| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SABBY MANAGEMENT, LLC | 0 | 276,587 | +276,587 | 0.00 | 14.47 | +14.47 | buy |
| Versant Venture Management, LLC | 0 | 269,772 | +269,772 | 0.00 | 2.23 | +2.23 | buy |
| TANG CAPITAL MANAGEMENT LLC | 0 | 138,962 | +138,962 | 0.00 | 0.05 | +0.05 | buy |
| VANGUARD GROUP INC | 0 | 134,608 | +134,608 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 0 | 39,068 | +39,068 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 34,736 | +34,736 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 0 | 33,225 | +33,225 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 1,538 | +1,538 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 292 | +292 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 260 | +260 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 48 | 0 | -48 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 133 | 0 | -133 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 236 | 0 | -236 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 767 | 56 | -711 | 0.00 | 0.00 | -0.00 | sell |
| Millstone Evans Group, LLC | 800 | 0 | -800 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 3,800 | 0 | -3,800 | 0.00 | 0.00 | -0.00 | sell |
| MayTech Global Investments, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 20,422 | 0 | -20,422 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 41,492 | 0 | -41,492 | 0.00 | 0.00 | -0.00 | sell |
| DAVENPORT & Co LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 99,391 | 0 | -99,391 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 297,877 | 0 | -297,877 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 431,932 | 0 | -431,932 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 433,346 | 0 | -433,346 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 561,503 | 0 | -561,503 | 0.00 | 0.00 | -0.00 | sell |
| Versant Venture Management, LLC | 3,507,055 | 0 | -3,507,055 | 4.30 | 0.00 | -4.30 | sell |