Stock Transactions — STELLUS CAP INVT CORP

Total Bought
199,696
23 transactions
Total Sold
444,307
21 transactions
Net
-244,611
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Corient Private Wealth LLC115,626171,467+55,8410.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.025,052+25,0520.000.00+0.00buy
BlackRock, Inc.86,733111,623+24,8900.000.00+0.00buy
HighTower Advisors, LLC018,208+18,2080.000.00+0.00buy
Aquatic Capital Management LLC017,729+17,7290.000.01+0.01buy
UBS Group AG12,60625,957+13,3510.000.00+0.00buy
MORGAN STANLEY146,727157,813+11,0860.000.00+0.00buy
VIRTUS ADVISERS, LLC55,84865,584+9,7360.360.37+0.01buy
OSAIC HOLDINGS, INC.3,00010,382+7,3820.000.00+0.00buy
NORTHERN TRUST CORP17,65922,973+5,3140.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT181,114183,778+2,6640.220.22-0.00buy
ORG Partners LLC02,110+2,1100.000.00+0.00buy
Legal & General Group Plc172,175173,702+1,5270.000.00+0.00buy
PFG Investments, LLC62,95464,339+1,3850.060.06-0.00buy
PRIVATE TRUST CO NA01,097+1,0970.000.00+0.00buy
Crewe Advisors LLC0750+7500.000.00+0.00buy
POM Investment Strategies, LLC0726+7260.000.01+0.01buy
Janney Montgomery Scott LLC43,82544,325+5000.000.00+0.00buy
Hexagon Capital Partners LLC85358+2730.000.00+0.00buy
WELLS FARGO & COMPANY/MN11,28311,337+540.000.00+0.00buy
Icon Wealth Advisors, LLC131,465131,477+120.150.15-0.00buy
Parallel Advisors, LLC08+80.000.00+0.00buy
MAI Capital Management01+10.000.00+0.00buy
LSV ASSET MANAGEMENT20,50020,50000.000.00+0.00hold
CHILTON CAPITAL MANAGEMENT LLC7,6007,60000.000.00+0.00hold
Parkside Financial Bank & Trust50050000.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.63,40763,40700.000.00-0.00hold
CWM, LLC40040000.000.00+0.00hold
Private Advisor Group, LLC10,00010,00000.000.00-0.00hold
Muzinich & Co., Inc.65,76565,76500.710.64-0.07hold
Roble, Belko & Company, Inc7700.000.000.00hold
PSI Advisors, LLC2,5002,50000.010.01+0.00hold
Key FInancial Inc50050000.000.00+0.00hold
Farther Finance Advisors, LLC13,10613,10600.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.13,00013,00000.000.00+0.00hold
VALLEY NATIONAL ADVISERS INC20020000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP50050000.000.00-0.00hold
ROYAL BANK OF CANADA24,18224,074-1080.000.00-0.00sell
OPPENHEIMER & CO INC12,29912,088-2110.000.00-0.00sell
Cliffwater LLC9810-9810.000.00-0.00sell
Sunbelt Securities, Inc.30,98429,781-1,2030.040.04-0.01sell
Concurrent Investment Advisors, LLC18,09616,428-1,6680.010.01-0.00sell
CANADA LIFE ASSURANCE Co21,35819,491-1,8670.000.00-0.00sell
GROUP ONE TRADING LLC3,0350-3,0350.000.00-0.00sell
GABLES CAPITAL MANAGEMENT INC.101,89998,156-3,7430.700.65-0.05sell
LPL Financial LLC57,32346,390-10,9330.000.00-0.00sell
Qube Research & Technologies Ltd58,23946,574-11,6650.000.00-0.00sell
Advisors Asset Management, Inc.133,092118,963-14,1290.030.03-0.00sell
JPMORGAN CHASE & CO14,9490-14,9490.000.00-0.00sell
Prime Capital Investment Advisors, LLC16,2780-16,2780.000.00-0.00sell
Paloma Partners Management Co16,5130-16,5130.010.00-0.01sell
CITADEL ADVISORS LLC20,9920-20,9920.000.00-0.00sell
Trexquant Investment LP89,18163,036-26,1450.020.01-0.01sell
U.S. Capital Wealth Advisors, LLC48,59813,958-34,6400.020.01-0.02sell
TWO SIGMA ADVISERS, LP423,300377,700-45,6000.010.01-0.00sell
MARSHALL WACE, LLP77,82318,561-59,2620.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP325,435265,622-59,8130.010.01-0.00sell
MILLENNIUM MANAGEMENT LLC100,5720-100,5720.000.00-0.00sell
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