| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PALISADE CAPITAL MANAGEMENT, LP | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 0 | 0 | 0 | 1.38 | 1.78 | +0.40 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 0 | 0 | 0.69 | 0.42 | -0.28 | hold |
| DLD Asset Management, LP | 0 | 0 | 0 | 8.71 | 17.41 | +8.70 | hold |
| Warberg Asset Management LLC | 0 | 0 | 0 | 0.27 | 0.96 | +0.69 | hold |
| Worth Venture Partners, LLC | 0 | 0 | 0 | 4.80 | 4.96 | +0.17 | hold |
| BANK OF AMERICA CORP /DE/ | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 0 | 0 | 0 | 0.01 | 0.00 | -0.01 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 3,137,000 | 2,987,000 | -150,000 | 0.02 | 0.02 | +0.00 | sell |