Stock Transactions — STELLUS CAP INVT CORP

Total Bought
341,492
20 transactions
Total Sold
787,786
30 transactions
Net
-446,294
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
CITADEL ADVISORS LLC40,510107,084+66,5740.000.00+0.00buy
LPL Financial LLC14,01276,769+62,7570.000.00+0.00buy
PFG Investments, LLC062,236+62,2360.000.05+0.05buy
Corient Private Wealth LLC055,246+55,2460.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT161,872183,093+21,2210.220.23+0.01buy
Legal & General Group Plc174,910194,394+19,4840.000.00+0.00buy
VIRTUS ADVISERS, LLC39,20954,217+15,0080.320.38+0.06buy
Virtu Financial LLC010,945+10,9450.000.01+0.01buy
Private Advisor Group, LLC010,000+10,0000.000.00+0.00buy
MORGAN STANLEY183,347192,576+9,2290.000.00-0.00buy
Cliffwater LLC97,18999,960+2,7710.350.35-0.00buy
GABLES CAPITAL MANAGEMENT INC.99,334101,099+1,7650.790.73-0.06buy
CANADA LIFE ASSURANCE Co19,56820,395+8270.000.00-0.00buy
SIMPLEX TRADING, LLC0762+7620.000.00+0.00buy
PSI Advisors, LLC4751,200+7250.000.01+0.00buy
OLD POINT TRUST & FINANCIAL SERVICES N A0500+5000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0500+5000.000.00+0.00buy
Tower Research Capital LLC (TRC)0428+4280.000.00+0.00buy
Icon Wealth Advisors, LLC131,053131,442+3890.180.16-0.02buy
GROUP ONE TRADING LLC1,3001,425+1250.000.00+0.00buy
LSV ASSET MANAGEMENT20,50020,50000.000.00-0.00hold
CHILTON CAPITAL MANAGEMENT LLC6,6006,60000.000.00-0.00hold
Parkside Financial Bank & Trust50050000.000.00-0.00hold
CWM, LLC40040000.000.00-0.00hold
Muzinich & Co., Inc.69,06969,06900.770.770.00hold
Key FInancial Inc50050000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC56,50056,50000.030.03-0.00hold
Focus Partners Advisor Solutions, LLC19,80219,80200.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.13,00013,00000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC20020000.000.00-0.00hold
NOMURA ASSET MANAGEMENT CO LTD2600-2600.000.00-0.00sell
ROYAL BANK OF CANADA27,32426,575-7490.000.00-0.00sell
OPPENHEIMER & CO INC14,49713,738-7590.000.00-0.00sell
Janney Montgomery Scott LLC44,82543,825-1,0000.000.00-0.00sell
Cape Investment Advisory, Inc.1,349347-1,0020.010.00-0.01sell
Advisors Asset Management, Inc.139,155137,872-1,2830.040.03-0.00sell
EntryPoint Capital, LLC1,5690-1,5690.020.00-0.02sell
Jump Financial, LLC19,60017,400-2,2000.010.01-0.00sell
Quantbot Technologies LP3,2590-3,2590.000.00-0.00sell
Sumitomo Mitsui Trust Group, Inc.66,71163,407-3,3040.000.00-0.00sell
Sunbelt Securities, Inc.40,93537,481-3,4540.070.05-0.01sell
Advisory Services Network, LLC3,9520-3,9520.000.00-0.00sell
Aquatic Capital Management LLC4,0000-4,0000.000.00-0.00sell
Trexquant Investment LP29,32124,639-4,6820.010.01-0.00sell
MONTAG A & ASSOCIATES INC7,1290-7,1290.010.00-0.01sell
UBS Group AG8,0720-8,0720.000.00-0.00sell
WELLS FARGO & COMPANY/MN20,28311,805-8,4780.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS8,7480-8,7480.000.00-0.00sell
OSAIC HOLDINGS, INC.20,0968,694-11,4020.000.00-0.00sell
Schonfeld Strategic Advisors LLC14,1000-14,1000.000.00-0.00sell
JPMORGAN CHASE & CO15,1940-15,1940.000.00-0.00sell
Quadrature Capital Ltd50,27134,627-15,6440.010.01-0.00sell
Qube Research & Technologies Ltd54,57732,558-22,0190.000.00-0.00sell
TWO SIGMA ADVISERS, LP222,700200,400-22,3000.010.01-0.00sell
Sigma Planning Corp36,4730-36,4730.040.00-0.04sell
Rockefeller Capital Management L.P.60,2640-60,2640.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP282,670222,215-60,4550.010.01-0.00sell
MILLENNIUM MANAGEMENT LLC155,54055,543-99,9970.000.00-0.00sell
Squarepoint Ops LLC102,9640-102,9640.010.00-0.01sell
ACADIAN ASSET MANAGEMENT LLC263,0740-263,0740.010.00-0.01sell
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