Stock Transactions — STELLUS CAP INVT CORP

Total Bought
623,951
35 transactions
Total Sold
337,492
13 transactions
Net
+286,459
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Sunbelt Securities, Inc.29,781146,133+116,3520.040.13+0.10buy
Muzinich & Co., Inc.144,005206,893+62,8880.921.05+0.13buy
Sumitomo Mitsui Trust Group, Inc.94,048156,050+62,0020.000.00+0.00buy
Trexquant Investment LP052,449+52,4490.000.01+0.01buy
BlackRock, Inc.158,170202,461+44,2910.000.00+0.00buy
Inspire Advisors, LLC62,530106,262+43,7320.090.13+0.04buy
Gallagher Capital Advisors, LLC034,000+34,0000.000.23+0.23buy
CITADEL ADVISORS LLC17,81349,981+32,1680.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP025,365+25,3650.000.00+0.00buy
JANE STREET GROUP, LLC025,033+25,0330.000.00+0.00buy
Corient Private Wealth LLC253,763274,100+20,3370.000.01+0.00buy
Advisors Asset Management, Inc.124,985144,322+19,3370.030.03+0.00buy
Aquatic Capital Management LLC3,64318,168+14,5250.000.00+0.00buy
Quadrature Capital Ltd011,383+11,3830.000.00+0.00buy
HRT FINANCIAL LP010,910+10,9100.000.00+0.00buy
CANADA LIFE ASSURANCE Co26,76936,056+9,2870.000.00+0.00buy
Ethos Financial Group, LLC197,095205,166+8,0710.240.21-0.03buy
TWO SIGMA INVESTMENTS, LP218,132225,264+7,1320.010.00-0.00buy
CONDOR CAPITAL MANAGEMENT197,552202,846+5,2940.240.22-0.02buy
PFG Investments, LLC64,65569,241+4,5860.050.05-0.01buy
SIMPLEX TRADING, LLC7,01911,335+4,3160.000.00+0.00buy
Rockefeller Capital Management L.P.03,031+3,0310.000.00+0.00buy
Brevan Howard Capital Management LP11,04112,663+1,6220.000.00+0.00buy
ASSETMARK, INC01,200+1,2000.000.00+0.00buy
State of Alaska, Department of Revenue01,166+1,1660.000.00+0.00buy
OSAIC HOLDINGS, INC.33,33134,070+7390.000.00-0.00buy
WELLS FARGO & COMPANY/MN12,80913,480+6710.000.00-0.00buy
Advisory Services Network, LLC0663+6630.000.00+0.00buy
NORTHERN TRUST CORP23,01023,489+4790.000.00-0.00buy
HighTower Advisors, LLC13,09013,529+4390.000.00-0.00buy
OPPENHEIMER & CO INC17,05617,263+2070.000.00-0.00buy
Blue Trust, Inc.0125+1250.000.00+0.00buy
Icon Wealth Advisors, LLC135,214135,328+1140.130.12-0.01buy
Crewe Advisors LLC751770+190.000.00-0.00buy
Ameritas Advisory Services, LLC2,4202,438+180.000.00+0.00buy
CHILTON CAPITAL MANAGEMENT LLC7,6007,60000.000.00-0.00hold
PRIVATE TRUST CO NA1,0971,09700.000.00-0.00hold
Janney Montgomery Scott LLC44,15844,15800.000.00-0.00hold
Quantbot Technologies LP23923900.000.00-0.00hold
CWM, LLC40040000.000.00-0.00hold
Private Advisor Group, LLC10,00010,00000.000.00-0.00hold
Roble, Belko & Company, Inc141400.000.000.00hold
Parallel Advisors, LLC8800.000.00-0.00hold
GABLES CAPITAL MANAGEMENT INC.67,61867,61800.450.38-0.07hold
Geneos Wealth Management Inc.1,7981,79800.000.00-0.00hold
Key FInancial Inc50050000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC11,03311,03300.000.00-0.00hold
ORG Partners LLC2,1102,11000.010.01-0.00hold
Farther Finance Advisors, LLC13,10613,10600.000.00-0.00hold
Harbor Asset Planning, Inc.30030000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.13,00013,00000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC20020000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP50050000.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,0000-1,0000.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS4,3213,293-1,0280.000.00-0.00sell
Concurrent Investment Advisors, LLC16,77812,989-3,7890.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC235,733231,240-4,4930.000.00-0.00sell
Virtus Investment Advisers, LLC64,65458,294-6,3600.300.22-0.09sell
GROUP ONE TRADING LLC11,4014,195-7,2060.010.00-0.00sell
LPL Financial LLC48,09238,846-9,2460.000.00-0.00sell
ROYAL BANK OF CANADA35,37723,209-12,1680.000.00-0.00sell
Legal & General Group Plc184,006171,632-12,3740.000.00-0.00sell
LSV ASSET MANAGEMENT20,5000-20,5000.000.00-0.00sell
Laurel Wealth Advisors LLC29,0380-29,0380.000.00-0.00sell
TWO SIGMA ADVISERS, LP367,400285,772-81,6280.010.01-0.00sell
MORGAN STANLEY148,6620-148,6620.000.00-0.00sell
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