Stock Transactions — CARLYLE SECURED LENDING INC

Total Bought
5,040,613
74 transactions
Total Sold
4,977,947
59 transactions
Net
+62,666
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RIVERNORTH CAPITAL MANAGEMENT, LLC357,0131,201,142+844,1290.270.86+0.59buy
TWO SIGMA INVESTMENTS, LP242,989727,570+484,5810.010.01+0.01buy
North Ground Capital0476,134+476,1340.003.65+3.65buy
Rockefeller Capital Management L.P.68,681332,271+263,5900.000.01+0.01buy
Alpine Global Management, LLC0250,609+250,6090.000.57+0.57buy
WELLS FARGO & COMPANY/MN34,053271,299+237,2460.000.00+0.00buy
BlackRock, Inc.264,185493,129+228,9440.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.264,138418,493+154,3550.000.00+0.00buy
Kovitz Investment Group Partners, LLC0151,749+151,7490.000.01+0.01buy
TWO SIGMA ADVISERS, LP334,700484,700+150,0000.010.01+0.00buy
Muzinich & Co., Inc.352,617499,918+147,3012.202.42+0.22buy
MARSHALL WACE, LLP0140,736+140,7360.000.00+0.00buy
Corient Private Wealth LLC167,300292,845+125,5450.000.01+0.00buy
Invesco Ltd.779,586901,237+121,6510.000.00-0.00buy
MORGAN STANLEY2,295,5222,412,671+117,1490.000.00-0.00buy
Connor, Clark & Lunn Investment Management Ltd.0100,936+100,9360.000.00+0.00buy
Brevan Howard Capital Management LP10,592108,636+98,0440.000.02+0.02buy
MILLENNIUM MANAGEMENT LLC091,252+91,2520.000.00+0.00buy
Neuberger Berman Group LLC081,483+81,4830.000.00+0.00buy
Verition Fund Management LLC077,947+77,9470.000.01+0.01buy
UBS Group AG567,546635,484+67,9380.000.00-0.00buy
Qube Research & Technologies Ltd152,607206,966+54,3590.000.00+0.00buy
Quadrature Capital Ltd051,610+51,6100.000.01+0.01buy
Hennion & Walsh Asset Management, Inc.116,342167,312+50,9700.060.08+0.01buy
BI Asset Management Fondsmaeglerselskab A/S219,176267,882+48,7060.030.03+0.00buy
D. E. Shaw & Co., Inc.047,963+47,9630.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,785,9961,829,519+43,5230.030.02-0.01buy
CANADA LIFE ASSURANCE Co45,93288,352+42,4200.000.00+0.00buy
Lido Advisors, LLC52,23485,266+33,0320.000.00+0.00buy
Sunbelt Securities, Inc.8,79733,082+24,2850.010.03+0.01buy
CAXTON ASSOCIATES LLP29,44548,026+18,5810.010.02+0.01buy
TrueMark Investments, LLC018,113+18,1130.000.04+0.04buy
Farther Finance Advisors, LLC1,05019,100+18,0500.000.00+0.00buy
LPL Financial LLC90,409104,622+14,2130.000.00-0.00buy
Cetera Investment Advisers67,12480,689+13,5650.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC67,30879,895+12,5870.000.00+0.00buy
Advisors Asset Management, Inc.223,857236,167+12,3100.050.05-0.00buy
Equitable Holdings, Inc.010,713+10,7130.000.00+0.00buy
COMERICA BANK88,36798,999+10,6320.000.00-0.00buy
Avior Wealth Management, LLC010,293+10,2930.000.00+0.00buy
NOVARE CAPITAL MANAGEMENT LLC194,680204,650+9,9700.220.19-0.02buy
United Advisor Group, LLC26,11534,366+8,2510.060.06-0.00buy
Global Retirement Partners, LLC81,45388,908+7,4550.030.02-0.00buy
CONDOR CAPITAL MANAGEMENT175,506182,951+7,4450.210.19-0.02buy
Virtus Investment Advisers, LLC63,21769,053+5,8360.290.25-0.05buy
Security National Bank05,091+5,0910.000.01+0.01buy
OSAIC HOLDINGS, INC.54,12558,996+4,8710.000.00-0.00buy
NORTHERN TRUST CORP19,40124,258+4,8570.000.00+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP14,43619,117+4,6810.030.04+0.01buy
Verdence Capital Advisors LLC40,41344,253+3,8400.040.03-0.00buy
TRANSCEND CAPITAL ADVISORS, LLC25,01528,646+3,6310.030.03-0.00buy
Whipplewood Advisors, LLC34,80238,090+3,2880.260.31+0.05buy
State of Alaska, Department of Revenue03,011+3,0110.000.00+0.00buy
CWM, LLC6,8369,770+2,9340.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/12,42414,894+2,4700.000.00+0.00buy
HB Wealth Management, LLC11,79013,940+2,1500.000.00-0.00buy
Rossby Financial, LCC02,000+2,0000.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC34,00335,962+1,9590.000.00-0.00buy
Private Wealth Management Group, LLC01,904+1,9040.000.01+0.01buy
Pathstone Holdings, LLC76,06577,695+1,6300.000.00-0.00buy
ADVISORY RESEARCH INC10,38711,340+9530.020.02-0.00buy
MACKENZIE FINANCIAL CORP25,89826,609+7110.000.00-0.00buy
CHOREO, LLC1,458,0281,458,708+6800.290.25-0.04buy
HighTower Advisors, LLC70,94571,575+6300.000.00-0.00buy
CX Institutional0601+6010.000.00+0.00buy
Savant Capital, LLC18,87419,412+5380.000.00-0.00buy
Cerity Partners LLC10,69811,146+4480.000.00-0.00buy
Advisory Services Network, LLC0386+3860.000.00+0.00buy
BARCLAYS PLC0301+3010.000.00+0.00buy
Sound Income Strategies, LLC1,1911,437+2460.000.00-0.00buy
Wealthspire Advisors, LLC0219+2190.000.00+0.00buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC236,263236,458+1951.931.60-0.33buy
Janney Montgomery Scott LLC35,80435,982+1780.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV17,89017,899+90.000.00-0.00buy
MAI Capital Management20,79720,79700.000.00-0.00hold
TRUST CO OF VERMONT1,0801,08000.000.00-0.00hold
FLPUTNAM INVESTMENT MANAGEMENT CO34,48334,48300.010.01-0.00hold
SMH CAPITAL ADVISORS INC21,92521,92500.680.57-0.12hold
CHELSEA COUNSEL CO34034000.000.00-0.00hold
SCS Capital Management LLC11,31411,31400.000.00-0.00hold
GFS Advisors, LLC49,70049,70000.090.08-0.01hold
HARBOR INVESTMENT ADVISORY, LLC45045000.000.00-0.00hold
PATTON ALBERTSON MILLER GROUP, LLC25,11425,11400.050.04-0.01hold
FineMark National Bank & Trust40,38140,38100.020.02-0.00hold
Catalyst Capital Advisors LLC7,0877,08700.000.00-0.00hold
Allworth Financial LP2,5282,52800.000.00-0.00hold
Arax Advisory Partners71671600.000.00-0.00hold
Heritage Wealth Advisors2,1002,10000.000.00-0.00hold
NewEdge Advisors, LLC16116100.000.00-0.00hold
AllSquare Wealth Management LLC1,4001,40000.010.01-0.00hold
Summit Trail Advisors, LLC146,027146,02700.040.03-0.01hold
GREAT VALLEY ADVISOR GROUP, INC.11,10011,10000.000.00-0.00hold
Avion Wealth50050000.000.00-0.00hold
Keebeck Wealth Management31,00031,00000.060.05-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC18,12518,12500.020.02-0.00hold
Clarus Group, Inc.21,29121,29100.110.09-0.01hold
EMC Capital Management6,5216,52100.050.04-0.01hold
Activest Wealth Management8,1258,12500.030.02-0.01hold
Ameritas Advisory Services, LLC75075000.000.00+0.00hold
Eagle Strategies LLC14,86314,86300.030.02-0.01hold
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