Stock Transactions — STELLUS CAP INVT CORP

Total Bought
914,329
33 transactions
Total Sold
673,938
31 transactions
Net
+240,391
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MARSHALL WACE, LLP0152,859+152,8590.000.00+0.00buy
MORGAN STANLEY0147,755+147,7550.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0116,667+116,6670.000.00+0.00buy
UBS Group AG0100,396+100,3960.000.00+0.00buy
Sunbelt Securities, Inc.154,573203,190+48,6170.130.12-0.01buy
Janney Montgomery Scott LLC043,333+43,3330.000.00+0.00buy
CITADEL ADVISORS LLC23,84162,354+38,5130.000.00+0.00buy
Gallagher Capital Advisors, LLC034,000+34,0000.000.21+0.21buy
Trexquant Investment LP39,34068,320+28,9800.000.00+0.00buy
Legal & General Group Plc204,285229,535+25,2500.000.00-0.00buy
OXFORD ASSET MANAGEMENT LLP022,152+22,1520.000.08+0.08buy
IMC-Chicago, LLC021,284+21,2840.000.00+0.00buy
XTX Topco Ltd017,092+17,0920.000.00+0.00buy
Qube Research & Technologies Ltd016,408+16,4080.000.00+0.00buy
Campbell & CO Investment Adviser LLC015,761+15,7610.000.01+0.01buy
nVerses Capital, LLC012,933+12,9330.000.11+0.11buy
Virtu Financial LLC012,091+12,0910.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC226,165237,599+11,4340.000.00-0.00buy
Significant Wealth Partners LLC010,017+10,0170.000.11+0.11buy
DOLIVER ADVISORS, LP010,000+10,0000.000.02+0.02buy
Advisors Asset Management, Inc.183,055192,693+9,6380.040.03-0.01buy
LPL Financial LLC309,045314,792+5,7470.000.00-0.00buy
PFG Investments, LLC69,64574,661+5,0160.040.03-0.01buy
Inspire Advisors, LLC107,787111,157+3,3700.130.08-0.04buy
WELLS FARGO & COMPANY/MN13,38115,195+1,8140.000.00-0.00buy
Muzinich & Co., Inc.253,534254,834+1,3001.010.82-0.19buy
Virtus Investment Advisers, LLC60,04860,672+6240.210.15-0.05buy
Tower Research Capital LLC (TRC)0575+5750.000.00+0.00buy
Advisory Services Network, LLC0238+2380.000.00+0.00buy
BROWN BROTHERS HARRIMAN & CO0223+2230.000.00+0.00buy
Rockefeller Capital Management L.P.3,1303,234+1040.000.00-0.00buy
Sumitomo Mitsui Trust Group, Inc.156,050156,151+1010.000.00-0.00buy
Crewe Advisors LLC833870+370.000.00-0.00buy
CHILTON CAPITAL MANAGEMENT LLC7,6007,60000.000.00-0.00hold
PRIVATE TRUST CO NA1,0971,09700.000.00-0.00hold
State of Alaska, Department of Revenue1,1661,16600.000.00-0.00hold
Key FInancial Inc50050000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC11,03311,03300.000.00-0.00hold
Ethos Financial Group, LLC197,790197,79000.190.18-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.13,00013,00000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC20020000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP50050000.000.00-0.00hold
Parallel Advisors, LLC80-80.000.00-0.00sell
Smithfield Trust Co1190-1190.000.00-0.00sell
Blue Trust, Inc.1250-1250.000.00-0.00sell
Icon Wealth Advisors, LLC135,467135,269-1980.110.08-0.03sell
GABLES CAPITAL MANAGEMENT INC.67,11866,867-2510.360.26-0.10sell
Harbor Asset Planning, Inc.3000-3000.000.00-0.00sell
CWM, LLC4000-4000.000.00-0.00sell
Empowered Funds, LLC6190-6190.000.00-0.00sell
OPPENHEIMER & CO INC16,03915,410-6290.000.00-0.00sell
GROUP ONE TRADING LLC9020-9020.000.00-0.00sell
ASSETMARK, INC1,2000-1,2000.000.00-0.00sell
Laurel Wealth Advisors LLC2,0830-2,0830.000.00-0.00sell
ROYAL BANK OF CANADA20,11717,827-2,2900.000.00-0.00sell
Concurrent Investment Advisors, LLC15,45913,111-2,3480.000.00-0.00sell
CANADA LIFE ASSURANCE Co36,12631,566-4,5600.000.00-0.00sell
Kestra Advisory Services, LLC4,8510-4,8510.000.00-0.00sell
Aquatic Capital Management LLC11,8896,456-5,4330.000.00-0.00sell
CONDOR CAPITAL MANAGEMENT214,438206,416-8,0220.220.16-0.06sell
Private Advisor Group, LLC10,0000-10,0000.000.00-0.00sell
Farther Finance Advisors, LLC10,2440-10,2440.000.00-0.00sell
NORTHERN TRUST CORP21,93210,173-11,7590.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS18,3621,310-17,0520.000.00-0.00sell
SIMPLEX TRADING, LLC17,2220-17,2220.010.00-0.01sell
Brevan Howard Capital Management LP33,05012,388-20,6620.010.00-0.01sell
TrueMark Investments, LLC24,8270-24,8270.060.00-0.06sell
Corient Private Wealth LLC281,166255,479-25,6870.000.00-0.00sell
OSAIC HOLDINGS, INC.31,8410-31,8410.000.00-0.00sell
JANE STREET GROUP, LLC34,9290-34,9290.000.00-0.00sell
BlackRock, Inc.195,545112,226-83,3190.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP284,104197,246-86,8580.010.00-0.00sell
TWO SIGMA ADVISERS, LP265,2000-265,2000.010.00-0.01sell
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