| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TRANSCEND CAPITAL ADVISORS, LLC | 449,567 | 552,010 | +102,443 | 0.39 | 0.46 | +0.07 | buy |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 30,000 | 39,751 | +9,751 | 0.25 | 0.39 | +0.14 | buy |
| Moors & Cabot, Inc. | 11,000 | 13,500 | +2,500 | 0.01 | 0.01 | +0.00 | buy |
| INVICTUS PRIVATE WEALTH, LLC | 53,015 | 53,919 | +904 | 0.05 | 0.05 | -0.00 | buy |
| Perigon Wealth Management, LLC | 24,652 | 25,487 | +835 | 0.01 | 0.01 | -0.00 | buy |
| Oder Investment Management, LLC | 55,389 | 55,984 | +595 | 0.60 | 0.59 | -0.00 | buy |
| Stolper Co | 56,205 | 56,693 | +488 | 0.24 | 0.23 | -0.01 | buy |
| Robbins Farley | 6,113 | 6,346 | +233 | 0.04 | 0.04 | +0.00 | buy |
| Tranquility Partners, LLC | 124,267 | 124,429 | +162 | 0.57 | 0.56 | -0.01 | buy |
| Clear Creek Financial Management, LLC | 14,812 | 14,867 | +55 | 0.02 | 0.02 | -0.00 | buy |
| Capital Investment Advisors, LLC | 220,390 | 218,073 | -2,317 | 0.06 | 0.06 | -0.00 | sell |
| Merit Financial Group, LLC | 242,763 | 230,491 | -12,272 | 0.06 | 0.06 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 343,438 | 326,253 | -17,185 | 0.35 | 0.35 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 172,840 | 152,231 | -20,609 | 0.72 | 0.62 | -0.10 | sell |
| SIT INVESTMENT ASSOCIATES INC | 153,361 | 47,773 | -105,588 | 0.04 | 0.01 | -0.03 | sell |
| Westchester Capital Management, LLC | 126,522 | 15,960 | -110,562 | 0.06 | 0.01 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 941,374 | 820,191 | -121,183 | 0.53 | 0.49 | -0.04 | sell |
| Next Capital Management LLC | 209,509 | 76,876 | -132,633 | 1.05 | 0.39 | -0.66 | sell |
| Coastal Bridge Advisors, LLC | 3,818,910 | 3,623,508 | -195,402 | 11.28 | 11.06 | -0.22 | sell |