0.00hold
NewEdge Advisors, LLC16116100.000.00-0.00hold
AllSquare Wealth Management LLC1,7001,70000.020.02+0.00hold
Sound Income Strategies, LLC1,1911,19100.000.00-0.00hold
Keebeck Wealth Management31,00031,00000.080.08+0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC18,12518,12500.030.03-0.00hold
Clarus Group, Inc.29,46429,46400.340.23-0.10hold
EMC Capital Management13,02113,02100.130.13+0.01hold
HB Wealth Management, LLC11,79011,79000.000.00+0.00hold
Tyler-Stone Wealth Management1,3101,31000.010.01+0.00hold
Financial Alternatives, Inc19,99119,99100.250.27+0.01hold
WealthCollab, LLC48248200.010.01+0.00hold
US BANCORP \DE\50,00050,00000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.63,88863,88800.000.00+0.00hold
NBC SECURITIES, INC.40040000.000.00+0.00hold
ACADIAN ASSET MANAGEMENT LLC111100.000.000.00hold
TRUIST FINANCIAL CORP65,23064,959-2710.000.00+0.00sell
Kingsview Wealth Management, LLC10,52710,253-2740.000.00-0.00sell
Cape Investment Advisory, Inc.3870-3870.000.00-0.00sell
Qube Research & Technologies Ltd36,55236,050-5020.000.00+0.00sell
Kovack Advisors, Inc.37,41136,889-5220.070.07-0.00sell
CIBC Private Wealth Group LLC1,0000-1,0000.000.00-0.00sell
Truvestments Capital LLC20,90719,899-1,0080.130.14+0.01sell
Cambridge Investment Research Advisors, Inc.38,19636,251-1,9450.000.00-0.00sell
LPL Financial LLC55,67753,336-2,3410.000.00-0.00sell
Quarry LP2,5290-2,5290.020.00-0.02sell
COMERICA BANK12,2949,106-3,1880.000.00-0.00sell
Tower Research Capital LLC (TRC)3,7430-3,7430.000.00-0.00sell
TUDOR INVESTMENT CORP ET AL63,27558,805-4,4700.010.01-0.00sell
Jump Financial, LLC27,20822,072-5,1360.010.01-0.00sell
Muzinich & Co., Inc.257,336250,357-6,9793.343.56+0.22sell
Legal & General Group Plc407,986399,738-8,2480.000.00+0.00sell
Janney Montgomery Scott LLC51,11740,514-10,6030.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd11,3400-11,3400.010.00-0.01sell
Beacon Pointe Advisors, LLC11,6750-11,6750.000.00-0.00sell
Sumitomo Mitsui Trust Group, Inc.258,774245,268-13,5060.000.00+0.00sell
GRIES FINANCIAL LLC211,750197,990-13,7600.580.72+0.15sell
Dynamic Technology Lab Private Ltd14,1950-14,1950.020.00-0.02sell
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