Stock Transactions — LUMENT FINANCE TRUST INC

Total Bought
719,087
29 transactions
Total Sold
508,253
15 transactions
Net
+210,834
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BlackRock, Inc.1,610,7141,913,130+302,4160.000.00-0.00buy
Melia Wealth LLC784,639946,406+161,7670.830.84+0.01buy
GOLDMAN SACHS GROUP INC065,868+65,8680.000.00+0.00buy
JPMORGAN CHASE & CO37,23161,457+24,2260.000.00+0.00buy
STATE STREET CORP416,086436,562+20,4760.000.00-0.00buy
Bank of New York Mellon Corp94,263113,662+19,3990.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC017,536+17,5360.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey016,394+16,3940.000.00+0.00buy
BAILARD, INC.39,52554,000+14,4750.000.00+0.00buy
VANGUARD GROUP INC1,894,4601,907,084+12,6240.000.00-0.00buy
Vanguard Personalized Indexing Management, LLC011,633+11,6330.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS9,67419,556+9,8820.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,058,7211,068,279+9,5580.000.00-0.00buy
Russell Investments Group, Ltd.08,205+8,2050.000.00+0.00buy
JAMES INVESTMENT RESEARCH, INC.10,00018,000+8,0000.000.00+0.00buy
NewEdge Advisors, LLC12,02918,000+5,9710.000.00+0.00buy
Tower Research Capital LLC (TRC)05,841+5,8410.000.00+0.00buy
Sterling Capital Management LLC1,2323,149+1,9170.000.00+0.00buy
Invesco Ltd.28,72530,466+1,7410.000.00-0.00buy
Covestor Ltd0471+4710.000.00+0.00buy
J.W. COLE ADVISORS, INC.41,40541,701+2960.000.00-0.00buy
Arax Advisory Partners0100+1000.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC45,95446,048+940.000.00-0.00buy
FMR LLC2,5582,628+700.000.00-0.00buy
IFP Advisors, Inc067+670.000.00+0.00buy
Focus Partners Wealth13,00013,029+290.000.00-0.00buy
EverSource Wealth Advisors, LLC026+260.000.00+0.00buy
True Wealth Design, LLC03+30.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,8472,849+20.000.00-0.00buy
Ameritas Investment Partners, Inc.4,6594,65900.000.00-0.00hold
DELTEC ASSET MANAGEMENT LLC200,000200,00000.080.07-0.01hold
CORSAIR CAPITAL MANAGEMENT, L.P.89,63189,63100.040.03-0.01hold
Capital Advisors, Ltd. LLC565600.000.000.00hold
Lion Street Advisors, LLC10,70610,70600.010.01+0.01hold
Nuveen, LLC58,26558,26500.000.00-0.00hold
Arlington Trust Co LLC11,00011,00000.000.00-0.00hold
Legal & General Group Plc4,0974,09700.000.00-0.00hold
PRICE T ROWE ASSOCIATES INC /MD/23,08423,08400.000.00-0.00hold
STRS OHIO8,6008,60000.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC136,284136,28400.000.00-0.00hold
AXA S.A.3,340,7803,340,78000.023.38+3.36hold
AMALGAMATED BANK1,5591,55900.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC10,00010,00000.000.00-0.00hold
RHUMBLINE ADVISERS43,66643,099-5670.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC23,70522,332-1,3730.000.00-0.00sell
Cerity Partners LLC18,18915,831-2,3580.000.00-0.00sell
HARBOUR INVESTMENTS, INC.3,5850-3,5850.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.24,92221,127-3,7950.000.00-0.00sell
NORTHERN TRUST CORP333,176328,931-4,2450.000.00-0.00sell
CITIGROUP INC15,3135,076-10,2370.000.00-0.00sell
LSV ASSET MANAGEMENT65,73552,835-12,9000.000.00-0.00sell
Hillsdale Investment Management Inc.13,7060-13,7060.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND44,50025,600-18,9000.000.00-0.00sell
BARCLAYS PLC86,27964,750-21,5290.000.00-0.00sell
Clear Harbor Asset Management, LLC58,0450-58,0450.010.00-0.01sell
RENAISSANCE TECHNOLOGIES LLC71,2830-71,2830.000.00-0.00sell
DEUTSCHE BANK AG\94,2090-94,2090.000.00-0.00sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.898,833707,312-191,5210.120.08-0.04sell
Page 1 of 1