| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 318,521 | 548,884 | +230,363 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 19,471 | 177,486 | +158,015 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 714,676 | 815,205 | +100,529 | 0.06 | 0.07 | +0.01 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 291,854 | 387,469 | +95,615 | 0.29 | 0.37 | +0.08 | buy |
| MORGAN STANLEY | 2,272,330 | 2,365,653 | +93,323 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,115,569 | 1,192,502 | +76,933 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 171,804 | 248,303 | +76,499 | 0.04 | 0.06 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 0 | 73,839 | +73,839 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 1,205,589 | 1,261,042 | +55,453 | 0.07 | 0.07 | -0.00 | buy |
| LPL Financial LLC | 252,186 | 295,000 | +42,814 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,124,425 | 1,162,103 | +37,678 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 86,435 | 117,390 | +30,955 | 0.01 | 0.00 | -0.00 | buy |
| CHOREO, LLC | 0 | 30,055 | +30,055 | 0.00 | 0.01 | +0.01 | buy |
| Snowden Capital Advisors LLC | 11,130 | 40,601 | +29,471 | 0.00 | 0.02 | +0.01 | buy |
| Penserra Capital Management LLC | 1,080,697 | 1,107,769 | +27,072 | 0.23 | 0.17 | -0.06 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 132,271 | 156,424 | +24,153 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 103,171 | 126,522 | +23,351 | 0.05 | 0.06 | +0.02 | buy |
| Tranquility Partners, LLC | 100,493 | 119,058 | +18,565 | 0.48 | 0.55 | +0.07 | buy |
| Moors & Cabot, Inc. | 0 | 17,750 | +17,750 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 0 | 17,150 | +17,150 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 16,973 | +16,973 | 0.00 | 0.01 | +0.01 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 15,142 | +15,142 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 0 | 13,905 | +13,905 | 0.00 | 0.00 | +0.00 | buy |
| Perigon Wealth Management, LLC | 0 | 12,712 | +12,712 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 143,628 | 155,720 | +12,092 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 50,336 | 61,768 | +11,432 | 0.00 | 0.00 | +0.00 | buy |
| VIRTUS ADVISERS, LLC | 36,771 | 47,474 | +10,703 | 0.26 | 0.30 | +0.04 | buy |
| Bank of New York Mellon Corp | 0 | 10,003 | +10,003 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 122,124 | 129,957 | +7,833 | 0.02 | 0.02 | -0.00 | buy |
| HighTower Advisors, LLC | 385,674 | 392,481 | +6,807 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 133,769 | 140,398 | +6,629 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 105,989 | 111,617 | +5,628 | 0.03 | 0.02 | -0.01 | buy |
| Clear Creek Financial Management, LLC | 14,250 | 17,314 | +3,064 | 0.03 | 0.03 | +0.00 | buy |
| Eagle Bay Advisors LLC | 0 | 2,800 | +2,800 | 0.00 | 0.02 | +0.02 | buy |
| OPPENHEIMER & CO INC | 28,710 | 30,775 | +2,065 | 0.01 | 0.01 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| INVICTUS PRIVATE WEALTH, LLC | 45,485 | 47,285 | +1,800 | 0.05 | 0.05 | -0.00 | buy |
| COMERICA BANK | 4,170 | 5,508 | +1,338 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 12,183 | 13,260 | +1,077 | 0.06 | 0.05 | -0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 89,334 | 90,174 | +840 | 0.01 | 0.01 | +0.00 | buy |
| Stolper Co | 54,670 | 55,460 | +790 | 0.25 | 0.24 | -0.01 | buy |
| BESSEMER GROUP INC | 2,532 | 2,532 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 13,474 | 13,474 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 19,611 | 19,611 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 1,800 | 1,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laird Norton Wetherby Wealth Management, LLC | 12,500 | 12,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Essex Financial Services, Inc. | 16,532 | 16,532 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 85 | 85 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Horrell Capital Management, Inc. | 5,000 | 5,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 973,294 | 973,294 | 0 | 0.53 | 0.56 | +0.03 | hold |
| Cerity Partners LLC | 44,500 | 44,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 180,556 | 180,556 | 0 | 0.56 | 0.42 | -0.14 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 41,884 | 41,884 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Lido Advisors, LLC | 44,898 | 44,898 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Graves Light Lenhart Wealth, Inc. | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cresset Asset Management, LLC | 113,540 | 113,540 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 19,075 | 19,075 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Hexagon Capital Partners LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Round Rock Advisors, LLC | 29,498 | 29,498 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Robbins Farley | 7,051 | 7,051 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Twelve Points Wealth Management LLC | 12,169 | 12,169 | 0 | 0.07 | 0.05 | -0.01 | hold |
| Allspring Global Investments Holdings, LLC | 43,032 | 43,032 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 11,167 | 11,167 | 0 | 0.12 | 0.10 | -0.02 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 183,726 | 183,726 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 780 | 780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bramshill Investments, LLC | 10,185 | 10,005 | -180 | 0.01 | 0.14 | +0.13 | sell |
| Keystone Financial Group | 14,542 | 14,319 | -223 | 0.03 | 0.02 | -0.00 | sell |
| Gradient Investments LLC | 605 | 0 | -605 | 0.00 | 0.00 | -0.00 | sell |
| Oder Investment Management, LLC | 66,613 | 65,934 | -679 | 0.75 | 0.73 | -0.02 | sell |
| Next Capital Management LLC | 236,459 | 235,634 | -825 | 1.15 | 1.14 | -0.01 | sell |
| Truvestments Capital LLC | 1,000 | 0 | -1,000 | 0.01 | 0.00 | -0.01 | sell |
| Summit Financial Wealth Advisors, LLC | 19,400 | 18,100 | -1,300 | 0.05 | 0.04 | -0.01 | sell |
| UBS Group AG | 194,703 | 193,006 | -1,697 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 1,866 | 0 | -1,866 | 0.01 | 0.00 | -0.01 | sell |
| Advisory Services Network, LLC | 51,784 | 49,329 | -2,455 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 82,684 | 78,384 | -4,300 | 0.01 | 0.01 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 172,803 | 167,346 | -5,457 | 0.72 | 0.70 | -0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,968 | 0 | -5,968 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 235,696 | 226,975 | -8,721 | 0.07 | 0.06 | -0.00 | sell |
| Leo Wealth, LLC | 25,313 | 13,872 | -11,441 | 0.03 | 0.02 | -0.01 | sell |
| Merit Financial Group, LLC | 261,812 | 249,540 | -12,272 | 0.09 | 0.07 | -0.02 | sell |
| CTC Alternative Strategies, Ltd. | 12,320 | 0 | -12,320 | 0.29 | 0.00 | -0.29 | sell |
| Accuvest Global Advisors | 14,863 | 0 | -14,863 | 0.18 | 0.00 | -0.18 | sell |
| Aristides Capital LLC | 14,962 | 0 | -14,962 | 0.09 | 0.00 | -0.09 | sell |
| JPMORGAN CHASE & CO | 15,612 | 0 | -15,612 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 17,987 | 0 | -17,987 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 28,333 | 0 | -28,333 | 0.00 | 0.00 | -0.00 | sell |
| Vivaldi Capital Management LP | 250,817 | 220,305 | -30,512 | 0.87 | 0.77 | -0.10 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,040,208 | 1,001,985 | -38,223 | 0.96 | 0.98 | +0.02 | sell |
| Invesco Ltd. | 161,485 | 120,644 | -40,841 | 0.00 | 0.00 | -0.00 | sell |
| FourThought Financial Partners, LLC | 60,676 | 0 | -60,676 | 0.09 | 0.00 | -0.09 | sell |
| Hennion & Walsh Asset Management, Inc. | 72,595 | 0 | -72,595 | 0.05 | 0.00 | -0.05 | sell |
| Coastal Bridge Advisors, LLC | 4,012,202 | 3,937,162 | -75,040 | 11.64 | 10.78 | -0.85 | sell |
| Bulldog Investors, LLP | 121,405 | 42,295 | -79,110 | 0.45 | 0.17 | -0.29 | sell |
| Almitas Capital LLC | 80,158 | 0 | -80,158 | 0.31 | 0.00 | -0.31 | sell |
| Integrated Wealth Concepts LLC | 690,942 | 603,386 | -87,556 | 0.13 | 0.10 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 92,034 | 0 | -92,034 | 0.09 | 0.00 | -0.09 | sell |
| AQR Arbitrage LLC | 166,112 | 0 | -166,112 | 0.08 | 0.00 | -0.08 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,388,670 | 420,475 | -968,195 | 0.39 | 0.12 | -0.27 | sell |